9999999997-19-003493.txt : 20190426 9999999997-19-003493.hdr.sgml : 20190426 20190426134431 ACCESSION NUMBER: 9999999997-19-003493 CONFORMED SUBMISSION TYPE: CT ORDER PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190426 DATE AS OF CHANGE: 20190426 ACTION DATE: 20190426 RECEIVED DATE: 20190426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pfenex Inc. CENTRAL INDEX KEY: 0001478121 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 271356759 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CT ORDER SEC ACT: 1933 Act SEC FILE NUMBER: 333-196539 FILM NUMBER: 19770832 BUSINESS ADDRESS: STREET 1: 10790 ROSELLE STREET CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-352-4400 MAIL ADDRESS: STREET 1: 10790 ROSELLE STREET CITY: SAN DIEGO STATE: CA ZIP: 92121 CT ORDER 1 filename1.pdf begin 644 filename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