0001415889-24-023247.txt : 20240911 0001415889-24-023247.hdr.sgml : 20240911 20240911180015 ACCESSION NUMBER: 0001415889-24-023247 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240909 FILED AS OF DATE: 20240911 DATE AS OF CHANGE: 20240911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ru Nathaniel CENTRAL INDEX KEY: 0001885418 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41069 FILM NUMBER: 241293461 MAIL ADDRESS: STREET 1: C/O SWEETGREEN, INC. STREET 2: 3101 W. EXPOSITION BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sweetgreen, Inc. CENTRAL INDEX KEY: 0001477815 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 271159215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3101 W. EXPOSITION BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90018 BUSINESS PHONE: (323) 990-7040 MAIL ADDRESS: STREET 1: 3101 W. EXPOSITION BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90018 4 1 form4-09112024_060910.xml X0508 4 2024-09-09 0001477815 Sweetgreen, Inc. SG 0001885418 Ru Nathaniel C/O SWEETGREEN, INC. 3102 36TH STREET LOS ANGELES CA 90018 true true false false Chief Brand Officer 1 Class A Common Stock 2024-09-09 4 C 0 7400 0 A 7400 I See footnote Class A Common Stock 2024-09-09 4 S 0 5134 28.48 D 2266 I See footnote Class A Common Stock 2024-09-09 4 S 0 2266 29.34 D 0 I See footnote Class A Common Stock 2024-09-09 4 M 0 9250 .96 A 1961379 D Class A Common Stock 2024-09-09 4 S 0 6417 28.48 D 1954962 D Class A Common Stock 2024-09-09 4 S 0 2833 29.34 D 1952129 D Class A Common Stock 2024-09-10 4 C 0 12580 0 A 12580 I See footnote Class A Common Stock 2024-09-10 4 S 0 12580 30.14 D 0 I See footnote Class A Common Stock 2024-09-10 4 M 0 15725 .96 A 1967854 D Class A Common Stock 2024-09-10 4 S 0 15725 30.14 D 1952129 D Class B Common Stock 2024-09-09 4 C 0 7400 0 D Class A Common Stock 7400 3419853 I See footnote Stock Option (Right to Buy) 0.96 2024-09-09 4 M 0 9250 0 D 2024-12-08 Class A Common Stock 9250 115750 D Class B Common Stock 2024-09-10 4 C 0 12580 0 D Class A Common Stock 12580 3407273 I See footnote Stock Option (Right to Buy) 0.96 2024-09-10 4 M 0 15725 0 D 2024-12-08 Class A Common Stock 15725 100025 D Class B Common Stock Class A Common Stock 180904 180904 I See footnote Class B Common Stock Class A Common Stock 400000 400000 I See footnote Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. The shares are held by Nathaniel Ru Revocable Trust U/T/A dated October 7, 2016. Shares sold pursuant to a 10b5-1 plan dated June 10, 2024. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.01 to $28.9943. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.0040 to $29.7627. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Includes 1,800,000 shares subject to restricted stock units that vest over time and if and to the extent the issuer's stock price reaches specified levels. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.00 to $30.34. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Fully vested. The shares are held by Jonathan Neman, as Trustee of the Nathaniel Espinoza Ru 2014 GRAT. The shares are held by the Ru Descendants Trust U/T/A dated September 17, 2021. /s/ Ashley Van, Attorney-in-Fact 2024-09-11