0001209191-21-066585.txt : 20211123 0001209191-21-066585.hdr.sgml : 20211123 20211123180812 ACCESSION NUMBER: 0001209191-21-066585 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210524 FILED AS OF DATE: 20211123 DATE AS OF CHANGE: 20211123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shlossman Daniel CENTRAL INDEX KEY: 0001886734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41069 FILM NUMBER: 211440284 MAIL ADDRESS: STREET 1: C/O SWEETGREEN, INC. STREET 2: 3101 W. EXPOSITION BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sweetgreen, Inc. CENTRAL INDEX KEY: 0001477815 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 271159215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3101 W. EXPOSITION BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90018 BUSINESS PHONE: (323) 990-7040 MAIL ADDRESS: STREET 1: 3101 W. EXPOSITION BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90018 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-24 0 0001477815 Sweetgreen, Inc. SG 0001886734 Shlossman Daniel C/O SWEETGREEN, INC. 3101 W. EXPOSITION BOULEVARD LOS ANGELES CA 90018 0 1 0 0 SVP, Digital and Growth Common Stock 2021-07-22 4 M 0 5691 3.73 A 56250 D Common Stock 2021-07-22 4 M 0 8333 3.73 A 64583 D Common Stock 2021-07-22 4 M 0 21666 6.31 A 86249 D Common Stock 2021-07-22 4 M 0 5000 4.78 A 91249 D Common Stock 2021-07-22 4 M 0 5000 7.77 A 96249 D Common Stock 2021-10-24 4 A 0 150000 0.00 A 246249 D Common Stock 2021-10-24 4 A 0 2000 0.00 A 248249 D Common Stock 2021-11-22 4 J 0 248249 0.00 D 0 D Class A Common Stock 2021-11-22 4 J 0 248249 0.00 A 248249 D Stock Option (Right to Buy) 10.76 2021-05-24 4 A 0 40000 0.00 A 2031-05-23 Common Stock 40000 40000 D Stock Option (Right to Buy) 10.76 2021-06-16 4 A 0 100000 0.00 A 2031-06-15 Common Stock 100000 100000 D Stock Option (Right to Buy) 3.73 2021-07-22 4 M 0 5691 0.00 D 2028-03-10 Common Stock 5691 10000 D Stock Option (Right to Buy) 3.73 2021-07-22 4 M 0 8333 0.00 D 2028-08-02 Common Stock 8333 5417 D Stock Option (Right to Buy) 6.31 2021-07-22 4 M 0 21666 0.00 D 2029-06-03 Common Stock 21666 18334 D Stock Option (Right to Buy) 4.78 2021-07-22 4 M 0 5000 0.00 D 2030-06-29 Common Stock 5000 0 D Stock Option (Right to Buy) 7.77 2021-07-22 4 M 0 5000 0.00 D 2030-03-16 Common Stock 5000 10000 D Stock Option (Right to Buy) 3.73 2021-11-22 4 J 0 10000 0.00 D 2028-03-10 Common Stock 10000 0 D Stock Option (Right to Buy) 3.73 2021-11-22 4 J 0 10000 0.00 A 2028-03-10 Class A Common Stock 10000 10000 D Stock Option (Right to Buy) 3.73 2021-11-22 4 J 0 5417 0.00 D 2028-08-02 Common Stock 5417 0 D Stock Option (Right to Buy) 3.73 2021-11-22 4 J 0 5417 0.00 A 2028-08-02 Class A Common Stock 5417 5417 D Stock Option (Right to Buy) 6.31 2021-11-22 4 J 0 18334 0.00 D 2029-06-03 Common Stock 18334 0 D Stock Option (Right to Buy) 6.31 2021-11-22 4 J 0 18334 0.00 A 2029-06-03 Class A Common Stock 18334 18334 D Stock Option (Right to Buy) 7.77 2021-11-22 4 J 0 10000 0.00 D 2030-03-16 Common Stock 10000 0 D Stock Option (Right to Buy) 7.77 2021-11-22 4 J 0 10000 0.00 A 2030-03-16 Class A Common Stock 10000 10000 D Stock Option (Right to Buy) 10.76 2021-11-22 4 J 0 40000 0.00 D 2031-05-23 Common Stock 40000 0 D Stock Option (Right to Buy) 10.76 2021-11-22 4 J 0 40000 0.00 A 2031-05-23 Class A Common Stock 40000 40000 D Stock Option (Right to Buy) 10.76 2021-11-22 4 J 0 100000 0.00 D 2031-05-23 Common Stock 100000 0 D Stock Option (Right to Buy) 10.76 2021-11-22 4 J 0 100000 0.00 A 2021-05-23 Class A Common Stock 100000 100000 D Represents restricted stock units ("RSUs") that are subject to both a time based vesting requirement and a liquidity event vesting requirement. The liquidity event vesting requirement will be met upon the consummation of the initial public offering of the Issuer's Class A Common Stock (the "IPO"). The time based vesting requirement will be satisfied with respect to 25% of the shares on August 15, 2022 and with respect to the remainder of the shares in equal quarterly amounts over the following 36 months, subject to the reporting person's continuous service through each applicable vesting date. Represents restricted stock units that are subject to both a time based vesting requirement and a liquidity event vesting requirement. The liquidity event vesting requirement will be met upon the consummation of the IPO. The time based vesting requirement will be satisfied with respect to 25% of the shares on November 15, 2022 and with respect to the remainder of the shares in equal quarterly amounts over the following 36 months, subject to the reporting person's continuous service through each applicable vesting date. Each share of Common Stock was reclassified into one share of Class A Common Stock immediately prior to the completion of the IPO. Includes 152,000 shares subject to RSUs. 25% of the shares subject to the original option vested on October 19, 2021, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date. 25% of the shares vest on January 1, 2022, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date. 25% of the shares subject to the original option vested on February 26, 2019, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date. 25% of the shares subject to the original option vested on August 1, 2019, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date. 25% of the shares subject to the original option vested on May 13, 2020, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date. Fully vested. 25% of the shares subject to the original option vested on March 13, 2021, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date. /s/ Andrew Glickman, Attorney-in-fact 2021-11-23