0001209191-14-062444.txt : 20141008 0001209191-14-062444.hdr.sgml : 20141008 20141008142217 ACCESSION NUMBER: 0001209191-14-062444 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140911 FILED AS OF DATE: 20141008 DATE AS OF CHANGE: 20141008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONTRAFECT Corp CENTRAL INDEX KEY: 0001478069 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 28 WELLS AVENUE STREET 2: 3RD FLOOR CITY: YONKERS STATE: NY ZIP: 10701 BUSINESS PHONE: 914-207-2300 MAIL ADDRESS: STREET 1: 28 WELLS AVENUE STREET 2: 3RD FLOOR CITY: YONKERS STATE: NY ZIP: 10701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Couto Daniel CENTRAL INDEX KEY: 0001614820 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36577 FILM NUMBER: 141147618 MAIL ADDRESS: STREET 1: 61 BACON HILL ROAD CITY: PLEASANTVILLE STATE: NY ZIP: 10570 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-09-11 0 0001478069 CONTRAFECT Corp CFRX 0001614820 Couto Daniel 61 BACON HILL ROAD PLEASANTVILLE NY 10510 0 1 0 0 SVP Manufacturing & Facilities Common Stock, par value $0.0001 per share 2014-09-11 4 A 0 17207 4.00 A 17207 D Acquired pursuant to an award made under the ContraFect Corporation Retention Bonus Plan (the "Plan"). Both the award and the Plan were included in the issuer's prospectus filed on July 29, 2014 pursuant to Rule 424(b) under the Securities Act of 1933, as amended. In accordance with the terms of the Plan, the award vested on the closing of the issuer's initial public offering, and the net shares, after withholding for tax liabilities, underlying the grant were issued. /s/Nancy Dong 2014-10-08