0001209191-18-056642.txt : 20181031
0001209191-18-056642.hdr.sgml : 20181031
20181031145419
ACCESSION NUMBER: 0001209191-18-056642
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181029
FILED AS OF DATE: 20181031
DATE AS OF CHANGE: 20181031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Callachor David Thomas
CENTRAL INDEX KEY: 0001756742
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34719
FILM NUMBER: 181149904
MAIL ADDRESS:
STREET 1: C/O S&W SEED COMPANY
STREET 2: 106 K STREET, SUITE 300
CITY: SACRAMENTO
STATE: CA
ZIP: 95814
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: S&W Seed Co
CENTRAL INDEX KEY: 0001477246
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 271275784
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 106 K STREET, SUITE 300
CITY: SACRAMENTO
STATE: CA
ZIP: 95814
BUSINESS PHONE: 559 884 2535
MAIL ADDRESS:
STREET 1: 106 K STREET, SUITE 300
CITY: SACRAMENTO
STATE: CA
ZIP: 95814
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-10-29
0
0001477246
S&W Seed Co
SANW
0001756742
Callachor David Thomas
C/O S&W SEED COMPANY
106 K STREET, SUITE 300
SACRAMENTO
CA
95814
0
1
0
0
Executive VP, International
Stock options (right to buy)
2.79
2018-10-29
4
A
0
75000
0.00
A
2028-10-28
Common Stock
75000
75000
D
The options vest in 12 quarterly installments over three years, commencing on January 1, 2019 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2021, subject to continued service with the Issuer on each respective vesting date. A total of 6,250 shares will vest at each respective vesting date.
David Callochor
2018-10-29