0001783879-23-000286.txt : 20231205 0001783879-23-000286.hdr.sgml : 20231205 20231205184243 ACCESSION NUMBER: 0001783879-23-000286 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231201 FILED AS OF DATE: 20231205 DATE AS OF CHANGE: 20231205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frei Frances X CENTRAL INDEX KEY: 0001477837 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40691 FILM NUMBER: 231468013 MAIL ADDRESS: STREET 1: ADVANCE AUTO PARTS, INC. STREET 2: 5008 AIRPORT RD CITY: ROANOKE STATE: VA ZIP: 24012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Robinhood Markets, Inc. CENTRAL INDEX KEY: 0001783879 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 464364776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 844-428-5411 MAIL ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 wk-form4_1701819753.xml FORM 4 X0508 4 2023-12-01 0 0001783879 Robinhood Markets, Inc. HOOD 0001477837 Frei Frances X C/O ROBINHOOD MARKETS, INC. 85 WILLOW ROAD MENLO PARK CA 94025 1 0 0 0 0 Class A Common Stock 2023-12-01 4 M 0 537 A 67469 D Restricted Stock Units 2023-12-01 4 M 0 537 0 D Class A Common Stock 537 2145 D Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. On November 15, 2021 the Reporting Person was granted 6,435 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-twelfth (1/12) of these RSUs vested on March 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. /s/ Brandon Webb, attorney-in-fact for Frances Frei 2023-12-05