9999999997-19-003497.txt : 20190426 9999999997-19-003497.hdr.sgml : 20190426 20190426134658 ACCESSION NUMBER: 9999999997-19-003497 CONFORMED SUBMISSION TYPE: CT ORDER PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190426 DATE AS OF CHANGE: 20190426 ACTION DATE: 20190426 RECEIVED DATE: 20190426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pfenex Inc. CENTRAL INDEX KEY: 0001478121 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 271356759 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CT ORDER SEC ACT: 1934 Act SEC FILE NUMBER: 001-36540 FILM NUMBER: 19770845 BUSINESS ADDRESS: STREET 1: 10790 ROSELLE STREET CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-352-4400 MAIL ADDRESS: STREET 1: 10790 ROSELLE STREET CITY: SAN DIEGO STATE: CA ZIP: 92121 CT ORDER 1 filename1.pdf begin 644 filename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�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