0001209191-18-056642.txt : 20181031 0001209191-18-056642.hdr.sgml : 20181031 20181031145419 ACCESSION NUMBER: 0001209191-18-056642 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181029 FILED AS OF DATE: 20181031 DATE AS OF CHANGE: 20181031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Callachor David Thomas CENTRAL INDEX KEY: 0001756742 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34719 FILM NUMBER: 181149904 MAIL ADDRESS: STREET 1: C/O S&W SEED COMPANY STREET 2: 106 K STREET, SUITE 300 CITY: SACRAMENTO STATE: CA ZIP: 95814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: S&W Seed Co CENTRAL INDEX KEY: 0001477246 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 271275784 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 106 K STREET, SUITE 300 CITY: SACRAMENTO STATE: CA ZIP: 95814 BUSINESS PHONE: 559 884 2535 MAIL ADDRESS: STREET 1: 106 K STREET, SUITE 300 CITY: SACRAMENTO STATE: CA ZIP: 95814 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-10-29 0 0001477246 S&W Seed Co SANW 0001756742 Callachor David Thomas C/O S&W SEED COMPANY 106 K STREET, SUITE 300 SACRAMENTO CA 95814 0 1 0 0 Executive VP, International Stock options (right to buy) 2.79 2018-10-29 4 A 0 75000 0.00 A 2028-10-28 Common Stock 75000 75000 D The options vest in 12 quarterly installments over three years, commencing on January 1, 2019 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2021, subject to continued service with the Issuer on each respective vesting date. A total of 6,250 shares will vest at each respective vesting date. David Callochor 2018-10-29