0001831631-22-000037.txt : 20220207 0001831631-22-000037.hdr.sgml : 20220207 20220207091342 ACCESSION NUMBER: 0001831631-22-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220203 FILED AS OF DATE: 20220207 DATE AS OF CHANGE: 20220207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ament David J. CENTRAL INDEX KEY: 0001477996 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 22595686 MAIL ADDRESS: STREET 1: 13085 HAMILTON CROSSING BOULEVARD CITY: CARMEL STATE: IN ZIP: 46032 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golson Brian P. CENTRAL INDEX KEY: 0001555304 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 22595687 MAIL ADDRESS: STREET 1: C/O PARTHENON CAPITAL PARTNERS STREET 2: FOUR EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dodson Andrew C CENTRAL INDEX KEY: 0001656792 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 22595685 MAIL ADDRESS: STREET 1: C/O PARTHENON CAPITAL PARTNERS STREET 2: FOUR EMBARCADERO CENTER, SUITE 3610 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PCP MANAGERS GP, LLC CENTRAL INDEX KEY: 0001666602 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 22595688 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 3610 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 913-3979 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 3610 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: loanDepot, Inc. CENTRAL INDEX KEY: 0001831631 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 853948939 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26642 TOWNE CENTRE DRIVE CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 BUSINESS PHONE: 888-337-6888 MAIL ADDRESS: STREET 1: 26642 TOWNE CENTRE DRIVE CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 4 1 wf-form4_164424320638740.xml FORM 4 X0306 4 2022-02-03 0 0001831631 loanDepot, Inc. LDI 0001666602 PCP MANAGERS GP, LLC FOUR EMBARCADERO CENTER SUITE 3610 SAN FRANCISCO CA 94111 1 0 1 0 0001555304 Golson Brian P. FOUR EMBARCADERO CENTER SUITE 3610 SAN FRANCISCO CA 94111 1 0 0 0 0001477996 Ament David J. FOUR EMBARCADERO CENTER SUITE 3610 SAN FRANCISCO CA 94111 0 0 1 0 0001656792 Dodson Andrew C FOUR EMBARCADERO CENTER SUITE 3610 SAN FRANCISCO CA 94111 1 0 0 0 Class A Common Stock 2022-02-03 4 M 0 4466 A 3813271 I See Footnotes Restricted Stock Units 2022-02-03 4 M 0 4466 0 D Class A Common Stock 4466.0 0 I See Footnotes As per the Restricted Stock Unit Award Agreement dated May 6, 2021, RSUs vest in three equal installments on May 6, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Within thirty(30)days following the vesting of the RSUs, the Issuer shall deliver the number of shares of Class A Common Stock, par value $0.001 per share, that correspond to the number of RSUs that have become vestedon the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. RSUs vested on 12/31/21 and settled on 2/3/22 when the Issuer's trading blackout period ended and trading was permitted to commence. The reported securities are directly or indirectly held by funds and entities managed or controlled by the Reporting Persons, including: Parthenon Investors III, L.P., Parthenon Investors IV, L.P., ParthenonCapital Partners Fund, L.P., Parthenon Capital Partners Fund II, L.P., PCap Associates, PCAP Partners III, LLC, PCP Partners IV, L.P. and PCP Managers, L.P. (together, the "Parthenon Investors"). Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. /s/ Peter Macdonald, as Attorney-in-Fact for Andrew Dodson 2022-02-07 /s/ Peter MacDonald, as Attorney-in-Fact for Brian Golson 2022-02-07 /s/ Peter Macdonald, as Attorney-in-Fact for David Ament 2022-02-07 /s/ Peter Macdonald, as Attorney-in-Fact for Joseph Taveira, Chief Financial Officer of PCP Managers GP, LLC 2022-02-07