0000899243-18-012321.txt : 20180510
0000899243-18-012321.hdr.sgml : 20180510
20180510160656
ACCESSION NUMBER: 0000899243-18-012321
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180509
FILED AS OF DATE: 20180510
DATE AS OF CHANGE: 20180510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grenfell-Gardner Jason
CENTRAL INDEX KEY: 0001555152
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36540
FILM NUMBER: 18822518
MAIL ADDRESS:
STREET 1: 105 LINCOLN AVENUE
CITY: BUENA
STATE: NJ
ZIP: 08310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pfenex Inc.
CENTRAL INDEX KEY: 0001478121
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 271356759
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10790 ROSELLE STREET
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-352-4400
MAIL ADDRESS:
STREET 1: 10790 ROSELLE STREET
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-05-09
0
0001478121
Pfenex Inc.
PFNX
0001555152
Grenfell-Gardner Jason
C/O PFENEX INC., 10790 ROSELLE STREET
SAN DIEGO
CA
92121
1
0
0
0
Stock Option (right to buy)
6.33
2018-05-09
4
A
0
18000
0.00
A
2028-05-09
Common Stock
18000
18000
D
One hundred percent (100%) of the shares subject to the option shall vest and become exercisable on the date of the next annual meeting of the Issuer's stockholders (the "Annual Meeting") held after May 9, 2018, subject to the reporting person's continuing service through the date of the Annual Meeting. Notwithstanding the foregoing, one hundred percent (100%) of the shares subject to the option shall vest and become exercisable as of immediately prior to a Change in Control (as such term is defined in the Issuer's 2014 Equity Incentive Plan).
/s/ Patricia Lady, as Attorney-in-Fact
2018-05-10