0001104659-21-047554.txt : 20210407
0001104659-21-047554.hdr.sgml : 20210407
20210407161520
ACCESSION NUMBER: 0001104659-21-047554
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210407
FILED AS OF DATE: 20210407
DATE AS OF CHANGE: 20210407
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Evermore Global Advisors, LLC
CENTRAL INDEX KEY: 0001479983
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35064
FILM NUMBER: 21812276
BUSINESS ADDRESS:
STREET 1: 89 SUMMIT AVENUE
STREET 2: 3RD FLOOR
CITY: SUMMIT
STATE: NJ
ZIP: 07901
BUSINESS PHONE: 908-378-2882
MAIL ADDRESS:
STREET 1: 89 SUMMIT AVENUE
STREET 2: 3RD FLOOR
CITY: SUMMIT
STATE: NJ
ZIP: 07901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMERGENT CAPITAL, INC.
CENTRAL INDEX KEY: 0001494448
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 300663473
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 5355 TOWN CENTER ROAD
STREET 2: SUITE 701
CITY: BOCA RATON
STATE: FL
ZIP: 33486
BUSINESS PHONE: 561-995-4200
MAIL ADDRESS:
STREET 1: 5355 TOWN CENTER ROAD
STREET 2: SUITE 701
CITY: BOCA RATON
STATE: FL
ZIP: 33486
FORMER COMPANY:
FORMER CONFORMED NAME: IMPERIAL HOLDINGS, INC.
DATE OF NAME CHANGE: 20141023
FORMER COMPANY:
FORMER CONFORMED NAME: Imperial Holdings, Inc.
DATE OF NAME CHANGE: 20110211
FORMER COMPANY:
FORMER CONFORMED NAME: Imperial Holdings, LLC
DATE OF NAME CHANGE: 20100617
4
1
tm2112404-1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2021-04-07
1
0001494448
EMERGENT CAPITAL, INC.
EMGC
0001479983
Evermore Global Advisors, LLC
89 SUMMIT AVENUE
3RD FLOOR
SUMMIT
NJ
07901
0
0
1
0
Common Stock
2021-04-07
4
J
0
11185000
D
0
I
By client
Warrants (rights to buy) to purchase Common Stock
2021-04-07
4
J
0
2907821
D
2025-07-28
Common Stock
2907821
0
I
By client
On October 15, 2020, the Issuer and its subsidiary filed voluntary petitions under chapter 11 of the United States Bankruptcy Code with the Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") to implement the financial restructuring of the Issuer. On December 30, 2020, the Bankruptcy Court entered an order confirming the Issuer's chapter 11 plan of reorganization (the "Plan"). The Plan became effective April 7, 2021.
As a result of the Plan becoming effective, the securities of the Issuer were exchanged for certain securities of Lamington Road DAC, an Irish designated activity company (the "Company"). Accordingly, as of April 7, 2021, Evermore Global Advisors, LLC ("Evermore") no longer owns any securities of the Issuer. The Issuer will be liquidated and wound up and its securities will be deregistered with the SEC.
The securities were held by Evermore on behalf of its investment advisory client, Sirius International Insurance Corporation. Evermore had sole voting and dispositive power with respect to the securities, but disclaimed beneficial interest in such securities except to the extent of its indirect pecuniary interest therein.
/s/ Eric LeGoff, President & COO, Evermore Global Advisors, LLC
2021-04-07