0001249155-19-000009.txt : 20190114 0001249155-19-000009.hdr.sgml : 20190114 20190114163423 ACCESSION NUMBER: 0001249155-19-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190110 FILED AS OF DATE: 20190114 DATE AS OF CHANGE: 20190114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fischhoff David A CENTRAL INDEX KEY: 0001691757 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34719 FILM NUMBER: 19525370 MAIL ADDRESS: STREET 1: 248 GAY AVENUE CITY: CLAYTON STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: S&W Seed Co CENTRAL INDEX KEY: 0001477246 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 271275784 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 106 K STREET, SUITE 300 CITY: SACRAMENTO STATE: CA ZIP: 95814 BUSINESS PHONE: 559 884 2535 MAIL ADDRESS: STREET 1: 106 K STREET, SUITE 300 CITY: SACRAMENTO STATE: CA ZIP: 95814 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-01-10 0 0001477246 S&W Seed Co SANW 0001691757 Fischhoff David A 8253 PARKSIDE DRIVE CLAYTON MO 63105 1 0 0 0 Common Stock 2019-01-10 4 M 0 6708 0 A 12155 D Restricted Stock Units 2019-01-10 4 M 0 6708 0 D 2019-01-10 2019-01-10 Common Stock 6708 0 D Represents the settlement of restricted stock units ("RSUs") that vested on January 10, 2019 through the issuance of shares of common stock. Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on the January 10, 2019 vesting date was $2.00. The RSUs vested in full on January 10, 2019. /s/ David A. Fischhoff 2019-01-14