0000899243-18-014915.txt : 20180604
0000899243-18-014915.hdr.sgml : 20180604
20180604162748
ACCESSION NUMBER: 0000899243-18-014915
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180531
FILED AS OF DATE: 20180604
DATE AS OF CHANGE: 20180604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Agarwal Ajay
CENTRAL INDEX KEY: 0001708763
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38275
FILM NUMBER: 18878498
MAIL ADDRESS:
STREET 1: C/O BAIN CAPITAL VENTURE INVESTORS, LLC
STREET 2: 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SendGrid, Inc.
CENTRAL INDEX KEY: 0001477425
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 270654600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1801 CALIFORNIA STREET
STREET 2: SUITE 500
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 888-985-7363
MAIL ADDRESS:
STREET 1: 1801 CALIFORNIA STREET
STREET 2: SUITE 500
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: SENDGRID, INC.
DATE OF NAME CHANGE: 20091123
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-05-31
0
0001477425
SendGrid, Inc.
SEND
0001708763
Agarwal Ajay
C/O BAIN CAPITAL VENTURE INVESTORS, LLC
200 CLARENDON STREET
BOSTON
MA
02116
1
0
0
0
Common Stock
2018-05-31
4
A
0
5651
0.00
A
5651
D
Common Stock
2464811
I
See footnotes
Automatic non-discretionary grant to the Reporting Person of a restricted stock unit ("RSU") under the Issuer's 2017 Equity Incentive Plan (the "Plan") in accordance with the Issuer's non-employee director compensation policy. One hundred percent (100%) of the shares subject to the RSU shall vest on next annual meeting of the Issuer's stockholders following the date of grant, subject to the Reporting Person's continued service on such vesting date.
This filing relates to the grant of RSUs to the Reporting Person pursuant to the Plan described in the Issuer's Registration Statement on Form S-1 (333-224121) declared effective by the Securities and Exchange Commission on April 5, 2018. All of the RSU shares are subject to a lock-up agreement between the Reporting Person and certain underwriters.
Represents shares of Common Stock directly owned by Bain Capital Venture Fund 2014, L.P., BCIP Venture Associates and BCIP Venture Associates-B (collectively, the "Bain Capital Entities").
The governance, investment strategy and decision-making process with respect to the investments held by the Bain Capital Entities is directed by the Executive Committee of Bain Capital Venture Investors LLC ("BCVI"), which currently consists of Michael A. Krupka and Ajay Agarwal. As a result, BCVI and Messrs. Krupka and Agarwal may be deemed to share voting and dispositive power with respect to the securities held by the Bain Capital Entities. Each of BCVI and Messrs. Krupka and Agarwal disclaim beneficial ownership of such securities except to the extent of its or his pecuniary interest therein.
/s/ Ajay Agarwal
2018-06-04