0001831631-22-000037.txt : 20220207
0001831631-22-000037.hdr.sgml : 20220207
20220207091342
ACCESSION NUMBER: 0001831631-22-000037
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220203
FILED AS OF DATE: 20220207
DATE AS OF CHANGE: 20220207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ament David J.
CENTRAL INDEX KEY: 0001477996
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40003
FILM NUMBER: 22595686
MAIL ADDRESS:
STREET 1: 13085 HAMILTON CROSSING BOULEVARD
CITY: CARMEL
STATE: IN
ZIP: 46032
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Golson Brian P.
CENTRAL INDEX KEY: 0001555304
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40003
FILM NUMBER: 22595687
MAIL ADDRESS:
STREET 1: C/O PARTHENON CAPITAL PARTNERS
STREET 2: FOUR EMBARCADERO CENTER
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dodson Andrew C
CENTRAL INDEX KEY: 0001656792
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40003
FILM NUMBER: 22595685
MAIL ADDRESS:
STREET 1: C/O PARTHENON CAPITAL PARTNERS
STREET 2: FOUR EMBARCADERO CENTER, SUITE 3610
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PCP MANAGERS GP, LLC
CENTRAL INDEX KEY: 0001666602
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40003
FILM NUMBER: 22595688
BUSINESS ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 3610
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 913-3979
MAIL ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 3610
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: loanDepot, Inc.
CENTRAL INDEX KEY: 0001831631
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 853948939
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26642 TOWNE CENTRE DRIVE
CITY: FOOTHILL RANCH
STATE: CA
ZIP: 92610
BUSINESS PHONE: 888-337-6888
MAIL ADDRESS:
STREET 1: 26642 TOWNE CENTRE DRIVE
CITY: FOOTHILL RANCH
STATE: CA
ZIP: 92610
4
1
wf-form4_164424320638740.xml
FORM 4
X0306
4
2022-02-03
0
0001831631
loanDepot, Inc.
LDI
0001666602
PCP MANAGERS GP, LLC
FOUR EMBARCADERO CENTER
SUITE 3610
SAN FRANCISCO
CA
94111
1
0
1
0
0001555304
Golson Brian P.
FOUR EMBARCADERO CENTER
SUITE 3610
SAN FRANCISCO
CA
94111
1
0
0
0
0001477996
Ament David J.
FOUR EMBARCADERO CENTER
SUITE 3610
SAN FRANCISCO
CA
94111
0
0
1
0
0001656792
Dodson Andrew C
FOUR EMBARCADERO CENTER
SUITE 3610
SAN FRANCISCO
CA
94111
1
0
0
0
Class A Common Stock
2022-02-03
4
M
0
4466
A
3813271
I
See Footnotes
Restricted Stock Units
2022-02-03
4
M
0
4466
0
D
Class A Common Stock
4466.0
0
I
See Footnotes
As per the Restricted Stock Unit Award Agreement dated May 6, 2021, RSUs vest in three equal installments on May 6, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Within thirty(30)days following the vesting of the RSUs, the Issuer shall deliver the number of shares of Class A Common Stock, par value $0.001 per share, that correspond to the number of RSUs that have become vestedon the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.
RSUs vested on 12/31/21 and settled on 2/3/22 when the Issuer's trading blackout period ended and trading was permitted to commence.
The reported securities are directly or indirectly held by funds and entities managed or controlled by the Reporting Persons, including: Parthenon Investors III, L.P., Parthenon Investors IV, L.P., ParthenonCapital Partners Fund, L.P., Parthenon Capital Partners Fund II, L.P., PCap Associates, PCAP Partners III, LLC, PCP Partners IV, L.P. and PCP Managers, L.P. (together, the "Parthenon Investors").
Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
/s/ Peter Macdonald, as Attorney-in-Fact for Andrew Dodson
2022-02-07
/s/ Peter MacDonald, as Attorney-in-Fact for Brian Golson
2022-02-07
/s/ Peter Macdonald, as Attorney-in-Fact for David Ament
2022-02-07
/s/ Peter Macdonald, as Attorney-in-Fact for Joseph Taveira, Chief Financial Officer of PCP Managers GP, LLC
2022-02-07