0001209191-21-045017.txt : 20210702
0001209191-21-045017.hdr.sgml : 20210702
20210702164636
ACCESSION NUMBER: 0001209191-21-045017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210702
DATE AS OF CHANGE: 20210702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moskovitz Dustin A.
CENTRAL INDEX KEY: 0001549917
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39495
FILM NUMBER: 211070904
MAIL ADDRESS:
STREET 1: P.O. BOX 2929
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94126
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Asana, Inc.
CENTRAL INDEX KEY: 0001477720
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 263912448
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 1550 BRYANT STREET, SUITE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: (415) 525-3888
MAIL ADDRESS:
STREET 1: 1550 BRYANT STREET, SUITE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-30
0
0001477720
Asana, Inc.
ASAN
0001549917
Moskovitz Dustin A.
C/O ASANA, INC.
1550 BRYANT STREET, SUITE 200
SAN FRANCISCO
CA
94103
1
1
1
0
President, CEO, & Chair
Class A Common Stock
2021-06-30
4
P
0
60436
62.85
A
3850436
D
Class A Common Stock
2021-06-30
4
P
0
99564
63.63
A
3950000
D
Class A Common Stock
4147046
I
See footnote
Senior Mandatory Convertible Promissory Note
31.58
2021-07-01
4
C
0
11282390
0.00
D
2025-01-30
Class B Common Stock
11282390
0
I
See footnote
Class B Common Stock
2021-07-01
4
C
0
11282390
0.00
A
Class A Common Stock
11282390
36300323
I
See footnote
Senior Mandatory Convertible Promissory Note
31.09
2021-07-01
4
C
0
5730432
0.00
D
2025-06-26
Class B Common Stock
5730432
0
I
See footnote
Class B Common Stock
2021-07-01
4
C
0
5730432
0.00
A
Class A Common Stock
5730432
42030755
I
See footnote
Class B Common Stock
Class A Common Stock
21395830
21395830
D
Class B Common Stock
Class A Common Stock
2604170
2604170
I
See footnote
Class B Common Stock
Class A Common Stock
460000
460000
I
See footnote
Class B Common Stock
Class A Common Stock
1229256
1229256
I
See footnote
The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $62.29 to $63.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $63.29 to $64.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05.
The January Convertible Note had a principal amount of $300,000,000, a maturity date of January 30, 2025, and accrued interest at a rate of 3.5% per annum, compounded annually. The principal amount and all accrued interest through scheduled maturity converted prior to maturity upon the option of the Issuer into shares of Class B Common Stock at the initial conversion price of $31.58 per share.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.
The June Convertible Note had a principal amount of $150,000,000, a maturity date of June 26, 2025, and accrued interest at a rate of 3.5% per annum, compounded annually. The principal amount and all accrued interest through scheduled maturity converted prior to maturity upon the option of the Issuer into shares of Class B Common Stock at the initial conversion price of $31.09 per share.
The shares are held of record by Dustin Moskovitz Roth IRA.
The shares are held of record by Justin Rosenstein Trust. Dustin Moskovitz is the trustee of the Justin Rosenstein Trust and may be deemed to have voting power and dispositive power over the shares held by the trust.
The shares are held of record by Justin Rosenstein Trust 2. Dustin Moskovitz is the trustee of the Justin Rosenstein Trust 2 and may be deemed to have voting power and dispositive power over the shares held by the trust.
/s/ Katie Colendich, Attorney-in-Fact
2021-07-02