0001209191-21-071082.txt : 20211223
0001209191-21-071082.hdr.sgml : 20211223
20211223164008
ACCESSION NUMBER: 0001209191-21-071082
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211221
FILED AS OF DATE: 20211223
DATE AS OF CHANGE: 20211223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wan Tim M
CENTRAL INDEX KEY: 0001546605
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39495
FILM NUMBER: 211517631
MAIL ADDRESS:
STREET 1: C/O ASANA, INC.
STREET 2: 633 FOLSOM STREET, SUITE 100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Asana, Inc.
CENTRAL INDEX KEY: 0001477720
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 263912448
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 633 FOLSOM STREET
STREET 2: SUITE 100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: (415) 525-3888
MAIL ADDRESS:
STREET 1: 633 FOLSOM STREET
STREET 2: SUITE 100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-12-21
0
0001477720
Asana, Inc.
ASAN
0001546605
Wan Tim M
C/O ASANA, INC.
633 FOLSOM STREET, SUITE 100
SAN FRANCISCO
CA
94107
0
1
0
0
Chief Financial Officer
Class A Common Stock
2021-12-21
4
M
0
20000
1.60
A
498103
D
Class A Common Stock
2021-12-21
4
S
0
3554
72.94
D
494549
D
Class A Common Stock
2021-12-21
4
S
0
5118
73.96
D
489431
D
Class A Common Stock
2021-12-21
4
S
0
6728
76.59
D
482703
D
Class A Common Stock
2021-12-21
4
S
0
2900
77.68
D
479803
D
Class A Common Stock
2021-12-21
4
S
0
1700
78.52
D
478103
D
Class A Common Stock
2021-12-22
4
M
0
27027
3.70
A
505130
D
Class A Common Stock
153428
I
See footnote
Class A Common Stock
50000
I
See footnote
Stock Option (right to buy)
1.60
2021-12-21
4
M
0
20000
0.00
D
2027-05-02
Class A Common Stock
20000
885899
D
Stock Option (right to buy)
3.70
2021-12-22
4
M
0
27027
0.00
D
2029-04-28
Class A Common Stock
27027
162633
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $72.60 to $73.59 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $73.61 to $74.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $76.05 to $77.0375 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $77.05 to $78.02 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $78.095 to $79.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares are held of record by The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019.
The shares are held of record by the Reporting Person's spouse.
1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.
1/24 of the shares subject to the option vested on March 1, 2021, and 1/24 of the shares vest monthly thereafter.
/s/ Katie Colendich, Attorney-in-Fact
2021-12-23