0001783879-22-000134.txt : 20220623
0001783879-22-000134.hdr.sgml : 20220623
20220623190825
ACCESSION NUMBER: 0001783879-22-000134
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220621
FILED AS OF DATE: 20220623
DATE AS OF CHANGE: 20220623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frei Frances X
CENTRAL INDEX KEY: 0001477837
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40691
FILM NUMBER: 221036639
MAIL ADDRESS:
STREET 1: ADVANCE AUTO PARTS, INC.
STREET 2: 5008 AIRPORT RD
CITY: ROANOKE
STATE: VA
ZIP: 24012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Robinhood Markets, Inc.
CENTRAL INDEX KEY: 0001783879
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 464364776
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 WILLOW STREET
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 844-428-5411
MAIL ADDRESS:
STREET 1: 85 WILLOW STREET
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
wf-form4_165602569014061.xml
FORM 4
X0306
4
2022-06-21
0
0001783879
Robinhood Markets, Inc.
HOOD
0001477837
Frei Frances X
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD
MENLO PARK
CA
94025
1
0
0
0
Class A Common Stock
2022-06-21
4
M
0
1457
A
15773
D
Restricted Stock Units
2022-06-21
4
M
0
1457
0
D
Class A Common Stock
1457.0
0
D
Restricted Stock Units
2022-06-22
4
A
0
30040
0
A
Class A Common Stock
30040.0
30040
D
Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
On November 15, 2021, the Reporting Person was granted 3,649 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). Of that amount, 752 RSUs were scheduled to vest on January 1, 2022, 1,440 RSUs were scheduled to vest on April 1, 2022, and 1,457 RSUs were scheduled to vest on July 1, 2022 (or, if earlier, the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
This RSU award represents the Reporting Person's annual grant pursuant to Robinhood's Non-Employee Director Compensation Program and was granted automatically on the date of Robinhood's annual meeting of stockholders.
On June 22, 2022, the Reporting Person was granted 30,040 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs are scheduled to vest on October 1, 2022, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
/s/ Brandon Webb, attorney-in-fact for Frances Frei
2022-06-23