0000899243-18-014915.txt : 20180604 0000899243-18-014915.hdr.sgml : 20180604 20180604162748 ACCESSION NUMBER: 0000899243-18-014915 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180531 FILED AS OF DATE: 20180604 DATE AS OF CHANGE: 20180604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Agarwal Ajay CENTRAL INDEX KEY: 0001708763 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38275 FILM NUMBER: 18878498 MAIL ADDRESS: STREET 1: C/O BAIN CAPITAL VENTURE INVESTORS, LLC STREET 2: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SendGrid, Inc. CENTRAL INDEX KEY: 0001477425 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270654600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1801 CALIFORNIA STREET STREET 2: SUITE 500 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 888-985-7363 MAIL ADDRESS: STREET 1: 1801 CALIFORNIA STREET STREET 2: SUITE 500 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: SENDGRID, INC. DATE OF NAME CHANGE: 20091123 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-31 0 0001477425 SendGrid, Inc. SEND 0001708763 Agarwal Ajay C/O BAIN CAPITAL VENTURE INVESTORS, LLC 200 CLARENDON STREET BOSTON MA 02116 1 0 0 0 Common Stock 2018-05-31 4 A 0 5651 0.00 A 5651 D Common Stock 2464811 I See footnotes Automatic non-discretionary grant to the Reporting Person of a restricted stock unit ("RSU") under the Issuer's 2017 Equity Incentive Plan (the "Plan") in accordance with the Issuer's non-employee director compensation policy. One hundred percent (100%) of the shares subject to the RSU shall vest on next annual meeting of the Issuer's stockholders following the date of grant, subject to the Reporting Person's continued service on such vesting date. This filing relates to the grant of RSUs to the Reporting Person pursuant to the Plan described in the Issuer's Registration Statement on Form S-1 (333-224121) declared effective by the Securities and Exchange Commission on April 5, 2018. All of the RSU shares are subject to a lock-up agreement between the Reporting Person and certain underwriters. Represents shares of Common Stock directly owned by Bain Capital Venture Fund 2014, L.P., BCIP Venture Associates and BCIP Venture Associates-B (collectively, the "Bain Capital Entities"). The governance, investment strategy and decision-making process with respect to the investments held by the Bain Capital Entities is directed by the Executive Committee of Bain Capital Venture Investors LLC ("BCVI"), which currently consists of Michael A. Krupka and Ajay Agarwal. As a result, BCVI and Messrs. Krupka and Agarwal may be deemed to share voting and dispositive power with respect to the securities held by the Bain Capital Entities. Each of BCVI and Messrs. Krupka and Agarwal disclaim beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. /s/ Ajay Agarwal 2018-06-04