EX-1.01 2 sensatacmr2018.htm CONFLICT MINERALS REPORT Exhibit


Exhibit 1.01

Conflict Minerals Report of Sensata Technologies Holding plc
in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 ("Rule 13p-1")

The reporting company is Sensata Technologies Holding plc and its wholly-owned subsidiaries, collectively referred to as “the Company,” “Sensata,” “we,” “our,” and “us.” Sensata is a global industrial technology company, engaged in the development, manufacture, and sale of sensors and controls. We produce a wide range of customized, innovative sensors and controls for mission-critical applications such as thermal circuit breakers in aircraft, pressure sensors in automotive systems, and bimetal current and temperature control devices in electric motors.
The Dodd-Frank Wall Street Reform and Consumer Protection Act, which was signed into law in July 2010, mandated that the U.S. Securities and Exchange Commission (the “SEC”) create rules that assess whether certain materials (Conflict Minerals, as defined below) originating in the Democratic Republic of the Congo (the “DRC”) or adjoining countries (the DRC and adjoining countries are together referred to as the “Covered Countries”) were benefiting armed groups in the area. In August 2012, the SEC issued its final rule, Rule 13p-1, on the reporting of Conflict Minerals.
Rule 13p-1 requires disclosure of certain information when a company manufactures or contracts to manufacture products, and the minerals specified in Rule 13p-1 are necessary to the functionality or production of those products. The specified minerals, referred to as “Conflict Minerals,” are gold, columbite-tantalite (coltan), cassiterite, and wolframite, or their derivatives, which are limited to tantalum, tin, and tungsten, or any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Covered Countries. Because we manufacture, or contract to manufacture, products for which Conflict Minerals are necessary to the functionality or production of those products, we are subject to the requirements of Rule 13p-1.
Reasonable Country of Origin Inquiry ("RCOI")
We have conducted in good faith an RCOI regarding the Conflict Minerals included in our products during the period from January 1, 2017 to December 31, 2017 (the "Reporting Period"), in order to determine whether any of these Conflict Minerals originated in the Covered Countries and were not from recycled or scrap sources. We believe that our RCOI is reasonably designed to determine whether any of the Conflict Minerals that are necessary to the functionality of our products originated in the Covered Countries, and if so, whether they were from recycled or scrap sources.
Pursuant to Rule 13p-1, if a registrant has reason to believe that any of the Conflict Minerals in its supply chain may have originated in one of the Covered Countries, or if such registrant is unable to determine the country of origin of those Conflict Minerals, it must file a Conflict Minerals Report with the SEC describing the due diligence measures it has undertaken or will undertake regarding the source and chain of custody of these Conflict Minerals. Because our RCOI was not conclusive regarding the country of origin of the Conflict Minerals used in our products, we are providing this Conflict Minerals Report in accordance with Rule 13p-1 for the Reporting Period.
Most of our products contain at least one of the Conflict Minerals and fall under the scope of the requirements of Rule 13p-1. Therefore, this disclosure includes information on a company level, including general information for all of our products.
We utilized a third party to administer our RCOI for the Reporting Period. Our RCOI was conducted for all direct suppliers using the Responsible Minerals Initiative ("RMI") Conflict Minerals Reporting Template ("CMRT"). The CMRT is a standardized reporting template that was developed to facilitate the transfer of information through the supply chain regarding material country of origin and smelters and refiners being utilized. It includes questions related to a direct supplier’s conflict minerals policy, engagement with its direct suppliers, and a listing of the

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smelters the direct supplier and its suppliers use. In addition, the CMRT contains questions about the origin of Conflict Minerals included in the direct supplier’s products, as well as supplier due diligence.
As part of the RCOI data collection process, an initial survey was conducted to eliminate suppliers that did not supply Conflict Minerals. The remaining suppliers were requested to complete either the CMRT or an official statement disqualifying them as a supplier of Conflict Minerals. Quality inspection was performed on documents and information received from suppliers and responses were validated by reviewing the completeness of the surveys, obtaining additional responses as necessary, and resolving certain defined inconsistencies within the responses to the templates. It was also determined which smelters are validated as conflict-free as part of the RMI's Responsible Minerals Assurance Process ("RMAP"). In certain cases, as needed, our third party administrator educated our suppliers as to the importance of Conflict Minerals reporting.
All of our direct suppliers (approximately 2,400 suppliers) were surveyed. Responses were received from approximately 46% of the suppliers surveyed, representing approximately 63% of our total direct spend for the reporting period. Based on the results of our RCOI, we do not have sufficient information to allow us to make a determination as to the country of origin of the Conflict Minerals in our supply chain.
OECD due diligence procedures
Because we do not have sufficient information to allow us to make a determination as to the country of origin of the Conflict Minerals in our supply chain, we have performed due diligence on these Conflict Minerals using the Organization for Economic Cooperation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (the "OECD Framework"). This due diligence process is described below.
Step 1: Establish company management systems
The purpose of Step 1 of the OECD Framework is to establish strong company management systems by developing a Conflict Minerals strategy and policy, identifying the key stakeholders (the participants who will carry out the initiative), establishing a system of controls and transparency over the supply chain, and establishing a grievance mechanism.
As part of our implementation of this phase of the OECD Framework, we have identified a team (the "Conflict Minerals Team") that includes members from business leadership, legal, finance, and operations. The Conflict Minerals Team functions to periodically review the status of our Conflict Minerals program, ensure that we are making progress towards meeting our compliance goals, and ensure the adequacy of our due diligence process in accordance with the OECD Framework. Certain members of senior management are responsible for overseeing the RCOI, due diligence, and reporting processes.
Our compliance goals include ensuring that we have adequate procedures in place to determine and document which of our products do or may include Conflict Minerals and whether any of our suppliers have sourced Conflict Minerals that have been used in the production of components supplied to us from the Covered Countries.
We utilize best-cost sourcing to the extent possible to keep our costs down. Many of our suppliers are selected in order to maintain quality and performance standards, and many must be qualified based on certain specifications with our customers, in which case customer approval may be required to change suppliers. In addition, in many cases we source our products on a sole-source basis. As a result, in certain circumstances we are limited in our ability to influence our suppliers to modify their sourcing practices or to respond to our RCOI survey requests.
However, the Conflict Minerals Team has developed a policy (the "Conflict Minerals Policy"), which states that: (1) we support the improvement of human rights in the DRC and surrounding areas; (2) we will comply with Rule 13p-1, (3) we will endeavor to direct our business, as much as practical given the constraints noted above, to suppliers who (i) have traceable supply chains, (ii) freely share their data and cooperate with us in identifying whether they have sourced Conflict Minerals from the Covered Countries, and whether any such sourcing has

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benefited the armed conflict in the region, and (iii) source responsibly; and (4) we will support our customers' inquiries about the source of Conflict Minerals that we use in our manufacturing with responses that are at the supplier (rather than product) level. We periodically monitor our Conflict Minerals Policy to ensure its adequacy. The Conflict Minerals Policy can be found on the "Investor Relations" page of our website at www.sensata.com.
We have a Code of Business Conduct and Ethics, which outlines expected behaviors for all of our employees. We also have a previously-established grievance mechanism (our ethics hotline), pursuant to which any of our employees may report any concerns involving Conflict Minerals. In February 2014, we added a clause in our standard terms and conditions that states that suppliers must comply with the requirements of the Conflict Minerals regulations.
Step 2: Identify and assess risks in the supply chain
The purpose of Step 2 of the OECD Framework is to identify risks in the supply chain and evaluate these risks. In our implementation of this step of the OECD Framework, we utilized a third party to survey all of our direct suppliers using the CMRT.
Our global supply chain is complex and we are many tiers removed from, and have no direct relationships with, the smelters or mining companies that may have direct knowledge of the source of the Conflict Minerals used in our products, and whether these Conflict Minerals are financing the armed conflict in the Covered Countries. As a result, we rely on our direct suppliers to provide us with information regarding the origin of any Conflict Minerals that are included in our products, including, where possible, the smelter's origin. Similarly, our suppliers may depend on their direct suppliers for this information.
As detailed above, our third party administrator received and reviewed responses from suppliers of a majority of the direct spend that was surveyed. The responses received generally indicated either that the supplier was complete with its analysis and had determined that the Conflict Minerals it provides originated from conflict-free sources, or that its analysis was incomplete.
Despite efforts to follow up with our suppliers, we did not receive responses from all suppliers surveyed, and the suppliers who responded showed varying levels of cooperation with our inquiries and progress in their own analyses of their supply chain.
Step 3: Design and implement a risk response strategy
The purpose of Step 3 of the OECD Framework is to respond to identified risks in order to prevent or mitigate potential adverse impacts.
As noted in Step 2 above, the CMRT was utilized to obtain information from our suppliers. One of the risks identified in the process is that our suppliers might not provide us valid or complete information, or might not provide information at all, and as a result, we might not be aware of circumstances in which certain suppliers sourced from the Covered Countries and whether such sourcing benefited the armed conflict in the region.
In order to mitigate this risk, our third party administrator reviewed templates received from surveyed suppliers for completeness and reasonableness. Completeness was assessed based on whether the supplier fully completed the "Declaration" tab of the CMRT. Responses from our surveyed suppliers were also assessed to ensure that they were reasonably reliable and did not contain certain defined inconsistencies. Follow-up was performed with the suppliers that provided an incomplete or inconsistent response.
Based on the results of our due diligence process, we do not have sufficient information to allow us to make a determination as to which of these smelters provided Conflict Minerals that were used in the production of components that we purchased, or which of these Conflict Minerals were sourced from the Covered Countries. Based on information derived from responses obtained from our suppliers and our due diligence efforts, the smelters listed in Appendix I may have been used to process necessary Conflict Minerals that were used in our products.

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We used the most recent CMRT template in our responses to our customers, which provides the most up to date list of known smelters with which to cross reference the smelter listings provided by our suppliers.
Step 4: Carry out independent third-party audits of smelter/refiner due diligence process
We are not currently a member of the RMI. However, we leverage the due diligence conducted on smelters and refiners by the RMAP. The RMAP uses independent private sector auditors to audit the source, including mines of origin and chain of custody, of the Conflict Minerals used by smelters and refiners that agree to participate in the RMAP. The smelters and refiners that are found to be RMAP compliant are those for which the independent auditor has verified that the smelter’s or refiner’s Conflict Minerals either did not originate from the Covered Countries or originated from conflict-free mines in the Covered Countries.
Step 5: Report annually on supply chain due diligence
This Conflict Minerals Report and Form SD are being filed in order to comply with Step 5 of the OECD Framework.
Conclusion
We believe that the administration, design, and results of our supplier survey performed during the Reporting Period was consistent with the prior year, as we utilized a third party administrator to perform much of the survey responsibilities (with oversight from our Director of Compliance), including supplier communication, follow up, and response review.
Survey responses from a large portion of our direct suppliers have been received and reviewed. The responses received generally indicated either that the supplier was complete with its analysis and had determined that the Conflict Minerals it provides originated from conflict-free sources, or that its analysis was incomplete.
During the Reporting Period, we maintained company management systems over the Conflict Minerals process, including maintaining a Conflict Minerals Policy, our ethics hotline, and our Code of Business Conduct and Ethics.
We reported on our Conflict Minerals program to our customers using the most recent CMRT template in order to ensure accuracy of the smelter listing provided.
However, based on our due diligence processes, we are not able to determine the source or country of origin of all of the Conflict Minerals that were used to manufacture our products during the Reporting Period.
Steps to take in the coming year
As our Conflict Minerals program continues into next year, we plan to take additional steps to improve our due diligence processes, including the following:
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intensify communication and strengthen Company engagement with suppliers, and apply best practices learned during the current year due diligence processes across all of our businesses;
•
continue to work with our third party administrator to design a survey program that will improve both the percentage of direct suppliers responding to our surveys as well as the quality of their responses; and
•
continue to develop methods, structure internal management systems, implement tools, and adopt procedures that are designed to support supply chain due diligence in accordance with the OECD Framework.
This Conflict Minerals Report can be found on our website at www.sensata.com. The content on our web site is not incorporated by reference into this Conflict Minerals Report unless expressly noted.

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Appendix I: Smelter List
Based on information derived from responses obtained from our suppliers and our due diligence efforts, these smelters may have been used to process necessary Conflict Minerals in our products during the Reporting Period:
Mineral
 
Smelter or Refiner Facility Name
 
Note
 
Location
Gold
 
Advanced Chemical Company
 
 
 
UNITED STATES OF AMERICA
Gold
 
Aida Chemical Industries Co., Ltd.
 
 
 
JAPAN
Gold
 
Al Etihad Gold Refinery DMCC
 
(1)
 
UNITED ARAB EMIRATES
Gold
 
Allgemeine Gold-und Silberscheideanstalt A.G.
 
(2)
 
GERMANY
Gold
 
Almalyk Mining and Metallurgical Complex (AMMC)
 
 
 
UZBEKISTAN
Gold
 
AngloGold Ashanti Córrego do Sítio Mineração
 
(2)
 
BRAZIL
Gold
 
Argor-Heraeus S.A.
 
(2)
 
SWITZERLAND
Gold
 
Asahi Pretec Corp.
 
 
 
JAPAN
Gold
 
Asahi Refining Canada Ltd.
 
(2)
 
CANADA
Gold
 
Asahi Refining USA Inc.
 
 
 
UNITED STATES OF AMERICA
Gold
 
Asaka Riken Co., Ltd.
 
(2)
 
JAPAN
Gold
 
AU Traders and Refiners
 
(1)
 
SOUTH AFRICA
Gold
 
Aurubis AG
 
(2)
 
GERMANY
Gold
 
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
 
(2)
 
PHILIPPINES
Gold
 
Boliden AB
 
(2)
 
SWEDEN
Gold
 
C. Hafner GmbH + Co. KG
 
(2)
 
GERMANY
Gold
 
CCR Refinery - Glencore Canada Corporation
 
 
 
CANADA
Gold
 
Chimet S.p.A.
 
(2)
 
ITALY
Gold
 
Daejin Indus Co., Ltd.
 
(1)
 
KOREA (REPUBLIC OF)
Gold
 
DSC (Do Sung Corporation)
 
(1)
 
KOREA (REPUBLIC OF)
Gold
 
Eco-System Recycling Co., Ltd.
 
 
 
JAPAN
Gold
 
Emirates Gold DMCC
 
(1)
 
UNITED ARAB EMIRATES
Gold
 
Geib Refining Corporation
 
 
 
UNITED STATES OF AMERICA
Gold
 
Heimerle + Meule GmbH
 
(2)
 
GERMANY
Gold
 
Heraeus Precious Metals GmbH & Co. KG
 
(1)
 
GERMANY
Gold
 
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
 
 
 
CHINA
Gold
 
Ishifuku Metal Industry Co., Ltd.
 
 
 
JAPAN
Gold
 
Istanbul Gold Refinery
 
(2)
 
TURKEY
Gold
 
Japan Mint
 
 
 
JAPAN
Gold
 
Jiangxi Copper Co., Ltd.
 
(2)
 
CHINA
Gold
 
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
 
 
 
RUSSIAN FEDERATION
Gold
 
JSC Uralelectromed
 
 
 
RUSSIAN FEDERATION
Gold
 
JX Nippon Mining & Metals Co., Ltd.
 
(1)
 
JAPAN
Gold
 
Kazzinc
 
 
 
KAZAKHSTAN
Gold
 
Kennecott Utah Copper LLC
 
 
 
UNITED STATES OF AMERICA
Gold
 
Kojima Chemicals Co., Ltd.
 
(2)
 
JAPAN
Gold
 
Korea Zinc Co., Ltd.
 
(1)
 
KOREA (REPUBLIC OF)
Gold
 
Kyrgyzaltyn JSC
 
 
 
KYRGYZSTAN
Gold
 
LS-NIKKO Copper Inc.
 
(2)
 
KOREA (REPUBLIC OF)
Gold
 
Materion
 
 
 
UNITED STATES OF AMERICA
Gold
 
Matsuda Sangyo Co., Ltd.
 
(2)
 
JAPAN
Gold
 
Metalor Technologies (Hong Kong) Ltd.
 
(2)
 
CHINA
Gold
 
Metalor Technologies (Singapore) Pte., Ltd.
 
(2)
 
SINGAPORE
Gold
 
Metalor Technologies (Suzhou) Ltd.
 
(1)
 
CHINA
Gold
 
Metalor Technologies S.A.
 
(2)
 
SWITZERLAND
Gold
 
Metalor USA Refining Corporation
 
 
 
UNITED STATES OF AMERICA
Gold
 
Metalúrgica Met-Mex Peñoles S.A. De C.V.
 
(2)
 
MEXICO
Gold
 
Mitsui Mining and Smelting Co., Ltd.
 
(2)
 
JAPAN

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Mineral
 
Smelter or Refiner Facility Name
 
Note
 
Location
Gold
 
MMTC-PAMP India Pvt., Ltd.
 
(1)
 
INDIA
Gold
 
Moscow Special Alloys Processing Plant
 
 
 
RUSSIAN FEDERATION
Gold
 
Nadir Metal Rafineri San. Ve Tic. A.Ş.
 
(2)
 
TURKEY
Gold
 
Nihon Material Co., Ltd.
 
(2)
 
JAPAN
Gold
 
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH
 
(1)
 
AUSTRIA
Gold
 
Ohura Precious Metal Industry Co., Ltd.
 
(2)
 
JAPAN
Gold
 
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
 
(1)
 
RUSSIAN FEDERATION
Gold
 
OJSC Novosibirsk Refinery
 
 
 
RUSSIAN FEDERATION
Gold
 
PAMP S.A.
 
(2)
 
SWITZERLAND
Gold
 
Prioksky Plant of Non-Ferrous Metals
 
 
 
RUSSIAN FEDERATION
Gold
 
PT Aneka Tambang (Persero) Tbk
 
(2)
 
INDONESIA
Gold
 
PX Précinox S.A.
 
(2)
 
SWITZERLAND
Gold
 
Rand Refinery (Pty) Ltd.
 
 
 
SOUTH AFRICA
Gold
 
Republic Metals Corporation
 
 
 
UNITED STATES OF AMERICA
Gold
 
Royal Canadian Mint
 
(2)
 
CANADA
Gold
 
SAAMP
 
(1)
 
FRANCE
Gold
 
Samduck Precious Metals
 
(1)
 
KOREA (REPUBLIC OF)
Gold
 
SAXONIA Edelmetalle GmbH
 
(1)
 
GERMANY
Gold
 
SEMPSA Joyería Platería S.A.
 
(2)
 
SPAIN
Gold
 
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
 
 
 
CHINA
Gold
 
Sichuan Tianze Precious Metals Co., Ltd.
 
 
 
CHINA
Gold
 
Singway Technology Co., Ltd.
 
 
 
TAIWAN, PROVINCE OF CHINA
Gold
 
Henan Zhongyuan Gold Refinery Co., Ltd.
 
 
 
CHINA
Gold
 
Heraeus Ltd. Hong Kong
 
 
 
CHINA
Gold
 
Umicore Precious Metals Refining Hoboken
 
 
 
BELGIUM
Gold
 
SOE Shyolkovsky Factory of Secondary Precious Metals
 
(2)
 
RUSSIAN FEDERATION
Gold
 
Solar Applied Materials Technology Corp.
 
 
 
TAIWAN, PROVINCE OF CHINA
Gold
 
Sumitomo Metal Mining Co., Ltd.
 
(2)
 
JAPAN
Gold
 
Tanaka Kikinzoku Kogyo K.K.
 
(2)
 
JAPAN
Gold
 
The Refinery of Shandong Gold Mining Co., Ltd.
 
 
 
CHINA
Gold
 
Tokuriki Honten Co., Ltd.
 
 
 
JAPAN
Gold
 
Torecom
 
(1)
 
KOREA (REPUBLIC OF)
Gold
 
Umicore Brasil Ltda.
 
 
 
BRAZIL
Gold
 
Umicore Precious Metals Thailand
 
(2)
 
THAILAND
Gold
 
United Precious Metal Refining, Inc.
 
 
 
UNITED STATES OF AMERICA
Gold
 
Valcambi S.A.
 
 
 
SWITZERLAND
Gold
 
WIELAND Edelmetalle GmbH
 
 
 
GERMANY
Gold
 
Yamamoto Precious Metal Co., Ltd.
 
(2)
 
JAPAN
Gold
 
Yokohama Metal Co., Ltd.
 
(2)
 
JAPAN
Tantalum
 
Changsha South Tantalum Niobium Co., Ltd.
 
(2)
 
CHINA
Tantalum
 
Conghua Tantalum and Niobium Smeltry
 
(2)
 
CHINA
Tantalum
 
D Block Metals, LLC
 
 
 
UNITED STATES OF AMERICA
Tantalum
 
Exotech Inc.
 
 
 
UNITED STATES OF AMERICA
Tantalum
 
F&X Electro-Materials Ltd.
 
(2)
 
CHINA
Tantalum
 
FIR Metals & Resource Ltd.
 
(1)
 
CHINA
Tantalum
 
Global Advanced Metals Aizu
 
 
 
JAPAN
Tantalum
 
Global Advanced Metals Boyertown
 
 
 
UNITED STATES OF AMERICA
Tantalum
 
Guangdong Zhiyuan New Material Co., Ltd.
 
(2)
 
CHINA
Tantalum
 
H.C. Starck Co., Ltd.
 
(2)
 
THAILAND
Tantalum
 
H.C. Starck Hermsdorf GmbH
 
(2)
 
GERMANY
Tantalum
 
H.C. Starck Inc.
 
 
 
UNITED STATES OF AMERICA
Tantalum
 
H.C. Starck Ltd.
 
(2)
 
JAPAN
Tantalum
 
H.C. Starck Smelting GmbH & Co. KG
 
(2)
 
GERMANY

6


Mineral
 
Smelter or Refiner Facility Name
 
Note
 
Location
Tantalum
 
Hengyang King Xing Lifeng New Materials Co., Ltd
 
(2)
 
CHINA
Tantalum
 
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
 
 
 
CHINA
Tantalum
 
Jiangxi Tuohong New Raw Material
 
(1)
 
CHINA
Tantalum
 
JiuJiang JinXin Nonferrous Metals Co., Ltd.
 
(2)
 
CHINA
Tantalum
 
Jiujiang Tanbre Co., Ltd.
 
(2)
 
CHINA
Tantalum
 
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
 
(1)
 
CHINA
Tantalum
 
KEMET Blue Metals
 
 
 
MEXICO
Tantalum
 
KEMET Blue Powder
 
 
 
UNITED STATES OF AMERICA
Tantalum
 
LSM Brasil S.A.
 
(2)
 
BRAZIL
Tantalum
 
Metallurgical Products India Pvt., Ltd.
 
 
 
INDIA
Tantalum
 
Mineração Taboca S.A.
 
 
 
BRAZIL
Tantalum
 
Ningxia Orient Tantalum Industry Co., Ltd.
 
 
 
CHINA
Tantalum
 
Power Resources Ltd.
 
 
 
MACEDONIA (THE FORMER YUGOSLAV REPUBLIC OF)
Tantalum
 
QuantumClean
 
 
 
UNITED STATES OF AMERICA
Tantalum
 
Resind Indústria e Comércio Ltda.
 
(1)
 
BRAZIL
Tantalum
 
RFH Tantalum Smeltry Co., Ltd.
 
 
 
CHINA
Tantalum
 
Molycorp Silmet A.S.
 
 
 
ESTONIA
Tantalum
 
Solikamsk Magnesium Works OAO
 
(2)
 
RUSSIAN FEDERATION
Tantalum
 
Taki Chemical Co., Ltd.
 
 
 
JAPAN
Tantalum
 
Telex Metals
 
 
 
UNITED STATES OF AMERICA
Tantalum
 
Ulba Metallurgical Plant JSC
 
 
 
KAZAKHSTAN
Tantalum
 
XinXing HaoRong Electronic Material Co., Ltd.
 
 
 
CHINA
Tin
 
Alpha
 
 
 
UNITED STATES OF AMERICA
Tin
 
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
 
(1)
 
CHINA
Tin
 
China Tin Group Co., Ltd.
 
 
 
CHINA
Tin
 
CV Ayi Jaya
 
(2)
 
INDONESIA
Tin
 
CV Dua Sekawan
 
(1)
 
INDONESIA
Tin
 
CV Gita Pesona
 
 
 
INDONESIA
Tin
 
CV Tiga Sekawan
 
(1)
 
INDONESIA
Tin
 
CV United Smelting
 
(2)
 
INDONESIA
Tin
 
CV Venus Inti Perkasa
 
(2)
 
INDONESIA
Tin
 
Dowa
 
 
 
JAPAN
Tin
 
EM Vinto
 
 
 
BOLIVIA (PLURINATIONAL STATE OF)
Tin
 
Fenix Metals
 
 
 
POLAND
Tin
 
Gejiu Kai Meng Industry and Trade LLC
 
 
 
CHINA
Tin
 
Gejiu Non-Ferrous Metal Processing Co., Ltd.
 
(2)
 
CHINA
Tin
 
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
 
 
 
CHINA
Tin
 
Guanyang Guida Nonferrous Metal Smelting Plant
 
(1)
 
CHINA
Tin
 
Huichang Jinshunda Tin Co., Ltd.
 
 
 
CHINA
Tin
 
Jiangxi Ketai Advanced Material Co., Ltd.
 
(2)
 
CHINA
Tin
 
Magnu's Minerais Metais e Ligas Ltda.
 
 
 
BRAZIL
Tin
 
Malaysia Smelting Corporation (MSC)
 
 
 
MALAYSIA
Tin
 
Melt Metais e Ligas S.A.
 
(2)
 
BRAZIL
Tin
 
Metallic Resources, Inc.
 
 
 
UNITED STATES OF AMERICA
Tin
 
Minsur
 
 
 
PERU
Tin
 
Mitsubishi Materials Corporation
 
 
 
JAPAN
Tin
 
O.M. Manufacturing (Thailand) Co., Ltd.
 
 
 
THAILAND
Tin
 
O.M. Manufacturing Philippines, Inc.
 
(2)
 
PHILIPPINES
Tin
 
Operaciones Metalurgical S.A.
 
 
 
BOLIVIA (PLURINATIONAL STATE OF)
Tin
 
PT Aries Kencana Sejahtera
 
 
 
INDONESIA
Tin
 
PT Artha Cipta Langgeng
 
 
 
INDONESIA

7


Mineral
 
Smelter or Refiner Facility Name
 
Note
 
Location
Tin
 
PT ATD Makmur Mandiri Jaya
 
 
 
INDONESIA
Tin
 
PT Babel Inti Perkasa
 
 
 
INDONESIA
Tin
 
PT Bangka Prima Tin
 
(2)
 
INDONESIA
Tin
 
PT Bangka Tin Industry
 
(2)
 
INDONESIA
Tin
 
PT Belitung Industri Sejahtera
 
 
 
INDONESIA
Tin
 
PT Bukit Timah
 
(1)
 
INDONESIA
Tin
 
PT DS Jaya Abadi
 
(2)
 
INDONESIA
Tin
 
PT Eunindo Usaha Mandiri
 
(2)
 
INDONESIA
Tin
 
PT Inti Stania Prima
 
(2)
 
INDONESIA
Tin
 
PT Kijang Jaya Mandiri
 
(1)
 
INDONESIA
Tin
 
PT Lautan Harmonis Sejahtera
 
 
 
INDONESIA
Tin
 
PT Menara Cipta Mulia
 
 
 
INDONESIA
Tin
 
PT Mitra Stania Prima
 
 
 
INDONESIA
Tin
 
PT Panca Mega Persada
 
 
 
INDONESIA
Tin
 
PT Prima Timah Utama
 
 
 
INDONESIA
Tin
 
PT Refined Bangka Tin
 
(1)
 
INDONESIA
Tin
 
PT Sariwiguna Binasentosa
 
 
 
INDONESIA
Tin
 
PT Stanindo Inti Perkasa
 
(2)
 
INDONESIA
Tin
 
PT Sukses Inti Makmur
 
 
 
INDONESIA
Tin
 
PT Sumber Jaya Indah
 
(2)
 
INDONESIA
Tin
 
PT Timah (Persero) Tbk Mentok
 
 
 
INDONESIA
Tin
 
PT Tinindo Inter Nusa
 
 
 
INDONESIA
Tin
 
PT Tommy Utama
 
(1)
 
INDONESIA
Tin
 
Rui Da Hung
 
 
 
TAIWAN, PROVINCE OF CHINA
Tin
 
Soft Metais Ltda.
 
 
 
BRAZIL
Tin
 
Thaisarco
 
(2)
 
THAILAND
Tin
 
White Solder Metalurgia e Mineração Ltda.
 
 
 
BRAZIL
Tin
 
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
 
 
 
CHINA
Tin
 
Yunnan Tin Company Limited
 
(1)
 
CHINA
Tungsten
 
A.L.M.T. TUNGSTEN Corp.
 
(2)
 
JAPAN
Tungsten
 
ACL Metais Eireli
 
(1)
 
BRAZIL
Tungsten
 
Asia Tungsten Products Vietnam Ltd.
 
 
 
VIET NAM
Tungsten
 
Chenzhou Diamond Tungsten Products Co., Ltd.
 
 
 
CHINA
Tungsten
 
Chongyi Zhangyuan Tungsten Co., Ltd.
 
(2)
 
CHINA
Tungsten
 
Fujian Jinxin Tungsten Co., Ltd.
 
(2)
 
CHINA
Tungsten
 
Ganzhou Huaxing Tungsten Products Co., Ltd.
 
 
 
CHINA
Tungsten
 
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
 
 
 
CHINA
Tungsten
 
Ganzhou Seadragon W & Mo Co., Ltd.
 
 
 
CHINA
Tungsten
 
Global Tungsten & Powders Corp.
 
 
 
UNITED STATES OF AMERICA
Tungsten
 
Guangdong Xianglu Tungsten Co., Ltd.
 
(2)
 
CHINA
Tungsten
 
Hunan Chunchang Nonferrous Metals Co., Ltd.
 
(2)
 
CHINA
Tungsten
 
Hydrometallurg, JSC
 
(2)
 
RUSSIAN FEDERATION
Tungsten
 
Japan New Metals Co., Ltd.
 
(2)
 
JAPAN
Tungsten
 
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
 
(2)
 
CHINA
Tungsten
 
Jiangxi Gan Bei Tungsten Co., Ltd.
 
(2)
 
CHINA
Tungsten
 
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
 
(2)
 
CHINA
Tungsten
 
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
 
(2)
 
CHINA
Tungsten
 
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
 
(1)
 
CHINA
Tungsten
 
Jiangxi Yaosheng Tungsten Co., Ltd.
 
 
 
CHINA
Tungsten
 
Kennametal Fallon
 
 
 
UNITED STATES OF AMERICA
Tungsten
 
Kennametal Huntsville
 
 
 
UNITED STATES OF AMERICA
Tungsten
 
Malipo Haiyu Tungsten Co., Ltd.
 
 
 
CHINA
Tungsten
 
Moliren Ltd
 
(1)
 
RUSSIAN FEDERATION

8


Mineral
 
Smelter or Refiner Facility Name
 
Note
 
Location
Tungsten
 
Niagara Refining LLC
 
 
 
UNITED STATES OF AMERICA
Tungsten
 
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
 
 
 
VIET NAM
Tungsten
 
Philippine Chuangxin Industrial Co., Inc.
 
(1)
 
PHILIPPINES
Tungsten
 
H.C. Starck Smelting GmbH & Co.KG
 
 
 
GERMANY
Tungsten
 
South-East Nonferrous Metal Company Limited of Hengyang City
 
(1)
 
CHINA
Tungsten
 
Tejing (Vietnam) Tungsten Co., Ltd.
 
 
 
VIET NAM
Tungsten
 
Unecha Refractory metals plant
 
 
 
RUSSIAN FEDERATION
Tungsten
 
Vietnam Youngsun Tungsten Industry Co., Ltd
 
 
 
VIET NAM
Tungsten
 
Wolfram Bergbau und Hütten AG
 
 
 
AUSTRIA
Tungsten
 
Woltech Korea Co., Ltd.
 
(1)
 
KOREA (REPUBLIC OF)
Tungsten
 
Xiamen Tungsten (H.C.) Co., Ltd.
 
 
 
CHINA
Tungsten
 
Xiamen Tungsten Co., Ltd.
 
 
 
CHINA
Tungsten
 
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
 
(1)
 
CHINA
Tungsten
 
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
 
 
 
CHINA
Notes:

(1)
Smelter is RMAP Compliant
(2)
Smelter is EICC-GeSI certified Conflict Free


9