Fund’s investments |
Rate (%) | Maturity date | Par value^ | Value | ||
Corporate bonds 99.0% | $20,636,439 | ||||
(Cost $19,807,522) | |||||
Communication services 11.5% | 2,391,066 | ||||
Diversified telecommunication services 4.2% | |||||
AT&T, Inc. | 3.100 | 02-01-43 | 210,000 | 209,859 | |
AT&T, Inc. | 3.500 | 06-01-41 | 120,000 | 127,484 | |
Level 3 Financing, Inc. (A) | 3.400 | 03-01-27 | 200,000 | 211,794 | |
Verizon Communications, Inc. | 2.650 | 11-20-40 | 330,000 | 323,081 | |
Entertainment 1.0% | |||||
The Walt Disney Company | 1.750 | 01-13-26 | 200,000 | 206,708 | |
Media 4.3% | |||||
Charter Communications Operating LLC | 3.500 | 06-01-41 | 420,000 | 428,759 | |
Comcast Corp. | 3.750 | 04-01-40 | 400,000 | 463,684 | |
Wireless telecommunication services 2.0% | |||||
T-Mobile USA, Inc. | 2.550 | 02-15-31 | 410,000 | 419,697 | |
Consumer discretionary 9.7% | 2,019,456 | ||||
Automobiles 2.5% | |||||
General Motors Financial Company, Inc. | 2.700 | 08-20-27 | 290,000 | 303,941 | |
Hyundai Capital America (A) | 2.375 | 10-15-27 | 200,000 | 206,339 | |
Hotels, restaurants and leisure 4.1% | |||||
Booking Holdings, Inc. | 4.625 | 04-13-30 | 200,000 | 240,478 | |
Expedia Group, Inc. | 3.250 | 02-15-30 | 300,000 | 314,880 | |
Marriott International, Inc. | 4.625 | 06-15-30 | 260,000 | 301,062 | |
Internet and direct marketing retail 2.0% | |||||
Amazon.com, Inc. | 2.500 | 06-03-50 | 440,000 | 423,511 | |
Multiline retail 1.1% | |||||
Dollar Tree, Inc. | 4.200 | 05-15-28 | 200,000 | 229,245 | |
Consumer staples 1.2% | 249,178 | ||||
Beverages 1.2% | |||||
Anheuser-Busch InBev Worldwide, Inc. | 4.600 | 04-15-48 | 200,000 | 249,178 | |
Energy 10.3% | 2,153,780 | ||||
Oil, gas and consumable fuels 10.3% | |||||
Aker BP ASA (A) | 3.750 | 01-15-30 | 300,000 | 325,966 | |
Cenovus Energy, Inc. | 5.400 | 06-15-47 | 200,000 | 248,800 | |
Enbridge, Inc. (5.750% to 4-15-30, then 5 Year CMT + 5.314%) | 5.750 | 07-15-80 | 280,000 | 316,403 | |
Energy Transfer LP | 5.250 | 04-15-29 | 200,000 | 238,331 | |
Kinder Morgan, Inc. | 3.600 | 02-15-51 | 200,000 | 208,997 | |
MPLX LP | 4.000 | 03-15-28 | 270,000 | 303,124 | |
Sabine Pass Liquefaction LLC | 4.200 | 03-15-28 | 270,000 | 306,233 | |
The Williams Companies, Inc. | 2.600 | 03-15-31 | 200,000 | 205,926 | |
Financials 26.9% | 5,607,159 | ||||
Banks 17.2% | |||||
Bank of America Corp. (2.592% to 4-29-30, then SOFR + 2.150%) | 2.592 | 04-29-31 | 490,000 | 507,856 | |
Barclays PLC | 4.375 | 01-12-26 | 400,000 | 451,140 | |
Citigroup, Inc. (2.976% to 11-5-29, then SOFR + 1.422%) | 2.976 | 11-05-30 | 400,000 | 427,816 | |
Citizens Financial Group, Inc. | 3.250 | 04-30-30 | 400,000 | 438,904 | |
JPMorgan Chase & Co. (2.739% to 10-15-29, then SOFR + 1.510%) | 2.739 | 10-15-30 | 400,000 | 422,703 | |
Lloyds Banking Group PLC | 4.450 | 05-08-25 | 400,000 | 449,245 | |
Santander Holdings USA, Inc. | 4.400 | 07-13-27 | 400,000 | 452,053 | |
Wells Fargo & Company (2.879% to 10-30-29, then SOFR + 1.432%) | 2.879 | 10-30-30 | 400,000 | 427,451 |
2 | JOHN HANCOCK CORPORATE BOND ETF | QUARTERLY REPORT | SEE NOTES TO FUND’S INVESTMENTS |
Rate (%) | Maturity date | Par value^ | Value | ||
Financials (continued) | |||||
Capital markets 5.4% | |||||
Ares Capital Corp. | 3.875 | 01-15-26 | 200,000 | $215,865 | |
Morgan Stanley (3.772% to 1-24-28, then 3 month LIBOR + 1.140%) | 3.772 | 01-24-29 | 450,000 | 506,030 | |
The Goldman Sachs Group, Inc. (1.431% to 3-9-26, then SOFR + 0.798%) | 1.431 | 03-09-27 | 400,000 | 401,933 | |
Diversified financial services 1.1% | |||||
Jefferies Group LLC | 4.150 | 01-23-30 | 200,000 | 228,565 | |
Insurance 3.2% | |||||
Brighthouse Financial, Inc. | 3.700 | 06-22-27 | 200,000 | 220,906 | |
Prudential Financial, Inc. (5.875% to 9-15-22, then 3 month LIBOR + 4.175%) | 5.875 | 09-15-42 | 200,000 | 210,800 | |
Teachers Insurance & Annuity Association of America (A) | 4.270 | 05-15-47 | 200,000 | 245,892 | |
Health care 7.9% | 1,648,323 | ||||
Biotechnology 1.1% | |||||
AbbVie, Inc. | 3.200 | 11-21-29 | 200,000 | 219,569 | |
Health care providers and services 4.8% | |||||
AmerisourceBergen Corp. | 3.450 | 12-15-27 | 200,000 | 220,609 | |
CVS Health Corp. | 4.300 | 03-25-28 | 310,000 | 358,940 | |
HCA, Inc. | 4.125 | 06-15-29 | 200,000 | 228,276 | |
Universal Health Services, Inc. (A) | 2.650 | 10-15-30 | 200,000 | 203,260 | |
Pharmaceuticals 2.0% | |||||
Royalty Pharma PLC (A) | 1.750 | 09-02-27 | 200,000 | 201,157 | |
Viatris, Inc. (A) | 4.000 | 06-22-50 | 200,000 | 216,512 | |
Industrials 5.6% | 1,172,335 | ||||
Aerospace and defense 1.0% | |||||
The Boeing Company | 3.750 | 02-01-50 | 210,000 | 218,262 | |
Airlines 1.1% | |||||
Delta Air Lines, Inc. (A) | 4.750 | 10-20-28 | 200,000 | 223,500 | |
Industrial conglomerates 1.7% | |||||
General Electric Company | 4.250 | 05-01-40 | 300,000 | 358,032 | |
Trading companies and distributors 1.8% | |||||
AerCap Ireland Capital DAC | 3.650 | 07-21-27 | 150,000 | 161,072 | |
Air Lease Corp. | 2.875 | 01-15-26 | 200,000 | 211,469 | |
Information technology 12.0% | 2,492,180 | ||||
Communications equipment 0.6% | |||||
Motorola Solutions, Inc. | 2.300 | 11-15-30 | 125,000 | 124,976 | |
IT services 1.0% | |||||
Visa, Inc. | 2.700 | 04-15-40 | 200,000 | 209,353 | |
Semiconductors and semiconductor equipment 3.7% | |||||
Broadcom, Inc. (A) | 2.450 | 02-15-31 | 210,000 | 209,198 | |
Micron Technology, Inc. | 4.185 | 02-15-27 | 200,000 | 226,518 | |
NVIDIA Corp. | 2.850 | 04-01-30 | 300,000 | 328,042 | |
Software 3.6% | |||||
Microsoft Corp. | 2.525 | 06-01-50 | 430,000 | 429,783 | |
Oracle Corp. | 2.300 | 03-25-28 | 310,000 | 321,729 | |
Technology hardware, storage and peripherals 3.1% | |||||
Apple, Inc. | 1.200 | 02-08-28 | 400,000 | 397,039 | |
Dell International LLC | 8.350 | 07-15-46 | 150,000 | 245,542 | |
Materials 3.1% | 638,213 | ||||
Chemicals 1.0% | |||||
International Flavors & Fragrances, Inc. (A) | 1.832 | 10-15-27 | 200,000 | 202,357 |
SEE NOTES TO FUND’S INVESTMENTS | QUARTERLY REPORT | JOHN HANCOCK CORPORATE BOND ETF | 3 |
Rate (%) | Maturity date | Par value^ | Value | ||
Materials (continued) | |||||
Construction materials 1.1% | |||||
Vulcan Materials Company | 3.500 | 06-01-30 | 200,000 | $222,956 | |
Metals and mining 1.0% | |||||
Newmont Corp. | 2.800 | 10-01-29 | 200,000 | 212,900 | |
Real estate 5.6% | 1,174,901 | ||||
Equity real estate investment trusts 5.6% | |||||
American Tower Corp. | 3.800 | 08-15-29 | 200,000 | 225,237 | |
CyrusOne LP | 2.150 | 11-01-30 | 210,000 | 202,577 | |
Equinix, Inc. | 1.550 | 03-15-28 | 200,000 | 199,182 | |
GLP Capital LP | 5.375 | 04-15-26 | 200,000 | 231,476 | |
Host Hotels & Resorts LP | 3.375 | 12-15-29 | 300,000 | 316,429 | |
Utilities 5.2% | 1,089,848 | ||||
Electric utilities 4.0% | |||||
NextEra Energy Capital Holdings, Inc. | 2.750 | 11-01-29 | 250,000 | 266,669 | |
NRG Energy, Inc. (A) | 4.450 | 06-15-29 | 270,000 | 304,385 | |
Vistra Operations Company LLC (A) | 4.300 | 07-15-29 | 250,000 | 273,547 | |
Multi-utilities 1.2% | |||||
CenterPoint Energy Resources Corp. | 1.750 | 10-01-30 | 250,000 | 245,247 | |
Yield (%) | Shares | Value | |||
Short-term investments 0.4% | $76,496 | ||||
(Cost $76,496) | |||||
Short-term funds 0.4% | 76,496 | ||||
State Street Institutional U.S. Government Money Market Fund, Premier Class | 0.0250(B) | 76,496 | 76,496 |
Total investments (Cost $19,884,018) 99.4% | $20,712,935 | ||||
Other assets and liabilities, net 0.6% | 122,262 | ||||
Total net assets 100.0% | $20,835,197 |
The percentage shown for each investment category is the total value of the category as a percentage of the net assets of the fund. | |
^All par values are denominated in U.S. dollars unless otherwise indicated. | |
Security Abbreviations and Legend | |
CMT | Constant Maturity Treasury |
LIBOR | London Interbank Offered Rate |
SOFR | Secured Overnight Financing Rate |
(A) | These securities are exempt from registration under Rule 144A of the Securities Act of 1933. Such securities may be resold, normally to qualified institutional buyers, in transactions exempt from registration. Rule 144A securities amounted to $2,823,907 or 13.6% of the fund’s net assets as of 7-31-21. |
(B) | The rate shown is the annualized seven-day yield as of 7-31-21. |
4 | JOHN HANCOCK CORPORATE BOND ETF | QUARTERLY REPORT | SEE NOTES TO FUND’S INVESTMENTS |
Notes to Fund’s investments (unaudited) |
Total value at 7-31-21 | Level 1 quoted price | Level 2 significant observable inputs | Level 3 significant unobservable inputs | |
Investments in securities: | ||||
Assets | ||||
Corporate bonds | $20,636,439 | — | $20,636,439 | — |
Short-term investments | 76,496 | $76,496 | — | — |
Total investments in securities | $20,712,935 | $76,496 | $20,636,439 | — |
| | 5 |