0001144204-16-130270.txt : 20161028 0001144204-16-130270.hdr.sgml : 20161028 20161028163033 ACCESSION NUMBER: 0001144204-16-130270 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161026 FILED AS OF DATE: 20161028 DATE AS OF CHANGE: 20161028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Bank Financial Corp. CENTRAL INDEX KEY: 0001479750 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 271454759 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 121 ALHAMBRA PLAZA STREET 2: SUITE 1601 CITY: CORAL GABLES STATE: FL ZIP: 33134 BUSINESS PHONE: 305 670 0200 MAIL ADDRESS: STREET 1: 121 ALHAMBRA PLAZA STREET 2: SUITE 1601 CITY: CORAL GABLES STATE: FL ZIP: 33134 FORMER COMPANY: FORMER CONFORMED NAME: North American Financial Holdings, Inc. DATE OF NAME CHANGE: 20091231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kauffman Scott CENTRAL INDEX KEY: 0001533507 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35655 FILM NUMBER: 161958948 MAIL ADDRESS: STREET 1: 65 EAST 55TH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 v451427_4.xml OWNERSHIP DOCUMENT X0306 4 2016-10-26 0 0001479750 Capital Bank Financial Corp. CBF 0001533507 Kauffman Scott 65 E. 55TH STREET, 32ND FLOOR NEW YORK NY 10022 1 0 0 0 Class A Common Stock, par value $0.01 per share 2016-10-26 4 A 0 43 A 43 D On October 26, 2016 (the "Closing Date"), pursuant to that Agreement and Plan of Merger, dated as of November 22, 2015 (the "Merger Agreement"), by and between Capital Bank Financial Corp. ("Capital Bank") and CommunityOne Bancorp ("COB"), each share of common stock of COB issued and outstanding immediately prior to the Closing Date (other than Exception Shares (as defined in the Merger Agreement)) was converted into the right to receive, at the election of the holder but subject to proration, either (i) $14.25 in cash without interest, or (ii) 0.4300 shares of Class A Common Stock of Capital Bank (subject to the payment of cash in lieu of fractional shares). On October 26, 2016, the Reporting Person received 0.4300 shares of Class A Common Stock of Capital Bank for each share of common stock of COB held by the Reporting Person on the Closing Date. /s/ Caitlin H. Melchior, as Attorney-in-Fact for Scott B. Kauffman 2016-10-28