0001193125-14-052817.txt : 20140214 0001193125-14-052817.hdr.sgml : 20140214 20140214075233 ACCESSION NUMBER: 0001193125-14-052817 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Fairmount Bancorp, Inc. CENTRAL INDEX KEY: 0001477968 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-86042 FILM NUMBER: 14610518 BUSINESS ADDRESS: STREET 1: 8216 PHILADELPHIA ROAD CITY: BALTIMORE STATE: MD ZIP: 21237 BUSINESS PHONE: 410-866-4500 MAIL ADDRESS: STREET 1: 8216 PHILADELPHIA ROAD CITY: BALTIMORE STATE: MD ZIP: 21237 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Fairmount Bancorp, Inc. Employee Stock Ownership Plan Trust CENTRAL INDEX KEY: 0001494481 IRS NUMBER: 272565461 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 8216 PHILADELPHIA ROAD CITY: BALTIMORE STATE: MD ZIP: 21237 BUSINESS PHONE: 410-866-4500 MAIL ADDRESS: STREET 1: 8216 PHILADELPHIA ROAD CITY: BALTIMORE STATE: MD ZIP: 21237 SC 13G/A 1 d675243dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 2 Schedule 13G Amendment No. 2

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

(Amendment No. 2)*

 

 

Fairmount Bancorp, Inc.

(Name of Issuer)

Common Stock, Par Value $0.01 Per Share

(Title of Class of Securities)

305468100

(CUSIP Number)

December 31, 2013

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

Page 1 of 5 Pages


  1   

Names of reporting persons:

 

Fairmount Bancorp, Inc. Employee Stock Ownership Plan Trust

 

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

27-2565461

  2  

Check the appropriate box if a member of a group*

(a)  ¨        (b)  x

 

  3  

SEC use only

 

  4  

Citizenship or place of organization

 

    Maryland

Number of

shares

beneficially

owned by

each

reporting

person

with

     

Sole voting power

 

    19,498

   6   

Shared voting power

 

    20,527

   7   

Sole dispositive power

 

    40,025

   8   

Shared dispositive power

 

    0

  9  

Aggregate amount beneficially owned by each reporting person

 

    40,025

10  

Check if the aggregate amount in Row (9) excludes certain shares*    ¨

 

11  

Percent of class represented by amount in Row 9

 

    8.3%

12  

Type of reporting person*

 

    EP

 

* SEE INSTRUCTION BEFORE FILLING OUT!

 

Page 2 of 5 Pages


Item 1(a). Name of Issuer:

Fairmount Bancorp, Inc.

 

Item 1(b). Address of Issuer’s Principal Executive Officer:

8216 Philadelphia Road

Baltimore, MD 21237

 

Item 2(a). Name of Person(s) Filing:

Fairmount Bancorp, Inc. Employee Stock Ownership Plan Trust (“ESOP”).

 

Item 2(b). Address of Principal Business Office:

Same as Item 1(b).

 

Item 2(c). Citizenship:

Maryland

 

Item 2(d). Title of Class of Securities:

Common Stock, par value $0.01 per share

 

Item 2(e). CUSIP Number:

305468100

 

Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

 

  (f) x        An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

Items (a), (b), (c), (d), (e), (g), (h), (i), and (j) are not applicable. This Schedule 13G is being filed on behalf of the ESOP identified in Item 2(a), filing under the Item 3(f) classification.

 

Item 4. Ownership.

 

  (a) Amount Beneficially Owned: See Row 9 of the second part of the cover page.

 

  (b) Percent of Class: See Row 11 of the second part of the cover page.

 

  (c) See Rows 5, 6, 7, and 8 of the second part of the cover page.

 

Page 3 of 5 Pages


Item 5. Ownership of Five Percent or Less of A Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ¨

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Willam G. Yanke, Edward J. Lally and Jodi L. Beal are the trustees (“Trustees”) of the trust (the “Trust”) created pursuant to the ESOP which holds 19,498 shares of common stock which have not been allocated to the accounts of participating employees to date, will be voted by the Trustees pursuant to the terms of the ESOP and may be deemed to be beneficially owned by the Trust. In addition, a total of 20,527 shares held in the Trust have been allocated to the accounts of participating employees to date, will be voted by the Trustees pursuant to such participating employees’ direction and, as a result of such shared voting power, are included in the shares beneficially owned by the Trust.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

Not applicable.

 

Item 9. Notice of Dissolution of Group.

Not applicable.

 

Item 10. Certification.

By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

Page 4 of 5 Pages


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

This report is not an admission that the Plan Trustees are the beneficial owners of any securities covered by this report, and the Plan Trustees expressly disclaim beneficial ownership of all shares reported herein pursuant to Rule 13d-4, other than shares allocated to the individual accounts of the Plan Trustees, as applicable, over which they have voting power.

FAIRMOUNT BANCORP, INC.

EMPLOYEE STOCK OWNERSHIP PLAN TRUST

 

By Its Trustees:    

/s/ William. G. Yanke

   

February 14, 2014

William G. Yanke, as Trustee     Date

/s/ Edward J. Lally

   

February 14, 2014

Edward J. Lally, as Trustee     Date

/s/ Jodi L. Beal

   

February 14, 2014

Jodi L. Beal, as Trustee     Date

 

Page 5 of 5 Pages