0001209191-23-022821.txt : 20230404 0001209191-23-022821.hdr.sgml : 20230404 20230404171405 ACCESSION NUMBER: 0001209191-23-022821 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230401 FILED AS OF DATE: 20230404 DATE AS OF CHANGE: 20230404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horton Elizabeth CENTRAL INDEX KEY: 0001893823 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34719 FILM NUMBER: 23799271 MAIL ADDRESS: STREET 1: C/O S&W SEED COMPANY STREET 2: 2101 KEN PRATT BLVD., SUITE 201 CITY: LONGMONT STATE: CO ZIP: 80501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: S&W Seed Co CENTRAL INDEX KEY: 0001477246 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 271275784 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2101 KEN PRATT BLVD. STREET 2: SUITE 201 CITY: LONGMONT STATE: CO ZIP: 80501 BUSINESS PHONE: (720) 506-9191 MAIL ADDRESS: STREET 1: 2101 KEN PRATT BLVD. STREET 2: SUITE 201 CITY: LONGMONT STATE: CO ZIP: 80501 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-04-01 0 0001477246 S&W Seed Co SANW 0001893823 Horton Elizabeth C/O S&W SEED COMPANY 2101 KEN PRATT BLVD., SUITE 201 LONGMONT CO 80501 0 1 0 0 Chief Financial Officer 0 Common Stock 2023-04-01 4 F 0 1822 1.45 D 62101 D The reporting person is reporting the withholding by the Issuer of an aggregate of 1,822 shares of common stock that vested on April 1, 2023 pursuant to RSU awards granted on October 21, 2022 but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU award. /s/ Elizabeth Horton 2023-04-04