0001592747-14-000010.txt : 20140204 0001592747-14-000010.hdr.sgml : 20140204 20140204163556 ACCESSION NUMBER: 0001592747-14-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140131 FILED AS OF DATE: 20140204 DATE AS OF CHANGE: 20140204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: S&W Seed Co CENTRAL INDEX KEY: 0001477246 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 271275784 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 25552 SOUTH BUTTE AVENUE CITY: FIVE POINTS STATE: CA ZIP: 93624 BUSINESS PHONE: 559 884 2535 MAIL ADDRESS: STREET 1: P.O. BOX 235 CITY: FIVE POINTS STATE: CA ZIP: 93624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CULHANE MICHAEL C CENTRAL INDEX KEY: 0001488712 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34719 FILM NUMBER: 14572757 MAIL ADDRESS: STREET 1: LEVEL 9, 146 ARTHUR STREET CITY: NORTH SYDNEY STATE: C3 ZIP: NSW 2060 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-01-31 0 0001477246 S&W Seed Co SANW 0001488712 CULHANE MICHAEL C LEVEL 9, 146 ARTHUR STREET NORTH SYDNEY C3 NSW 2060 AUSTRALIA 1 0 0 0 Common Stock Option (Right to Buy) 6.23 2014-01-31 4 A 0 7000 0 A 2014-04-01 2019-01-31 Common Stock 7000 7000 D The options vest and become exercisable in four quarterly installments of 1,750 shares over one year, commencing on April 1, 2014 and continuing thereafter on the first day of each succeeding fiscal quarter (July 1, October 1 and January 1) through and including January 1, 2015. Michael C. Culhane 2014-02-04