0001209191-20-065238.txt : 20201228
0001209191-20-065238.hdr.sgml : 20201228
20201228175827
ACCESSION NUMBER: 0001209191-20-065238
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201223
FILED AS OF DATE: 20201228
DATE AS OF CHANGE: 20201228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Matina Alexander C
CENTRAL INDEX KEY: 0001591550
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34719
FILM NUMBER: 201419437
MAIL ADDRESS:
STREET 1: C/O MFP INVESTORS, LLC
STREET 2: 667 MADISON AVE, 25TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: S&W Seed Co
CENTRAL INDEX KEY: 0001477246
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 271275784
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2101 KEN PRATT BLVD.
STREET 2: SUITE 201
CITY: LONGMONT
STATE: CO
ZIP: 80501
BUSINESS PHONE: (720) 506-9191
MAIL ADDRESS:
STREET 1: 2101 KEN PRATT BLVD.
STREET 2: SUITE 201
CITY: LONGMONT
STATE: CO
ZIP: 80501
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-23
0
0001477246
S&W Seed Co
SANW
0001591550
Matina Alexander C
C/O MFP INVESTORS, LLC
909 THIRD AVE, 33RD FLOOR
NEW YORK CITY
NY
10022
1
0
0
0
Common Stock
2020-12-23
4
A
0
27651
0.00
A
89973
D
The shares being reported are being issued pursuant to restricted stock units ("RSUs"), each one of which represents a contingent right to receive one share of the Issuer's common stock. The RSU will vest on the earlier of (i) December 23, 2021 and (ii) the date of the Issuer's next Annual Meeting of Stockholders, in each case, subject to the Reporting Person's continuous service on such date.
/s/ Matthew Szot, Attorney-in-Fact
2020-12-28