0001783879-23-000080.txt : 20230404
0001783879-23-000080.hdr.sgml : 20230404
20230404183345
ACCESSION NUMBER: 0001783879-23-000080
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20230404
DATE AS OF CHANGE: 20230404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frei Frances X
CENTRAL INDEX KEY: 0001477837
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40691
FILM NUMBER: 23800188
MAIL ADDRESS:
STREET 1: ADVANCE AUTO PARTS, INC.
STREET 2: 5008 AIRPORT RD
CITY: ROANOKE
STATE: VA
ZIP: 24012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Robinhood Markets, Inc.
CENTRAL INDEX KEY: 0001783879
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 464364776
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 WILLOW ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 844-428-5411
MAIL ADDRESS:
STREET 1: 85 WILLOW ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
wf-form4_168064761021555.xml
FORM 4
X0407
4
2023-03-31
0
0001783879
Robinhood Markets, Inc.
HOOD
0001477837
Frei Frances X
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD
MENLO PARK
CA
94025
1
0
0
0
0
Class A Common Stock
2023-03-31
4
M
0
2059
A
41173
D
Class A Common Stock
2023-04-01
4
M
0
7510
A
48683
D
Restricted Stock Units
2023-04-01
4
M
0
7510
0
D
Class A Common Stock
7510.0
7510
D
On March 31, 2023, the Reporting Person was automatically granted 2,059 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the March 31, 2023 closing price of $9.71 per share of Class A Common Stock, and these shares were fully vested upon grant.
Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
On June 22, 2022, the Reporting Person was granted 30,040 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2022, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
/s/ Brandon Webb, attorney-in-fact for Frances Frei
2023-04-04