0001249155-18-000011.txt : 20180112
0001249155-18-000011.hdr.sgml : 20180112
20180112175305
ACCESSION NUMBER: 0001249155-18-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180110
FILED AS OF DATE: 20180112
DATE AS OF CHANGE: 20180112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Matina Alexander C
CENTRAL INDEX KEY: 0001591550
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34719
FILM NUMBER: 18526784
MAIL ADDRESS:
STREET 1: C/O MFP INVESTORS, LLC
STREET 2: 667 MADISON AVE, 25TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: S&W Seed Co
CENTRAL INDEX KEY: 0001477246
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 271275784
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 802 NORTH DOUTY STREET
CITY: HANFORD
STATE: CA
ZIP: 93230
BUSINESS PHONE: 559 884 2535
MAIL ADDRESS:
STREET 1: 802 NORTH DOUTY STREET
CITY: HANFORD
STATE: CA
ZIP: 93230
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-01-10
0
0001477246
S&W Seed Co
SANW
0001591550
Matina Alexander C
C/O MFP INVESTORS, LLC
909 THIRD AVENUE, 33RD FLOOR
NEW YORK
NY
10022
1
0
0
0
Restricted Stock Unitsd
2018-01-10
4
A
0
7826
0
A
2019-01-10
2019-01-10
Common Stock
7826
7826
D
Stock Option (right to buy)
4.025
2018-01-10
4
A
0
7826
0
A
2019-01-10
2028-01-10
Common Stock
7826
7826
D
Each restricted stock unit ("RSU") represents the contingent right to receive one share of common stock upon vesting of the RSU. The closing price of the Issuer's common stock on the date of this RSU was $4.025.
The RSUs will vest on January 10, 2019, subject to continued service with the Issuer on the vesting date.
The RSUs and options were granted pursuant to the Issuer's Amended and Restated 2009 Equity Incentive Plan.
The options will vest and become exercisable on January 10, 2019, subject to continued service with the Issuer on the vesting date.
Alexander C. Matina
2018-01-12