-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HyhopF1IklNZPNave/OeoiwdDpu852JW0cLybZxcxtAZd9xS/IL6qHDmHYu8kTWD 6F676xMxLZXiIogAta1ALQ== 0001193125-10-195044.txt : 20100823 0001193125-10-195044.hdr.sgml : 20100823 20100823165729 ACCESSION NUMBER: 0001193125-10-195044 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100823 DATE AS OF CHANGE: 20100823 EFFECTIVENESS DATE: 20100823 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO Equity Series CENTRAL INDEX KEY: 0001479360 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22375 FILM NUMBER: 101033186 BUSINESS ADDRESS: STREET 1: 840 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-720-6000 MAIL ADDRESS: STREET 1: 840 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: PIMCO Funds Equity Trust DATE OF NAME CHANGE: 20091223 0001479360 S000028117 PIMCO EqS Pathfinder Fund C000085703 Institutional C000085704 Class P C000085706 Class D C000085707 Class A C000085708 Class C C000085709 Class R N-PX 1 dnpx.htm PIMCO EQUITY SERIES PIMCO Equity Series

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number 811-22375

 

 

PIMCO Equity Series

(Exact name of registrant as specified in charter)

 

 

840 Newport Center Drive, Newport Beach, CA 92660

(Address of principal executive offices) (Zip code)

 

Neel T. Kashkari

840 Newport Center Drive

Newport Beach, CA 92660

(Name and address of agent for service)

 

Copies to:

Brendan Fox

Dechert LLP

1775 I Street, N.W.

Washington, D.C. 20006

 

Registrant’s telephone number, including area code: 1-800-927-4648

 

Date of fiscal year end: June 30

 

Date of reporting period: April 14, 2010 (commencement date) - June 30, 2010

 

Item 1. Proxy Voting Record

PIMCO Equity Series (the “Registrant”) is an open-end management investment company consisting of one separate operational portfolio (the “Fund”) for the period ending June 30, 2010. The following provides the proxy voting record for the Fund. The Fund held portfolio securities for which certain matters relating to such portfolio securities were considered at a shareholder meeting held during the period ending June 30, 2010 with respect to which the Registrant was entitled to vote on behalf of the Fund.

 

    

(a)

  

(b)

   (c)   (d)  

(e)

   (f)   (g)   (h)   (i)

Fund Name

  

Security Issuer Name

  

Exchange
Ticker
Symbol

   Cusip or
ISIN		   Security
Holder
Meeting
Date		  

Agenda Item Description

   Proposed
by Issuer
or Share
Holder		   Voted
Cast
(Y/N)?		   Vote Cast
“For”,
“Against”
or
“Abstain”		   Vote Cast
“For” or
“Against”
Management
PIMCO EqS Pathfinder FundTM   Jyske Bank A/S     K55633117   21-Apr-10   Extend Authorization to Increase Share Capital by up to DKK 1 Billion to March 1, 2015   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Jyske Bank A/S     K55633117   21-Apr-10   Extend Authorization to Increase Share Capital by up to DKK 50 Million to Employees Until March 1, 2015   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Jyske Bank A/S     K55633117   21-Apr-10   Approve Issuance of Convertible Bonds without Preemptive Rights by up to DKK 1 Billion; Approve Creation of Pool of Capital to Guarantee Conversion Rights   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Jyske Bank A/S     K55633117   21-Apr-10   Amend Articles Re: Move Secondary Names to Newly Created Article 22   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Jyske Bank A/S     K55633117   21-Apr-10   Amend Articles Re: Add Reference to Article 22 in Article 1   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Jyske Bank A/S     K55633117   21-Apr-10   Amend Articles Re: Editorial Change of Danish Wording   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Jyske Bank A/S     K55633117   21-Apr-10   Amend Articles Re: Specify VP Investor Services A/S as Company’s Share Registrar   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Jyske Bank A/S     K55633117   21-Apr-10   Amend Articles Re: Amend Location of General Meeting to Include Other Locations in Central Jutland Region   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Jyske Bank A/S     K55633117   21-Apr-10   Amend Articles Re: Set Deadline for Submitting Shareholder Proposals   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Jyske Bank A/S     K55633117   21-Apr-10   Amend Articles Re: Right to Convene an Extraordinary General Meeting   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Jyske Bank A/S     K55633117   21-Apr-10   Amend Articles Re: Set Notification Date for Admission Tickets, Proxy Voting, and Adviser Accompaniment   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Jyske Bank A/S     K55633117   21-Apr-10   Amend Articles Re: Editorial Amendment of Name of Legislation   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Jyske Bank A/S     K55633117   21-Apr-10   Amend Articles Re: Editorial Change of Danish Wording   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Jyske Bank A/S     K55633117   21-Apr-10   Amend Articles Re: Deadline and Method of Notification of General Meeting   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Jyske Bank A/S     K55633117   21-Apr-10   Amend Articles Re: Matters on Notice of Annual General Meeting   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Jyske Bank A/S     K55633117   21-Apr-10   Amend Articles Re: Avaliability of Agenda of General Meeting and Annual Report   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Jyske Bank A/S     K55633117   21-Apr-10   Amend Articles Re: Stipulate that Proxies can be Granted for an Unlimited Period   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Jyske Bank A/S     K55633117   21-Apr-10   Amend Articles Re: Set Deadline for Voting Right of Shares Acquired Through Transfer   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Jyske Bank A/S     K55633117   21-Apr-10   Amend Articles Re: Set Amount of Shares to 64.8 Million Shares; Delete Specification Reading “Shares of DKK 10 Each or Multiples Thereof”   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Orkla ASA     R67787102   22-Apr-10   Approve Guidelines for Incentive-Based Compensation for Executive Management   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Orkla ASA     R67787102   22-Apr-10   Approve Repurchase of Shares and Reissuance of Repurchased Shares in Connection with Incentive Arrangements   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Orkla ASA     R67787102   22-Apr-10   Instruct Board to Direct Management to Ensure that Orkla Finans’ Operations Are Grounded at All Times in Adequate Expertise and Satisfactory Ethical Guidelines   Share
Holder		   Yes   Against   For
PIMCO EqS Pathfinder FundTM   Orkla ASA     R67787102   22-Apr-10   Approve Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Orkla ASA     R67787102   22-Apr-10   Approve Allocation of Income and Dividends of NOK 2.25 per Share   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Orkla ASA     R67787102   22-Apr-10   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Orkla ASA     R67787102   22-Apr-10   Authorize Repurchase of Shares and Cancellation of Repurchased Shares   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Orkla ASA     R67787102   22-Apr-10   Approve Issuance of 72 Million Shares without Preemptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Orkla ASA     R67787102   22-Apr-10   Reelect Andresen, Kreutzer, Bjerke, Houg, Pettersson, Waersted, Windfeldt, Svarva, Mejdell, Blystad, Selte and Venold as Members of Corporate Assembly; Elect Flinder and Brautaset as New Members; Elect Six Deputies   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Orkla ASA     R67787102   22-Apr-10   Elect Olaug Svarva, Idar Kreutzer and Leiv Askvig as Members of Nominating Committee   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Orkla ASA     R67787102   22-Apr-10   Elect Idar Kreutzer as Chairman of Nominating Committee   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Orkla ASA     R67787102   22-Apr-10   Approve Remuneration of Members of Corporate Assembly in the Amount of NOK 130,000 per Year for Chairman, NOK 32,500 per Year for Vice-Chairman and NOK 6,500 per Meeting Attended for Other Members   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Orkla ASA     R67787102   22-Apr-10   Approve Remuneration for Nomination Committee Work in the Amount of NOK 6,500 per Meeting for the Chair and NOK 4,500 per Meeting for Other Members   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Orkla ASA     R67787102   22-Apr-10   Approve Guidelines for Nomination Committee   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Orkla ASA     R67787102   22-Apr-10   Approve Remuneration of Auditors   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Keppel Corporation Ltd.     Y4722Z120   23-Apr-10   Adopt Financial Statements and Directors’ Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Keppel Corporation Ltd.     Y4722Z120   23-Apr-10   Declare Final Dividend of SGD 0.23 Per Share   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Keppel Corporation Ltd.     Y4722Z120   23-Apr-10   Reelect Lim Hock San as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Keppel Corporation Ltd.     Y4722Z120   23-Apr-10   Reelect Oon Kum Loon as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Keppel Corporation Ltd.     Y4722Z120   23-Apr-10   Reelect Lee Boon Yang as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Keppel Corporation Ltd.     Y4722Z120   23-Apr-10   Reelect Alvin Yeo Khirn Hai as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Keppel Corporation Ltd.     Y4722Z120   23-Apr-10   Reelect Tong Chong Heong as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Keppel Corporation Ltd.     Y4722Z120   23-Apr-10   Reelect Sven Bang Ullring as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Keppel Corporation Ltd.     Y4722Z120   23-Apr-10   Approve Directors’ Fees Aggregating SGD 1.1 Million in Cash (2008: SGD 570,000) and Award of 30,000 Existing Ordinary Shares to Identified Directors as Payment in Part of Their Respective Remuneration for the Year Ended Dec. 31, 2009   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Keppel Corporation Ltd.     Y4722Z120   23-Apr-10   Approve Special Remuneration of SGD 250,000 to Lim Chee Onn for the Period of Jan. 1, 2009 to June 30, 2009   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Keppel Corporation Ltd.     Y4722Z120   23-Apr-10   Approve Award of Additional 4,500 Ordinary Shares to Lee Boon Yang as Payment in Part of His Remuneration for the Year Ended Dec. 31, 2009   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Keppel Corporation Ltd.     Y4722Z120   23-Apr-10   Reappoint Auditors and Authorize Board to Fix Their Remuneration   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Keppel Corporation Ltd.     Y4722Z120   23-Apr-10   Approve Issuance of Shares with or without Preemptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Keppel Corporation Ltd.     Y4722Z120   23-Apr-10   Authorize Share Repurchase Program   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Keppel Corporation Ltd.     Y4722Z120   23-Apr-10   Approve Mandate for Transactions with Related Parties   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Keppel Corporation Ltd.     Y4722Z120   23-Apr-10   Approve Adoption of the KCL Restricted Share Plan   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Keppel Corporation Ltd.     Y4722Z120   23-Apr-10   Approve Adoption of the KCL Performance Share Plan   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   L Oreal     F58149133   27-Apr-10   Approve Transaction with Jean Paul Agon Re: Amendment to Employment Contract   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   L Oreal     F58149133   27-Apr-10   Reelect Marc Ladreit de Lacharriere as Director   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   L Oreal     F58149133   27-Apr-10   Approve Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   L Oreal     F58149133   27-Apr-10   Accept Consolidated Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   L Oreal     F58149133   27-Apr-10   Approve Allocation of Income and Dividends of EUR 1.50 per Share   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   L Oreal     F58149133   27-Apr-10   Reelect Sir Lindsay Ownen-Jones as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   L Oreal     F58149133   27-Apr-10   Reelect Jean Paul Agon as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   L Oreal     F58149133   27-Apr-10   Reelect Francisco Castaner as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   L Oreal     F58149133   27-Apr-10   Reelect Charles-Henri Filippi as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   L Oreal     F58149133   27-Apr-10   Reelect Xavier Fontanet as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   L Oreal     F58149133   27-Apr-10   Renew Appointments of PricewaterhouseCoopers Audit as Auditor and of Yves Nicolas as Alternate Auditor   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   L Oreal     F58149133   27-Apr-10   Renew Appointment of Deloitte and Associes as Auditor and Appoint BEAS as Alternate Auditor   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   L Oreal     F58149133   27-Apr-10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   L Oreal     F58149133   27-Apr-10   Approve Reduction in Share Capital via Cancellation of Repurchased Shares   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   L Oreal     F58149133   27-Apr-10   Authorize Filing of Required Documents/Other Formalities   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   British American Tobacco plc     G1510J102   28-Apr-10   Accept Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   British American Tobacco plc     G1510J102   28-Apr-10   Approve Remuneration Report   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   British American Tobacco plc     G1510J102   28-Apr-10   Approve Final Dividend   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   British American Tobacco plc     G1510J102   28-Apr-10   Reappoint PricewaterhouseCoopers LLP as Auditors   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   British American Tobacco plc     G1510J102   28-Apr-10   Authorise Board to Fix Remuneration of Auditors   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   British American Tobacco plc     G1510J102   28-Apr-10   Re-elect Ana Llopis as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   British American Tobacco plc     G1510J102   28-Apr-10   Re-elect Christine Morin-Postel as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   British American Tobacco plc     G1510J102   28-Apr-10   Re-elect Anthony Ruys as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   British American Tobacco plc     G1510J102   28-Apr-10   Elect Richard Burrows as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   British American Tobacco plc     G1510J102   28-Apr-10   Authorise Issue of Equity with Pre-emptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   British American Tobacco plc     G1510J102   28-Apr-10   Authorise Issue of Equity without Pre-emptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   British American Tobacco plc     G1510J102   28-Apr-10   Authorise Market Purchase   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   British American Tobacco plc     G1510J102   28-Apr-10   Authorise the Company to Call EGM with Two Weeks’ Notice   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   British American Tobacco plc     G1510J102   28-Apr-10   Adopt New Articles of Association   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   British American Tobacco plc     G1510J102   28-Apr-10   Amend Articles of Association   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Barclays plc     G08036124   30-Apr-10   Accept Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Barclays plc     G08036124   30-Apr-10   Approve Remuneration Report   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Barclays plc     G08036124   30-Apr-10   Elect Reuben Jeffery III as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Barclays plc     G08036124   30-Apr-10   Re-elect Marcus Agius as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Barclays plc     G08036124   30-Apr-10   Re-elect David Booth as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Barclays plc     G08036124   30-Apr-10   Re-elect Sir Richard Broadbent as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Barclays plc     G08036124   30-Apr-10   Re-elect Sir Michael Rake as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Barclays plc     G08036124   30-Apr-10   Re-elect Sir Andrew Likierman as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Barclays plc     G08036124   30-Apr-10   Re-elect Chris Lucas as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Barclays plc     G08036124   30-Apr-10   Reappoint PricewaterhouseCoopers LLP Auditors   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Barclays plc     G08036124   30-Apr-10   Authorise Board to Fix Remuneration of Auditors   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Barclays plc     G08036124   30-Apr-10   Authorise EU Political Donations and Expenditure   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Barclays plc     G08036124   30-Apr-10   Authorise Issue of Equity with Pre-emptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Barclays plc     G08036124   30-Apr-10   Authorise Issue of Equity without Pre-emptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Barclays plc     G08036124   30-Apr-10   Authorise Market Purchase   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Barclays plc     G08036124   30-Apr-10   Authorise the Company to Call EGM with Two Weeks Notice   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Barclays plc     G08036124   30-Apr-10   Adopt New Articles of Association   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Barclays plc     G08036124   30-Apr-10   Approve SAYE Share Option Scheme   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Accept Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Approve Remuneration Report   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Reappoint Ernst & Young Ltd, Hamilton, Bermuda as Auditors   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Authorise Board to Fix Remuneration of Auditors   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Re-elect John Bishop as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Re-elect Jens Juul as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Re-elect Martin Thomas as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Re-elect Neil McConachie as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Authorise Issue of Equity with Pre-emptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Authorise Issue of Equity without Pre-emptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Authorise Market Purchase   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Accept Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Reappoint Ernst & Young Ltd, Hamilton, Bermuda as Auditors of Lancashire Insurance Company Limited   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Fix Number of Directors at Ten   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Re-appoint Simon Burton as Director of LICL   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Re-appoint Jens Juul as Director of LICL   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Re-appoint Colin Alexander as Director of LICL   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Re-appoint Elaine Whelan as Director of LICL   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Re-appoint Charles Mathias as Director of LICL   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Appoint Sylvain Perrier as Director of LICL   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Accept Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Reappoint Ernst & Young, Dubai as Auditors of Lancashire Marketing Services (Middle East) Limited   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Authorise Board to Fix Remuneration of Auditors   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Retire John Melcon as Director of LMEL   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Retire Paul Gregory as Director of LMEL   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Re-appoint John Melcon as Director of LMEL   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Lancashire Holdings Ltd     G5361W104   04-May-10   Re-appoint Paul Gregory as Director of LMEL   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Jardine Matheson Holdings Ltd.     G50736100   06-May-10   Approve Financial Statements and Auditor’s Report and Declare Final Dividend   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Jardine Matheson Holdings Ltd.     G50736100   06-May-10   Reelect Adam Keswick as Director   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Jardine Matheson Holdings Ltd.     G50736100   06-May-10   Reelect Ben Keswick as Director   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Jardine Matheson Holdings Ltd.     G50736100   06-May-10   Reelect Lord Leach of Fairford as Director   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Jardine Matheson Holdings Ltd.     G50736100   06-May-10   Reelect Giles White as Director   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Jardine Matheson Holdings Ltd.     G50736100   06-May-10   Reappoint Auditors and Authorize Board to Fix Their Remuneration   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Jardine Matheson Holdings Ltd.     G50736100   06-May-10   Authorize Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of $53.2 Million and without Preemptive Rights up to Aggregate Nominal Amount of $7.9 Million   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Jardine Matheson Holdings Ltd.     G50736100   06-May-10   Authorize Share Repurchase Program   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   E.ON AG (formerly Veba AG)     D24914133   06-May-10   Approve Allocation of Income and Dividends of EUR 1.50 per Share   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   E.ON AG (formerly Veba AG)     D24914133   06-May-10   Approve Discharge of Management Board for Fiscal 2009   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   E.ON AG (formerly Veba AG)     D24914133   06-May-10   Approve Discharge of Supervisory Board for Fiscal 2009   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   E.ON AG (formerly Veba AG)     D24914133   06-May-10   Approve Remuneration System for Management Board Members   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   E.ON AG (formerly Veba AG)     D24914133   06-May-10   Ratify PriceWaterhouseCoopers AG as Auditors for Fiscal 2010   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   E.ON AG (formerly Veba AG)     D24914133   06-May-10   Ratify PriceWaterhouseCoopers AG as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   E.ON AG (formerly Veba AG)     D24914133   06-May-10   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   E.ON AG (formerly Veba AG)     D24914133   06-May-10   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   E.ON AG (formerly Veba AG)     D24914133   06-May-10   Amend Articles Re: Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive)   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Jardine Strategic Holdings Ltd.     G50764102   06-May-10   Approve Financial Statements and Auditor’s Report and Declare Final Dividend   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Jardine Strategic Holdings Ltd.     G50764102   06-May-10   Reelect Simon Keswick as Director   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Jardine Strategic Holdings Ltd.     G50764102   06-May-10   Reelect Percy Weatherall as Director   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Jardine Strategic Holdings Ltd.     G50764102   06-May-10   Approve Auditors and Authorize Board to Fix Their Remuneration   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Jardine Strategic Holdings Ltd.     G50764102   06-May-10   Authorize Purchase of Shares in Parent Company, Jardine Matheson Holdings Ltd.   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Jardine Strategic Holdings Ltd.     G50764102   06-May-10   Authorize Issue of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of $18.5 Million and without Preemptive Rights up to Aggregate Nominal Amount of $2.7 Million   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Jardine Strategic Holdings Ltd.     G50764102   06-May-10   Authorize Share Repurchase Program   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Reckitt Benckiser Group plc     G74079107   06-May-10   Re-elect Adrian Bellamy as Director   Issuer   Yes   Abstain   Against
PIMCO EqS Pathfinder FundTM   Reckitt Benckiser Group plc     G74079107   06-May-10   Re-elect Peter Harf as Director   Issuer   Yes   Abstain   Against
PIMCO EqS Pathfinder FundTM   Reckitt Benckiser Group plc     G74079107   06-May-10   Accept Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Reckitt Benckiser Group plc     G74079107   06-May-10   Approve Remuneration Report   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Reckitt Benckiser Group plc     G74079107   06-May-10   Approve Final Dividend   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Reckitt Benckiser Group plc     G74079107   06-May-10   Re-elect Colin Day as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Reckitt Benckiser Group plc     G74079107   06-May-10   Re-elect Kenneth Hydon as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Reckitt Benckiser Group plc     G74079107   06-May-10   Re-elect Judith Sprieser as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Reckitt Benckiser Group plc     G74079107   06-May-10   Elect Richard Cousins as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Reckitt Benckiser Group plc     G74079107   06-May-10   Elect Warren Tucker as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Reckitt Benckiser Group plc     G74079107   06-May-10   Reappoint PricewaterhouseCoopers LLP as Auditors   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Reckitt Benckiser Group plc     G74079107   06-May-10   Authorise Board to Fix Remuneration of Auditors   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Reckitt Benckiser Group plc     G74079107   06-May-10   Authorise Issue of Equity with Pre-emptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Reckitt Benckiser Group plc     G74079107   06-May-10   Authorise Issue of Equity without Pre-emptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Reckitt Benckiser Group plc     G74079107   06-May-10   Authorise Market Purchase   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Reckitt Benckiser Group plc     G74079107   06-May-10   Authorise the Company to Call EGM with Two Weeks’ Notice   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Reckitt Benckiser Group plc     G74079107   06-May-10   Adopt New Articles of Association   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Reelect Louis Schweitzer as Director   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Accept Consolidated Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Approve Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Approve Allocation of Income and Dividends of EUR 1.50 per Share   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Acknowledge Auditors’ Special Report Mentioning the Absence of New Related-Party Transactions   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Elect Michel Tilmant as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Elect Emiel Van Broekhoven as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Elect Meglena Kuneva as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Elect Jean Laurent Bonnafe as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Approve Remuneration of Directors in the Aggregate Amount of EUR 975,000   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Authorize Capital Increase of Up to EUR 350 Million for Future Exchange Offers   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Set Total Limit for Capital Increase to Result from Issuance Requests under Items 8 to 10 at EUR 350 Million   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Set Total Limit for Capital Increase to Result from Issuance Requests under Items 7 to 10 at EUR1 Billion   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Approve Employee Stock Purchase Plan   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Approve Reduction in Share Capital via Cancellation of Repurchased Shares   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Approve Merger by Absorption of Fortis Banque France   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Amend Bylaws to Remove All References to Preferred Stock (Class B) Suscribed by SPPE on March 31, 2009; And Adopt new Version of Bylaws   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   BNP Paribas     F1058Q238   12-May-10   Authorize Filing of Required Documents/Other Formalities   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Royal Dutch Shell plc     G7690A118   18-May-10   Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects   Share
Holder		   Yes   Against   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Accept Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Approve Remuneration Report   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Reappoint Ernst & Young LLP as Auditors   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Authorise Board to Fix Remuneration of Auditors   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Elect Jacques Aigrain as Director of the Company   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Elect Gerardo Arostegui as Director of the Company   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Elect Mel Carvill as Director of the Company   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Elect Gerhard Roggemann as Director of the Company   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Re-elect Michael Biggs as Director of the Company   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Re-elect Peter Niven as Director of the Company   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Elect David Allvey as Director of Friends Provident Holdings (UK) Limited   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Elect Evelyn Bourke as Director of Friends Provident Holdings (UK) Limited   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Elect Clive Cowdery as Director of Friends Provident Holdings (UK) Limited   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Elect Nicholas Lyons as Director of Friends Provident Holdings (UK) Limited   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Elect Trevor Matthews as Director of Friends Provident Holdings (UK) Limited   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Elect Robin Phipps as Director of Friends Provident Holdings (UK) Limited   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Elect Gerhard Roggemann as Director of Friends Provident Holdings (UK) Limited   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Elect Derek Ross as Director of Friends Provident Holdings (UK) Limited   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Elect John Tiner as Director of Friends Provident Holdings (UK) Limited   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Elect Sir Malcolm Williamson as Director of Friends Provident Holdings (UK) Limited   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Approve Final Dividend   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Authorise Issue of Equity with Pre-emptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Adopt New Articles of Incorporation   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Authorise Issue of Equity without Pre-emptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Authorise Market Purchase   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Resolution Ltd     G7521S106   18-May-10   Approve Scrip Dividend Program   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Royal Dutch Shell plc     G7690A118   18-May-10   Accept Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Royal Dutch Shell plc     G7690A118   18-May-10   Approve Remuneration Report   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Royal Dutch Shell plc     G7690A118   18-May-10   Elect Charles Holliday as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Royal Dutch Shell plc     G7690A118   18-May-10   Re-elect Josef Ackermann as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Royal Dutch Shell plc     G7690A118   18-May-10   Re-elect Malcolm Brinded as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Royal Dutch Shell plc     G7690A118   18-May-10   Re-elect Simon Henry as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Royal Dutch Shell plc     G7690A118   18-May-10   Re-elect Lord Kerr of Kinlochard as Director   Issuer   Yes   For   For

PIMCO EqS Pathfinder FundTM

   Royal Dutch Shell plc     G7690A118   18-May-10   Re-elect Wim Kok as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Royal Dutch Shell plc     G7690A118   18-May-10   Re-elect Nick Land as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Royal Dutch Shell plc     G7690A118   18-May-10   Re-elect Christine Morin-Postel as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Royal Dutch Shell plc     G7690A118   18-May-10   Re-elect Jorma Ollila as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Royal Dutch Shell plc     G7690A118   18-May-10   Re-elect Jeroen van der Veer as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Royal Dutch Shell plc     G7690A118   18-May-10   Re-elect Peter Voser as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Royal Dutch Shell plc     G7690A118   18-May-10   Re-elect Hans Wijers as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Royal Dutch Shell plc     G7690A118   18-May-10   Reappoint PricewaterhouseCoopers LLP as Auditors   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Royal Dutch Shell plc     G7690A118   18-May-10   Authorise Board to Fix Remuneration of Auditors   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Royal Dutch Shell plc     G7690A118   18-May-10   Authorise Issue of Equity with Pre-emptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Royal Dutch Shell plc     G7690A118   18-May-10   Authorise Issue of Equity without Pre-emptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Royal Dutch Shell plc     G7690A118   18-May-10   Authorise Market Purchase   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Royal Dutch Shell plc     G7690A118   18-May-10   Approve Scrip Dividend Scheme   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Royal Dutch Shell plc     G7690A118   18-May-10   Authorise EU Political Donations and Expenditure   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Royal Dutch Shell plc     G7690A118   18-May-10   Adopt New Articles of Association   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Gemalto     N3465M108   19-May-10   Approve Financial Statements   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Gemalto     N3465M108   19-May-10   Approve Dividends of EUR 0.25 Per Share   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Gemalto     N3465M108   19-May-10   Approve Discharge of CEO   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Gemalto     N3465M108   19-May-10   Approve Discharge of Non-Excecutive Directors   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Gemalto     N3465M108   19-May-10   Elect P. Alfroid to Board of Directors   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Gemalto     N3465M108   19-May-10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Gemalto     N3465M108   19-May-10   Ratify PricewaterhouseCoopers Accountants N.V. as Auditors   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   JC Decaux SA     F5333N100   19-May-10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   JC Decaux SA     F5333N100   19-May-10   Approve Financial Statements and Discharge Management and Supervisory Boards   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   JC Decaux SA     F5333N100   19-May-10   Accept Consolidated Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   JC Decaux SA     F5333N100   19-May-10   Approve Treatment of Losses   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   JC Decaux SA     F5333N100   19-May-10   Approve Non-Tax Deductible Expenses   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   JC Decaux SA     F5333N100   19-May-10   Acknowledge Auditors’ Special Report Regarding Related-Party Transactions and Approve Transaction with Somupi   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   JC Decaux SA     F5333N100   19-May-10   Approve Reduction in Share Capital via Cancellation of Repurchased Shares   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   JC Decaux SA     F5333N100   19-May-10   Authorize Filing of Required Documents/Other Formalities   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Total SA     F92124100   21-May-10   Approve Transaction with Christophe de Margerie Re: Severance Payment   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Total SA     F92124100   21-May-10   Reelect Thierry de Rudder as Director   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Total SA     F92124100   21-May-10   Elect Philippe Marchandise as Representative of Employee Shareholders to the Board   Issuer   Yes   Against   For
PIMCO EqS Pathfinder FundTM   Total SA     F92124100   21-May-10   Elect Mohammed Zaki as Representative of Employee Shareholders to the Board   Issuer   Yes   Against   For
PIMCO EqS Pathfinder FundTM   Total SA     F92124100   21-May-10   Amend Article 9 of Bylaws Re: Mutual Fund   Share
Holder		   Yes   Against   For
PIMCO EqS Pathfinder FundTM   Total SA     F92124100   21-May-10   Approve Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Total SA     F92124100   21-May-10   Accept Consolidated Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Total SA     F92124100   21-May-10   Approve Allocation of Income and Dividends of EUR 2.28 per Share   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Total SA     F92124100   21-May-10   Approve Auditors’ Special Report Regarding Related-Party Transactions   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Total SA     F92124100   21-May-10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Total SA     F92124100   21-May-10   Reelect Thierry Desmarest as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Total SA     F92124100   21-May-10   Elect Gunnar Brock as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Total SA     F92124100   21-May-10   Elect Claude Clement as Representative of Employee Shareholders to the Board   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Total SA     F92124100   21-May-10   Reelect Ernst & Young Audit as Auditor   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Total SA     F92124100   21-May-10   Reelect KPMG Audit as Auditor   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Total SA     F92124100   21-May-10   Ratify Auditex as Alternate Auditor   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Total SA     F92124100   21-May-10   Ratify KPMG Audit I.S. as Alternate Auditor   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Total SA     F92124100   21-May-10   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Total SA     F92124100   21-May-10   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 million   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Total SA     F92124100   21-May-10   Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Total SA     F92124100   21-May-10   Approve Employee Stock Purchase Plan   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Total SA     F92124100   21-May-10   Authorize up to 0.1 Percent of Issued Capital for Use in Stock Option Plan   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Kloeckner & Co SE     D40376101   26-May-10   Approve Allocation of Income and Omission of Dividends   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Kloeckner & Co SE     D40376101   26-May-10   Approve Discharge of Management Board for Fiscal 2009   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Kloeckner & Co SE     D40376101   26-May-10   Approve Discharge of Supervisory Board for Fiscal 2009   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Kloeckner & Co SE     D40376101   26-May-10   Ratify KPMG AG as Auditors for Fiscal 2010   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Kloeckner & Co SE     D40376101   26-May-10   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Kloeckner & Co SE     D40376101   26-May-10   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Kloeckner & Co SE     D40376101   26-May-10   Approve Creation of EUR 33.3 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Kloeckner & Co SE     D40376101   26-May-10   Add EUR10 Million to Existing Pools of Conditional Capital   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Kloeckner & Co SE     D40376101   26-May-10   Approve Creation of EUR 83.1 Million Pool of Capital with Partial Exclusion of Preemptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Kloeckner & Co SE     D40376101   26-May-10   Cancel Authorization of Management Board Not to Disclose Individualized Remuneration of its Members   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Kloeckner & Co SE     D40376101   26-May-10   Amend Articles Re: Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive)   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Kloeckner & Co SE     D40376101   26-May-10   Amend Articles Re: Exercise of Shareholder Rights via Electronic Media at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive)   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Kloeckner & Co SE     D40376101   26-May-10   Amend Articles Re: Electronic and Postal Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive)   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Kloeckner & Co SE     D40376101   26-May-10   Amend Articles Re: Audio and Video Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive)   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Kloeckner & Co SE     D40376101   26-May-10   Approve Affiliation Agreement with Becker Besitz GmbH   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Deutsche Boerse AG     D1882G119   27-May-10   Approve Remuneration System for Management Board Members   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Deutsche Boerse AG     D1882G119   27-May-10   Approve Allocation of Income and Dividends of EUR 2.10 per Share   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Deutsche Boerse AG     D1882G119   27-May-10   Approve Discharge of Management Board for Fiscal 2009   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Deutsche Boerse AG     D1882G119   27-May-10   Approve Discharge of Supervisory Board for Fiscal 2009   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Deutsche Boerse AG     D1882G119   27-May-10   Approve EUR 27.8 Million Capital Increase without Preemptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Deutsche Boerse AG     D1882G119   27-May-10   Approve Creation of EUR 19.5 Million Pool of Capital with Preemptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Deutsche Boerse AG     D1882G119   27-May-10   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Deutsche Boerse AG     D1882G119   27-May-10   Approve Affiliation Agreement with Clearstream Banking AG   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Deutsche Boerse AG     D1882G119   27-May-10   Amend Articles Re: Electronic Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive)   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Deutsche Boerse AG     D1882G119   27-May-10   Amend Articles Re: Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive)   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Deutsche Boerse AG     D1882G119   27-May-10   Ratify KPMG AG as Auditors for Fiscal 2010   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Marine Harvest ASA (Formerly Pan Fish ASA)     R2326D105   27-May-10   Approve Remuneration of Directors and Nominating Committee for 2009/2010; Approve Remuneration of Auditors   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Marine Harvest ASA (Formerly Pan Fish ASA)     R2326D105   27-May-10   Elect Directors   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Marine Harvest ASA (Formerly Pan Fish ASA)     R2326D105   27-May-10   Instruct Board to Approve Funding for Commercial-Scale Closed Containment Project for Farmed Salmon in British Columbia   Share
Holder		   Yes   Against   For
PIMCO EqS Pathfinder FundTM   Marine Harvest ASA (Formerly Pan Fish ASA)     R2326D105   27-May-10   Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Marine Harvest ASA (Formerly Pan Fish ASA)     R2326D105   27-May-10   Approve Notice of Meeting and Agenda   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Marine Harvest ASA (Formerly Pan Fish ASA)     R2326D105   27-May-10   Approve Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Marine Harvest ASA (Formerly Pan Fish ASA)     R2326D105   27-May-10   Approve Allocation of Income and Dividends of NOK 0.35 per Share   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Marine Harvest ASA (Formerly Pan Fish ASA)     R2326D105   27-May-10   Authorize Repurchase of Shares with Aggregate Nominal Value of NOK 268.1 Million and Reissuance of Repurchased Shares   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Marine Harvest ASA (Formerly Pan Fish ASA)     R2326D105   27-May-10   Approve Issuance of 357.5 Million Shares without Preemptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Marine Harvest ASA (Formerly Pan Fish ASA)     R2326D105   27-May-10   Elect Members of Nominating Committee; Approve Remuneration for Nominating Committee Work   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Marine Harvest ASA (Formerly Pan Fish ASA)     R2326D105   27-May-10   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Marine Harvest ASA (Formerly Pan Fish ASA)     R2326D105   27-May-10   Approve NOK 5.9 Billion Transfer from Share Premium Account to Unrestricted Shareholders’ Equity   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   HSBC Holdings plc     G4634U169   28-May-10   Accept Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   HSBC Holdings plc     G4634U169   28-May-10   Approve Remuneration Report   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   HSBC Holdings plc     G4634U169   28-May-10   Re-elect Rona Fairhead as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   HSBC Holdings plc     G4634U169   28-May-10   Re-elect Michael Geoghegan as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   HSBC Holdings plc     G4634U169   28-May-10   Re-elect Stephen Green as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   HSBC Holdings plc     G4634U169   28-May-10   Re-elect Gwyn Morgan as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   HSBC Holdings plc     G4634U169   28-May-10   Re-elect Nagavara Murthy as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   HSBC Holdings plc     G4634U169   28-May-10   Re-elect Simon Robertson as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   HSBC Holdings plc     G4634U169   28-May-10   Re-elect John Thornton as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   HSBC Holdings plc     G4634U169   28-May-10   Re-elect Sir Brian Williamson as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   HSBC Holdings plc     G4634U169   28-May-10   Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   HSBC Holdings plc     G4634U169   28-May-10   Authorise Issue of Equity with Pre-emptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   HSBC Holdings plc     G4634U169   28-May-10   Authorise Issue of Equity without Pre-emptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   HSBC Holdings plc     G4634U169   28-May-10   Amend Articles of Association   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   HSBC Holdings plc     G4634U169   28-May-10   Approve UK Share Incentive Plan   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   HSBC Holdings plc     G4634U169   28-May-10   Authorise the Company to Call EGM with Two Weeks’ Notice   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   First Pacific Co. Ltd.     G34804107   31-May-10   Reelect David W.C. Tang as Independent Non-Executive Director   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   First Pacific Co. Ltd.     G34804107   31-May-10   Reelect Tedy Djuhar as Non-Executive Director   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   First Pacific Co. Ltd.     G34804107   31-May-10   Reelect Ibrahim Risjad as Non-Executive Director   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   First Pacific Co. Ltd.     G34804107   31-May-10   Authorize Board to Appoint Additional Directors   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   First Pacific Co. Ltd.     G34804107   31-May-10   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   First Pacific Co. Ltd.     G34804107   31-May-10   Authorize Reissuance of Repurchased Shares   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   First Pacific Co. Ltd.     G34804107   31-May-10   Accept Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   First Pacific Co. Ltd.     G34804107   31-May-10   Approve Final Dividend of HK$0.08 Per Ordinary Share   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   First Pacific Co. Ltd.     G34804107   31-May-10   Reappoint Ernst and Young as Auditors and Authorize Board to Fix Their Remuneration   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   First Pacific Co. Ltd.     G34804107   31-May-10   Reelect Manuel V. Pangilinan as Managing Director and CEO   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   First Pacific Co. Ltd.     G34804107   31-May-10   Reelect Edward A. Tortorici as Executive Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   First Pacific Co. Ltd.     G34804107   31-May-10   Reelect Edward K.Y. Chen as Independent Non-Executive Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   First Pacific Co. Ltd.     G34804107   31-May-10   Reelect Jun Tang as Independent Non-Executive Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   First Pacific Co. Ltd.     G34804107   31-May-10   Authorize Board to Fix Remuneration of Executive Directors   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   First Pacific Co. Ltd.     G34804107   31-May-10   Approve Remuneration of Non-Executive Directors at the Sum of $5,000 for Each Meeting Attended   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   First Pacific Co. Ltd.     G34804107   31-May-10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Teleperformance     F9120F106   02-Jun-10   Ratify Successive Appointments of Jacques Berrebi and of Jean Guez, as Supervisory Board Members   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Teleperformance     F9120F106   02-Jun-10   Approve Financial Statements and Discharge Management Board Members and Auditors   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Teleperformance     F9120F106   02-Jun-10   Accept Consolidated Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Teleperformance     F9120F106   02-Jun-10   Approve Transaction with Luxembourg Sudsidiary LLC Re: Transfer of NETC shares   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Teleperformance     F9120F106   02-Jun-10   Approve Transaction with Michel Peschard Re: Remuneration Resulting from his Employment Contract   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Teleperformance     F9120F106   02-Jun-10   Approve Treatment of Losses and Dividends of EUR 0.33 per Share   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Teleperformance     F9120F106   02-Jun-10   Ratify Appointment of Mario Sciacca as Supervisory Board Member   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Teleperformance     F9120F106   02-Jun-10   Elect Stephen Winningham as Supervisory Board Member   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Teleperformance     F9120F106   02-Jun-10   Elect Robert Paszczak as Supervisory Board Member   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Teleperformance     F9120F106   02-Jun-10   Elect Philippe Ginestie as Supervisory Board Member   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Teleperformance     F9120F106   02-Jun-10   Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 129,000   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Teleperformance     F9120F106   02-Jun-10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Teleperformance     F9120F106   02-Jun-10   Approve Reduction in Share Capital via Cancellation of Repurchased Shares   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Teleperformance     F9120F106   02-Jun-10   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Teleperformance     F9120F106   02-Jun-10   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 14 Above   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Teleperformance     F9120F106   02-Jun-10   Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Teleperformance     F9120F106   02-Jun-10   Authorize Capitalization of Reserves of Up to EUR 150 Million for Bonus Issue or Increase in Par Value   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Teleperformance     F9120F106   02-Jun-10   Approve Employee Stock Purchase Plan   Issuer   Yes   For   Against
PIMCO EqS Pathfinder FundTM   Teleperformance     F9120F106   02-Jun-10   Amend Article 13 of Bylaws Re: Shareholding Disclosure Threshold   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Teleperformance     F9120F106   02-Jun-10   Authorize Filing of Required Documents/Other Formalities   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Rhoen-Klinikum AG     D6530N119   09-Jun-10   Elect Eugen Muench to the Supervisory Board   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Hiscox Ltd     G4593F104   09-Jun-10   Accept Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Hiscox Ltd     G4593F104   09-Jun-10   Approve Remuneration Report   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Hiscox Ltd     G4593F104   09-Jun-10   Re-elect Robert Childs as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Hiscox Ltd     G4593F104   09-Jun-10   Re-elect Stuart Bridges as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Hiscox Ltd     G4593F104   09-Jun-10   Reappoint KPMG as Auditors and Authorise Their Remuneration   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Hiscox Ltd     G4593F104   09-Jun-10   Authorise Issue of Equity with Pre-emptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Hiscox Ltd     G4593F104   09-Jun-10   Authorise Issue of Equity without Pre-emptive Rights   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Hiscox Ltd     G4593F104   09-Jun-10   Authorise Market Purchase   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Rhoen-Klinikum AG     D6530N119   09-Jun-10   Approve Allocation of Income and Dividends of EUR 0.30 per Share   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Rhoen-Klinikum AG     D6530N119   09-Jun-10   Approve Discharge of Management Board for Fiscal 2009   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Rhoen-Klinikum AG     D6530N119   09-Jun-10   Approve Discharge of Supervisory Board for Fiscal 2009   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Rhoen-Klinikum AG     D6530N119   09-Jun-10   Approve Remuneration System for Management Board Members   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Rhoen-Klinikum AG     D6530N119   09-Jun-10   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Rhoen-Klinikum AG     D6530N119   09-Jun-10   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Rhoen-Klinikum AG     D6530N119   09-Jun-10   Elect Gerhard Ehninger to the Supervisory Board   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Rhoen-Klinikum AG     D6530N119   09-Jun-10   Elect Caspar von Hauenschild to the Supervisory Board   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Rhoen-Klinikum AG     D6530N119   09-Jun-10   Elect Detlef Klimpe to the Supervisory Board   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Rhoen-Klinikum AG     D6530N119   09-Jun-10   Elect Karl Lauterbach to the Supervisory Board   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Rhoen-Klinikum AG     D6530N119   09-Jun-10   Elect Michael Mendel to the Supervisory Board   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Rhoen-Klinikum AG     D6530N119   09-Jun-10   Elect Brigitte Mohn to the Supervisory Board   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Rhoen-Klinikum AG     D6530N119   09-Jun-10   Elect Wolfgang Muendel to the Supervisory Board   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Rhoen-Klinikum AG     D6530N119   09-Jun-10   Elect Jens-Peter Neumann to the Supervisory Board   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Rhoen-Klinikum AG     D6530N119   09-Jun-10   Elect Ruediger Merz to the Supervisory Board   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Rhoen-Klinikum AG     D6530N119   09-Jun-10   Amend Articles Re: Registration for the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive)   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Bourbon     F11235136   09-Jun-10   Approve Auditors’ Special Report Regarding Related-Party Transactions   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Bourbon     F11235136   09-Jun-10   Reelect Lan Vo Thi Huyen as Director   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Bourbon     F11235136   09-Jun-10   Reelect Jacques d’Armand de Chateauvieux as Director   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Bourbon     F11235136   09-Jun-10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Bourbon     F11235136   09-Jun-10   Approve Employee Stock Purchase Plan   Issuer   Yes   Against   Against
PIMCO EqS Pathfinder FundTM   Bourbon     F11235136   09-Jun-10   Approve Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Bourbon     F11235136   09-Jun-10   Approve Discharge of Directors   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Bourbon     F11235136   09-Jun-10   Approve Allocation of Income and Dividends of EUR 0.90 per Share   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Bourbon     F11235136   09-Jun-10   Accept Consolidated Financial Statements and Statutory Reports   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Bourbon     F11235136   09-Jun-10   Approve Remuneration of Directors in the Aggregate Amount of EUR 240,000   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Bourbon     F11235136   09-Jun-10   Ratify Appointment of Agnes-Pannier Runacher as Director   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Bourbon     F11235136   09-Jun-10   Authorize Filing of Required Documents/Other Formalities   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Bourbon     F11235136   09-Jun-10   Approve Reduction in Share Capital via Cancellation of Repurchased Shares   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Bourbon     F11235136   09-Jun-10   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Bourbon     F11235136   09-Jun-10   Authorize Filing of Required Documents/Other Formalities   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   Keppel Corporation Ltd.     Y4722Z120   16-Jun-10   Approve Scrip Dividend Distribution   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   XTO Energy Inc.   XTO   98385X106   25-Jun-10   Approve Merger Agreement   Issuer   Yes   For   For
PIMCO EqS Pathfinder FundTM   XTO Energy Inc.   XTO   98385X106   25-Jun-10   Adjourn Meeting   Issuer   Yes   For   For

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

PIMCO Equity Series
By:   /s/ Neel T. Kashkari
  Neel T. Kashkari, President, Principal Executive Officer

Date: August 18, 2010

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