0001477200-17-000017.txt : 20170209 0001477200-17-000017.hdr.sgml : 20170209 20170209173602 ACCESSION NUMBER: 0001477200-17-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170207 FILED AS OF DATE: 20170209 DATE AS OF CHANGE: 20170209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocket Fuel Inc. CENTRAL INDEX KEY: 0001477200 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 300472319 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 SEAPORT BLVD 4TH FL CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-595-1300 MAIL ADDRESS: STREET 1: 2000 SEAPORT BLVD 4TH FL CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: Rocket Fuel, Inc. DATE OF NAME CHANGE: 20091119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wootton Emmett Randolph III CENTRAL INDEX KEY: 0001658002 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36071 FILM NUMBER: 17588702 MAIL ADDRESS: STREET 1: 1900 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 wf-form4_148667974885701.xml FORM 4 X0306 4 2017-02-07 0 0001477200 Rocket Fuel Inc. FUEL 0001658002 Wootton Emmett Randolph III 2000 SEAPORT BLVD, 4TH FLOOR REDWOOD CITY CA 94063 1 1 0 0 Chief Executive Officer Employee Stock Option (right to buy) 2.31 2017-02-07 4 A 0 230000 0 A 2027-02-07 Common Stock 230000.0 230000 D Performance Stock Unit 2017-02-07 4 A 0 230000 0 A 2020-02-07 Common Stock 230000.0 230000 D One-half of the shares subject to the option vest and become exercisable on February 1, 2018 and one-half of the shares vest and become exercisable on February 1, 2019, subject to Reporting Person's continued service to Issuer as of each such date. Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of Issuer's common stock. One-half of the shares subject to the PSUs will be earned when the average closing price of Issuer's common stock is at or above $4 per share for a period of 30 calendar days, and an additional one-half of such shares will be earned when the average closing price of Issuer's common stock is at or above $6 per share for a period of 30 calendar days. Any shares earned will then vest on the 18-month anniversary of the date such shares were earned, subject to Reporting Person's continued service to Issuer as of each such date. /s/ JoAnn Covington, as attorney-in-fact for Emmett Randolph Wootton III 2017-02-09