0001249155-19-000009.txt : 20190114
0001249155-19-000009.hdr.sgml : 20190114
20190114163423
ACCESSION NUMBER: 0001249155-19-000009
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190110
FILED AS OF DATE: 20190114
DATE AS OF CHANGE: 20190114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fischhoff David A
CENTRAL INDEX KEY: 0001691757
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34719
FILM NUMBER: 19525370
MAIL ADDRESS:
STREET 1: 248 GAY AVENUE
CITY: CLAYTON
STATE: MO
ZIP: 63105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: S&W Seed Co
CENTRAL INDEX KEY: 0001477246
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 271275784
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 106 K STREET, SUITE 300
CITY: SACRAMENTO
STATE: CA
ZIP: 95814
BUSINESS PHONE: 559 884 2535
MAIL ADDRESS:
STREET 1: 106 K STREET, SUITE 300
CITY: SACRAMENTO
STATE: CA
ZIP: 95814
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-01-10
0
0001477246
S&W Seed Co
SANW
0001691757
Fischhoff David A
8253 PARKSIDE DRIVE
CLAYTON
MO
63105
1
0
0
0
Common Stock
2019-01-10
4
M
0
6708
0
A
12155
D
Restricted Stock Units
2019-01-10
4
M
0
6708
0
D
2019-01-10
2019-01-10
Common Stock
6708
0
D
Represents the settlement of restricted stock units ("RSUs") that vested on January 10, 2019 through the issuance of shares of common stock.
Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on the January 10, 2019 vesting date was $2.00.
The RSUs vested in full on January 10, 2019.
/s/ David A. Fischhoff
2019-01-14