0001831631-23-000304.txt : 20231108
0001831631-23-000304.hdr.sgml : 20231108
20231108174644
ACCESSION NUMBER: 0001831631-23-000304
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231106
FILED AS OF DATE: 20231108
DATE AS OF CHANGE: 20231108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ament David J.
CENTRAL INDEX KEY: 0001477996
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40003
FILM NUMBER: 231389427
MAIL ADDRESS:
STREET 1: 13085 HAMILTON CROSSING BOULEVARD
CITY: CARMEL
STATE: IN
ZIP: 46032
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Golson Brian P.
CENTRAL INDEX KEY: 0001555304
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40003
FILM NUMBER: 231389425
MAIL ADDRESS:
STREET 1: C/O PARTHENON CAPITAL PARTNERS
STREET 2: FOUR EMBARCADERO CENTER
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dodson Andrew C
CENTRAL INDEX KEY: 0001656792
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40003
FILM NUMBER: 231389426
MAIL ADDRESS:
STREET 1: C/O PARTHENON CAPITAL PARTNERS
STREET 2: FOUR EMBARCADERO CENTER, SUITE 3610
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PCP MANAGERS GP, LLC
CENTRAL INDEX KEY: 0001666602
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40003
FILM NUMBER: 231389428
BUSINESS ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 3610
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 913-3979
MAIL ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 3610
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: loanDepot, Inc.
CENTRAL INDEX KEY: 0001831631
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 853948939
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6561 IRVINE CENTER DRIVE
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: (949) 434-5964
MAIL ADDRESS:
STREET 1: 6561 IRVINE CENTER DRIVE
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
wk-form4_1699483594.xml
FORM 4
X0508
4
2023-11-06
0
0001831631
loanDepot, Inc.
LDI
0001666602
PCP MANAGERS GP, LLC
FOUR EMBARCADERO CENTER
SUITE 3610
SAN FRANCISCO
CA
94111
1
0
1
0
0001477996
Ament David J.
FOUR EMBARCADERO CENTER
SUITE 3610
SAN FRANCISCO
CA
94111
0
0
1
0
0001656792
Dodson Andrew C
FOUR EMBARCADERO CENTER
SUITE 3610
SAN FRANCISCO
CA
94111
1
0
0
0
0001555304
Golson Brian P.
FOUR EMBARCADERO CENTER
SUITE 3610
SAN FRANCISCO
CA
94111
1
0
0
0
0
Restricted Stock Units
2023-11-06
4
A
0
117370
0
A
Class A Common Stock
117370
117370
I
See Footnotes
Pursuant to the Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") hold the Restricted Stock Units ("RSUs") for the benefit of PCP Managers, L.P. and disclaim all right, title and interest in the RSUs. As per the Restricted Stock Unit Award Agreement dated November 6, 2023, and subject to the applicable Director's continued service, the RSUs will vest in 25% installments as follows: 25% vested immediately upon grant, and the remaining 25% installments vest on each of November 30, 2023, February 28, 2024, and May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date. Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.
Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). The Directors serve as directors of loanDepot, Inc. (the "Issuer"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer.
/s/ Denise Apicella, as Attorney-in-Fact for Andrew Dodson
2023-11-08
/s/ Denise Apicella, as Attorney-in-Fact for Joseph Taveira, Chief Financial Officer of PCP Managers GP, LP and PCP Managers L.P.
2023-11-08
/s/ Denise Apicella, as Attorney-in-Fact for David Ament
2023-11-08
/s/ Denise Apicella, as Attorney-in-Fact for Brian Golson
2023-11-08