0001209191-23-001046.txt : 20230104 0001209191-23-001046.hdr.sgml : 20230104 20230104170042 ACCESSION NUMBER: 0001209191-23-001046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230101 FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Panter Donald M. Jr. CENTRAL INDEX KEY: 0001756741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34719 FILM NUMBER: 23507577 MAIL ADDRESS: STREET 1: C/O S&W SEED COMPANY STREET 2: 106 K STREET, SUITE 300 CITY: SACRAMENTO STATE: CA ZIP: 95814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: S&W Seed Co CENTRAL INDEX KEY: 0001477246 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 271275784 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2101 KEN PRATT BLVD. STREET 2: SUITE 201 CITY: LONGMONT STATE: CO ZIP: 80501 BUSINESS PHONE: (720) 506-9191 MAIL ADDRESS: STREET 1: 2101 KEN PRATT BLVD. STREET 2: SUITE 201 CITY: LONGMONT STATE: CO ZIP: 80501 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-01 0 0001477246 S&W Seed Co SANW 0001756741 Panter Donald M. Jr. C/O S&W SEED COMPANY 2101 KEN PRATT BLVD., SUITE 201 LONGMONT CO 80501 0 1 0 0 Executive VP, Americas Common Stock 2023-01-01 4 F 0 900 1.49 D 58814 D The reporting person is reporting the withholding by the Issuer of an aggregate of 900 shares of common stock that vested on January 1, 2023 pursuant to RSU awards granted on October 1, 2020, October 5, 2021 and October 21, 2022 but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU award. /s/ Elizabeth Horton, Attorney-in-Fact 2023-01-04