9999999997-19-003495.txt : 20190426 9999999997-19-003495.hdr.sgml : 20190426 20190426134548 ACCESSION NUMBER: 9999999997-19-003495 CONFORMED SUBMISSION TYPE: CT ORDER PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190426 DATE AS OF CHANGE: 20190426 ACTION DATE: 20190426 RECEIVED DATE: 20190426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pfenex Inc. CENTRAL INDEX KEY: 0001478121 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 271356759 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CT ORDER SEC ACT: 1933 Act SEC FILE NUMBER: 333-203418 FILM NUMBER: 19770838 BUSINESS ADDRESS: STREET 1: 10790 ROSELLE STREET CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-352-4400 MAIL ADDRESS: STREET 1: 10790 ROSELLE STREET CITY: SAN DIEGO STATE: CA ZIP: 92121 CT ORDER 1 filename1.pdf begin 644 filename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