9999999997-19-003499.txt : 20190426 9999999997-19-003499.hdr.sgml : 20190426 20190426134809 ACCESSION NUMBER: 9999999997-19-003499 CONFORMED SUBMISSION TYPE: CT ORDER PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190426 DATE AS OF CHANGE: 20190426 ACTION DATE: 20190426 RECEIVED DATE: 20190426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pfenex Inc. CENTRAL INDEX KEY: 0001478121 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 271356759 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CT ORDER SEC ACT: 1934 Act SEC FILE NUMBER: 001-36540 FILM NUMBER: 19770852 BUSINESS ADDRESS: STREET 1: 10790 ROSELLE STREET CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-352-4400 MAIL ADDRESS: STREET 1: 10790 ROSELLE STREET CITY: SAN DIEGO STATE: CA ZIP: 92121 CT ORDER 1 filename1.pdf begin 644 filename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end