0000899243-18-005994.txt : 20180301
0000899243-18-005994.hdr.sgml : 20180301
20180301193206
ACCESSION NUMBER: 0000899243-18-005994
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180301
FILED AS OF DATE: 20180301
DATE AS OF CHANGE: 20180301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Knudson Susan A.
CENTRAL INDEX KEY: 0001624925
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36540
FILM NUMBER: 18659611
MAIL ADDRESS:
STREET 1: 9191 TOWNE CENTRE DRIVE, SUITE 400
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pfenex Inc.
CENTRAL INDEX KEY: 0001478121
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 271356759
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10790 ROSELLE STREET
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-352-4400
MAIL ADDRESS:
STREET 1: 10790 ROSELLE STREET
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-01
0
0001478121
Pfenex Inc.
PFNX
0001624925
Knudson Susan A.
C/O PFENEX INC., 10790 ROSELLE STREET
SAN DIEGO
CA
92121
0
1
0
0
Chief Financial Officer
Stock Option (right to buy)
3.83
2018-03-01
4
A
0
143500
0.00
A
2028-03-01
Common Stock
143500
143500
D
Twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the Vesting Commencement Date and one forty-eighth (1/48th) of the total number of shares subject to the Option shall vest every month thereafter such that all shares shall be fully vested on the four (4) year anniversary of the Vesting Commencement Date, subject to the reporting person continuing to be a Service Provider (as such term is defined in the Issuer's 2014 Equity Incentive Plan) through each such date. "Vesting Commencement Date" shall mean February 1, 2018.
/s/ Patricia Lady, as Attorney-in-Fact
2018-03-01