0001783879-23-000143.txt : 20230621 0001783879-23-000143.hdr.sgml : 20230621 20230621183355 ACCESSION NUMBER: 0001783879-23-000143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230619 FILED AS OF DATE: 20230621 DATE AS OF CHANGE: 20230621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frei Frances X CENTRAL INDEX KEY: 0001477837 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40691 FILM NUMBER: 231031115 MAIL ADDRESS: STREET 1: ADVANCE AUTO PARTS, INC. STREET 2: 5008 AIRPORT RD CITY: ROANOKE STATE: VA ZIP: 24012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Robinhood Markets, Inc. CENTRAL INDEX KEY: 0001783879 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 464364776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 844-428-5411 MAIL ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 wk-form4_1687386826.xml FORM 4 X0407 4 2023-06-19 0 0001783879 Robinhood Markets, Inc. HOOD 0001477837 Frei Frances X C/O ROBINHOOD MARKETS, INC. 85 WILLOW ROAD MENLO PARK CA 94025 1 0 0 0 0 Class A Common Stock 2023-06-19 4 M 0 7510 A 56729 D Restricted Stock Units 2023-06-19 4 M 0 7510 0 D Class A Common Stock 7510 0 D Restricted Stock Units 2023-06-20 4 A 0 22500 0 A Class A Common Stock 22500 22500 D Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. On June 22, 2022, the Reporting Person was granted 30,040 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-fourth (1/4) of these RSUs vested on October 1, 2022, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment vested no later than the day before Robinhood's 2023 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. This RSU award represents the Reporting Person's annual grant pursuant to Robinhood's Non-Employee Director Compensation Program and was granted automatically on the date of Robinhood's annual meeting of stockholders. On June 20, 2023, the Reporting Person was granted 22,500 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs will vest on October 1, 2023, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. /s/ Brandon Webb, attorney-in-fact for Frances Frei 2023-06-21