0001213900-20-031305.txt : 20201014
0001213900-20-031305.hdr.sgml : 20201014
20201014172723
ACCESSION NUMBER: 0001213900-20-031305
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201013
FILED AS OF DATE: 20201014
DATE AS OF CHANGE: 20201014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pooler Joseph W. Jr.
CENTRAL INDEX KEY: 0001478247
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38839
FILM NUMBER: 201239695
MAIL ADDRESS:
STREET 1: 2929 ARCH STREET
STREET 2: 17TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104-2870
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SHIFT TECHNOLOGIES, INC.
CENTRAL INDEX KEY: 0001762322
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500]
IRS NUMBER: 825325852
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2525 16TH STREET
STREET 2: SUITE 316
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: (815) 575-6739
MAIL ADDRESS:
STREET 1: 2525 16TH STREET
STREET 2: SUITE 316
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
FORMER COMPANY:
FORMER CONFORMED NAME: Insurance Acquisition Corp.
DATE OF NAME CHANGE: 20181218
4
1
ownership.xml
X0306
4
2020-10-13
1
0001762322
SHIFT TECHNOLOGIES, INC.
SFT
0001478247
Pooler Joseph W. Jr.
2929 ARCH STREET, SUITE 1703
PHILADELPHIA
PA
19104
0
1
0
0
Chief Accounting Officer
Class A Common Stock
2020-10-13
4
M
0
30000
0.00
A
30000
I
See Footnote
Class B Common Stock
2020-10-13
4
M
0
30000
D
Class A Common Stock
30000
0
D
On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, the outstanding shares of Class B Common Stock beneficially owned by the reporting person converted automatically into shares of Class A Common Stock on a one-for-one basis.
These shares are held directly by Dioptra Advisors, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
/s/ Amanda Abrams, Attorney-in-Fact
2020-10-14