0000899243-21-007817.txt : 20210223 0000899243-21-007817.hdr.sgml : 20210223 20210223164155 ACCESSION NUMBER: 0000899243-21-007817 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210219 FILED AS OF DATE: 20210223 DATE AS OF CHANGE: 20210223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ament David J. CENTRAL INDEX KEY: 0001477996 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 21666228 MAIL ADDRESS: STREET 1: 13085 HAMILTON CROSSING BOULEVARD CITY: CARMEL STATE: IN ZIP: 46032 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golson Brian P. CENTRAL INDEX KEY: 0001555304 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 21666229 MAIL ADDRESS: STREET 1: C/O PARTHENON CAPITAL PARTNERS STREET 2: FOUR EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PCP MANAGERS GP, LLC CENTRAL INDEX KEY: 0001666602 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 21666230 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 3610 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 913-3979 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 3610 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: loanDepot, Inc. CENTRAL INDEX KEY: 0001831631 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26642 TOWNE CENTRE DRIVE CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 BUSINESS PHONE: 888-337-6888 MAIL ADDRESS: STREET 1: 26642 TOWNE CENTRE DRIVE CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-19 0 0001831631 loanDepot, Inc. LDI 0001666602 PCP MANAGERS GP, LLC FOUR EMBARCADERO CENTER SUITE 3610 SAN FRANCISCO, CA 94111 0 0 1 0 0001555304 Golson Brian P. FOUR EMBARCADERO CENTER SUITE 3610 SAN FRANCISCO CA 94111 0 0 1 0 0001477996 Ament David J. FOUR EMBARCADERO CENTER SUITE 3610 SAN FRANCISCO CA 94111 0 0 1 0 Class C Common Stock, par value $0.001 per share 2021-02-19 4 J 0 53121 A 3388887 I By PCP Managers, L.P. PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). As described in the loanDepot, Inc.'s (the "Issuer") registration statement on Form S-1 (File No. 333-252024) under the heading "Use of Proceeds," the Issuer used the proceeds from its initial public offering ("IPO") and cash on hand to repurchase from continuing members of LD Holdings Group, LLC ("Holdings") certain Class A Common Units of Holdings, together with a corresponding number of shares of Class C Common Stock of the Issuer, at a price per share equal to the Issuer's IPO price of $14.00 per share. Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Exhibit 99.1 Signatures Form 2 of 2. /s/ Peter Macdonald, as Attorney-in-Fact for Joseph Taveira, Chief Financial Officer 2021-02-23 See Signatures Included in Exhibit 99.1 2021-02-23 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

Exhibit 99.1

This Statement on Form 4 is filed jointly by the Reporting Persons listed below.

The principal business address of each of these Reporting Persons is Four
Embarcadero Center, Suite 3610, San Francisco, California 94111.

Name of Designated Filer: PCP Managers GP, LLC

Date of Event Requiring Statement: February 19, 2021

Issuer Name and Ticker or Trading Symbol: LDI


Parthenon Investors III, L.P.

By: PCap Partners III, LLC
Its: General Partner

By: PCap III, LLC
Its: Managing Member

By: PCP Managers, LP
Its: Managing Member

By: PCP Managers GP, LLC
Its: General Partner

By: /s/ Peter Macdonald
    -----------------------------------

Name: Peter Macdonald, as Attorney-in-Fact for Joseph Taveira
Title: Chief Financial Officer


PCap Associates

By: PCap Partners III, LLC
Its: General Partner

By: PCap III, LLC
Its: Managing Member

By: PCP Managers, LP
Its: Managing Member

By: PCP Managers GP, LLC
Its: General Partner

By: /s/ Peter Macdonald
    -----------------------------------

Name: Peter Macdonald, as Attorney-in-Fact for Joseph Taveira
Title: Chief Financial Officer


PCap Partners III, LLC

By: PCap III, LLC
Its: Managing Member

By: PCP Managers, LP
Its: Managing Member

By: PCP Managers GP, LLC
Its: General Partner

By: /s/ Peter Macdonald
    -----------------------------------

Name: Peter Macdonald, as Attorney-in-Fact for Joseph Taveira
Title: Chief Financial Officer


PCap III, LLC

By: PCP Managers, LP
Its: Managing Member

By: PCP Managers GP, LLC
Its: General Partner

By: /s/ Peter Macdonald
    -----------------------------------

Name: Peter Macdonald, as Attorney-in-Fact for Joseph Taveira
Title: Chief Financial Officer


Parthenon Capital Partners Fund, L.P.

By: PCP Managers, LP
Its: Managing Member

By: PCP Managers GP, LLC
Its: General Partner

By: /s/ Peter Macdonald
    -----------------------------------

Name: Peter Macdonald, as Attorney-in-Fact for Joseph Taveira
Title: Chief Financial Officer


PCP Partners IV, L.P.

By: PCP Managers, LP
Its: Managing Member

By: PCP Managers GP, LLC
Its: General Partner

By: /s/ Peter Macdonald
    -----------------------------------
Name: Peter Macdonald, as Attorney-in-Fact for Joseph Taveira
Title: Chief Financial Officer


Parthenon Investors IV, L.P.

By: PCP Partners IV, L.P.
Its: General Partner

By: PCP Managers, LP
Its: Managing Member

By: PCP Managers GP, LLC
Its: General Partner

By: /s/ Peter Macdonald
    -----------------------------------

Name: Peter Macdonald, as Attorney-in-Fact for Joseph Taveira
Title: Chief Financial Officer


Parthenon Capital Partners Fund II, L.P.

By: PCP Managers, LP
Its: Managing Member

By: PCP Managers GP, LLC
Its: General Partner

By: /s/ Peter Macdonald
    -----------------------------------

Name: Peter Macdonald, as Attorney-in-Fact for Joseph Taveira
Title: Chief Financial Officer


PCP Managers, LP

By: PCP Managers GP, LLC
Its: General Partner

By: /s/ Peter Macdonald
    -----------------------------------

Name: Peter Macdonald, as Attorney-in-Fact for Joseph Taveira
Title: Chief Financial Officer


By: /s/ Peter Macdonald
    -----------------------------------

Name: Peter Macdonald, as Attorney-in-Fact for Brian Golson


By: /s/ Peter Macdonald
    -----------------------------------

Name: Peter Macdonald, as Attorney-in-Fact for David Ament