0001209191-21-065268.txt : 20211117
0001209191-21-065268.hdr.sgml : 20211117
20211117190040
ACCESSION NUMBER: 0001209191-21-065268
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20211117
FILED AS OF DATE: 20211117
DATE AS OF CHANGE: 20211117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gemperle Adrienne
CENTRAL INDEX KEY: 0001886251
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41069
FILM NUMBER: 211422009
MAIL ADDRESS:
STREET 1: C/O SWEETGREEN, INC.
STREET 2: 3101 W. EXPOSITION BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sweetgreen, Inc.
CENTRAL INDEX KEY: 0001477815
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 271159215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3101 W. EXPOSITION BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90018
BUSINESS PHONE: (323) 990-7040
MAIL ADDRESS:
STREET 1: 3101 W. EXPOSITION BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90018
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2021-11-17
0
0001477815
Sweetgreen, Inc.
SG
0001886251
Gemperle Adrienne
C/O SWEETGREEN, INC.
3101 W. EXPOSITION BOULEVARD
LOS ANGELES
CA
90018
0
1
0
0
Chief People Officer
Common Stock
20920
D
Common Stock
150000
D
Stock Option (Right to Buy)
4.78
2030-08-28
Common Stock
129080
D
Stock Option (Right to Buy)
10.76
2031-06-15
Common Stock
100000
D
Each share of Common Stock shall be reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO").
Represents restricted stock units that are subject to both a time based vesting requirement and a liquidity event vesting requirement. The liquidity event vesting requirement will be met upon the consummation of the IPO. The time based vesting requirement will be satisfied with respect to 25% of the shares on August 15, 2022 and with respect to the remainder of the shares in equal quarterly amounts over the following 36 months, subject to the reporting person's continuous service through each applicable vesting date.
25% of the shares subject to the original option vested on July 6, 2021, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date.
25% of the shares vest on January 1, 2022, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date.
/s/ Andrew Glickman, Attorney-in-fact
2021-11-17
EX-24
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
KNOW ALL BY THESE PRESENTS that the undersigned hereby constitutes and appoints
each of Jonathan Neman, Mitch Reback, Andrew Glickman and Ashley Van of
Sweetgreen, Inc. (the "Company"), and Siana Lowrey, Eric Steiner, and Chu Lee of
Cooley LLP, signing individually, as the undersigned's true and lawful
attorneys-in-fact and agents to:
1. Prepare, execute for and on behalf of the undersigned, and submit to the
Securities and Exchange Commission (the "SEC"), in the undersigned's name and
capacity as an officer, director and/or beneficial owner more than 10% of a
registered class of securities of the Company, Forms 3, 4 and 5 (including any
amendments thereto and joint filing agreements in connection therewith) in
accordance with Section 16 of the Securities Exchange Act of 1934, as amended,
and the rules thereunder (the "Exchange Act");
2. do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to prepare and execute any such Forms 3, 4 or 5,
prepare and execute any amendment or amendments thereto, and joint filing
agreements in connection therewith, and file such forms with the SEC and any
stock exchange, self-regulatory association or similar authority; and
3. take any other action of any type whatsoever in connection with the foregoing
which, in the opinion of such attorney-in-fact, may be of benefit to, in the
best interest of, or legally required of, the undersigned, it being understood
that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-in-fact, and
their substitutes, in serving in such capacity at the request of the
undersigned, are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until the earliest
to occur of (a) the undersigned is no longer required to file Forms 3, 4 and 5
with respect to the undersigned's holdings of and transactions in securities
issued by the Company, (b) revocation by the undersigned in a signed writing
delivered to the Company and the foregoing attorneys-in-fact or (c) as to any
attorney-in-fact individually, until such attorney-in-fact is no longer employed
by the Company or employed by or a partner at Cooley LLP, or another law firm
representing the Company, as applicable.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 28th day of September, 2021.
/S/ Adrienne Gemperle