0000950103-21-009939.txt : 20210701 0000950103-21-009939.hdr.sgml : 20210701 20210701203114 ACCESSION NUMBER: 0000950103-21-009939 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210609 FILED AS OF DATE: 20210701 DATE AS OF CHANGE: 20210701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Guinn Patricia Lynn CENTRAL INDEX KEY: 0001477854 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38980 FILM NUMBER: 211067758 MAIL ADDRESS: STREET 1: 16600 SWINGLEY RIDGE ROAD CITY: CHESTERFIELD STATE: MO ZIP: 63017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc. CENTRAL INDEX KEY: 0001591587 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 300774039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 800-664-5345 MAIL ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: AqGen Liberty Management II, Inc. DATE OF NAME CHANGE: 20131108 4 1 dp153605_4-guinn.xml FORM 4 X0306 4 2021-06-09 0 0001591587 AssetMark Financial Holdings, Inc. AMK 0001477854 Guinn Patricia Lynn C/O ASSETMARK FINANCIAL HOLDINGS, INC. 1655 GRANT STREET, 10TH FLOOR CONCORD CA 94520 1 0 0 0 Common stock 2021-06-09 4 A 0 5047 0 A 15832 D Consists of restricted stock units that vest in full on the first anniversary of the date of grant and settle in shares of common stock of the issuer. /s/ Ted Angus, as Attorney-in-Fact, for Patricia Lynn Guinn 2021-07-01