0001209191-21-004771.txt : 20210121 0001209191-21-004771.hdr.sgml : 20210121 20210121210015 ACCESSION NUMBER: 0001209191-21-004771 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210119 FILED AS OF DATE: 20210121 DATE AS OF CHANGE: 20210121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBINS HARLAN S CENTRAL INDEX KEY: 0001780851 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38957 FILM NUMBER: 21543527 MAIL ADDRESS: STREET 1: C/O ADAPTIVE BIOTECHNOLOGIES CORPORATION STREET 2: 1551 EASTLAKE AVE E STE 200 CITY: SEATTLE STATE: WA ZIP: 98102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Adaptive Biotechnologies Corp CENTRAL INDEX KEY: 0001478320 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 270907024 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1551 EASTLAKE AVENUE EAST SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98102 BUSINESS PHONE: 206-659-0067 MAIL ADDRESS: STREET 1: 1551 EASTLAKE AVENUE EAST SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98102 FORMER COMPANY: FORMER CONFORMED NAME: Adaptive TCR Corp DATE OF NAME CHANGE: 20091209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-19 0 0001478320 Adaptive Biotechnologies Corp ADPT 0001780851 ROBINS HARLAN S C/O ADAPTIVE BIOTECHNOLOGIES CORP. SUITE 200 SEATTLE WA 98102 0 1 0 0 Chief Scientific Officer Common Stock 2021-01-19 4 M 0 50000 6.32 A 50679 D Common Stock 2021-01-19 4 S 0 31146 67.02 D 19533 D Common Stock 2021-01-19 4 S 0 3001 67.74 D 16532 D Common Stock 2021-01-19 4 S 0 5701 69.26 D 10831 D Common Stock 2021-01-19 4 S 0 8052 69.97 D 2779 D Common Stock 2021-01-19 4 S 0 2100 70.75 D 679 D Common Stock 2021-01-20 4 M 0 50000 6.32 A 50679 D Common Stock 2021-01-20 4 S 0 20394 66.84 D 30285 D Common Stock 2021-01-20 4 S 0 24945 67.39 D 5340 D Common Stock 2021-01-20 4 S 0 4661 68.20 D 679 D Stock Option (Right to Buy) 6.32 2021-01-19 4 M 0 50000 0.00 D 2025-06-09 Common Stock 50000 183700 D Stock Option (Right to Buy) 6.32 2021-01-20 4 M 0 50000 0.00 D 2025-06-09 Common Stock 50000 133700 D These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $66.39 to 67.38, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4. The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $67.42 to 68.20, inclusive. The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $68.54 to 69.53, inclusive. The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $69.54 to 70.50, inclusive. The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $70.54 to 71.02, inclusive. The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $66.07 to 67.06, inclusive. The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $67.07 to 68.06, inclusive. The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $68.07 to 68.48, inclusive. The option is fully vested and exercisable. /s/ Harlan Robins by Eric Billings, Attorney-in-Fact 2021-01-21