0001104659-22-036104.txt : 20220321 0001104659-22-036104.hdr.sgml : 20220321 20220321160553 ACCESSION NUMBER: 0001104659-22-036104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220317 FILED AS OF DATE: 20220321 DATE AS OF CHANGE: 20220321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POLAK REBECCA C. CENTRAL INDEX KEY: 0001478001 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38818 FILM NUMBER: 22755781 MAIL ADDRESS: STREET 1: 611 BAINBRIDGE STREET STREET 2: SUITE 100 CITY: RICHMOND STATE: VA ZIP: 23224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CarLotz, Inc. CENTRAL INDEX KEY: 0001759008 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 832456129 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 611 BAINBRIDGE STREET STREET 2: SUITE 100 CITY: RICHMOND STATE: VA ZIP: 23224 BUSINESS PHONE: (804) 728-3833 MAIL ADDRESS: STREET 1: 611 BAINBRIDGE STREET STREET 2: SUITE 100 CITY: RICHMOND STATE: VA ZIP: 23224 FORMER COMPANY: FORMER CONFORMED NAME: Acamar Partners Acquisition Corp. DATE OF NAME CHANGE: 20181114 4 1 tm229820-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-03-17 0 0001759008 CarLotz, Inc. LOTZ 0001478001 POLAK REBECCA C. C/O CARLOTZ, INC. 611 BAINBRIDGE STREET, SUITE 100 RICHMOND VA 23220 0 1 0 0 CCO and GC Class A Common Stock 16659 D Restricted Stock Units Class A Common Stock 95382 95382 D Stock Option (right to buy) 1.68 2022-03-17 4 A 0 257335 0 A 2032-03-17 Class A Common Stock 257335 257335 D Restricted Stock Units 2022-03-17 4 A 0 178572 0 A Class A Common Stock 178572 178572 D Restricted stock units convert into Class A Common Stock on a one-for-one basis. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in Class A common stock as follows: one-third of these restricted stock units vest on October 30, 2022, one-third of these restricted stock units vest on October 30, 2023 and one-third of these restricted stock units vest on October 30, 2024, assuming continued employment through the applicable vesting date. The options will vest and become exercisable in three equal annual installments commencing on March 17, 2023, subject to the Reporting Person's continuous service with the Issuer through the relevant vesting dates. The restricted stock units will vest in three equal annual installments commencing on March 17, 2023, subject to the Reporting Person's continuous service through the relevant vesting date. /s/ Rebecca C. Polak 2022-03-21