0001104659-21-047554.txt : 20210407 0001104659-21-047554.hdr.sgml : 20210407 20210407161520 ACCESSION NUMBER: 0001104659-21-047554 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210407 FILED AS OF DATE: 20210407 DATE AS OF CHANGE: 20210407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Evermore Global Advisors, LLC CENTRAL INDEX KEY: 0001479983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35064 FILM NUMBER: 21812276 BUSINESS ADDRESS: STREET 1: 89 SUMMIT AVENUE STREET 2: 3RD FLOOR CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: 908-378-2882 MAIL ADDRESS: STREET 1: 89 SUMMIT AVENUE STREET 2: 3RD FLOOR CITY: SUMMIT STATE: NJ ZIP: 07901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERGENT CAPITAL, INC. CENTRAL INDEX KEY: 0001494448 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 300663473 STATE OF INCORPORATION: FL FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561-995-4200 MAIL ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL HOLDINGS, INC. DATE OF NAME CHANGE: 20141023 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, Inc. DATE OF NAME CHANGE: 20110211 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, LLC DATE OF NAME CHANGE: 20100617 4 1 tm2112404-1_4.xml OWNERSHIP DOCUMENT X0306 4 2021-04-07 1 0001494448 EMERGENT CAPITAL, INC. EMGC 0001479983 Evermore Global Advisors, LLC 89 SUMMIT AVENUE 3RD FLOOR SUMMIT NJ 07901 0 0 1 0 Common Stock 2021-04-07 4 J 0 11185000 D 0 I By client Warrants (rights to buy) to purchase Common Stock 2021-04-07 4 J 0 2907821 D 2025-07-28 Common Stock 2907821 0 I By client On October 15, 2020, the Issuer and its subsidiary filed voluntary petitions under chapter 11 of the United States Bankruptcy Code with the Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") to implement the financial restructuring of the Issuer. On December 30, 2020, the Bankruptcy Court entered an order confirming the Issuer's chapter 11 plan of reorganization (the "Plan"). The Plan became effective April 7, 2021. As a result of the Plan becoming effective, the securities of the Issuer were exchanged for certain securities of Lamington Road DAC, an Irish designated activity company (the "Company"). Accordingly, as of April 7, 2021, Evermore Global Advisors, LLC ("Evermore") no longer owns any securities of the Issuer. The Issuer will be liquidated and wound up and its securities will be deregistered with the SEC. The securities were held by Evermore on behalf of its investment advisory client, Sirius International Insurance Corporation. Evermore had sole voting and dispositive power with respect to the securities, but disclaimed beneficial interest in such securities except to the extent of its indirect pecuniary interest therein. /s/ Eric LeGoff, President & COO, Evermore Global Advisors, LLC 2021-04-07