0001477200-17-000013.txt : 20170208
0001477200-17-000013.hdr.sgml : 20170208
20170208165522
ACCESSION NUMBER: 0001477200-17-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170106
FILED AS OF DATE: 20170208
DATE AS OF CHANGE: 20170208
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rocket Fuel Inc.
CENTRAL INDEX KEY: 0001477200
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 300472319
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 SEAPORT BLVD 4TH FL
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-595-1300
MAIL ADDRESS:
STREET 1: 2000 SEAPORT BLVD 4TH FL
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: Rocket Fuel, Inc.
DATE OF NAME CHANGE: 20091119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frankel Richard A.
CENTRAL INDEX KEY: 0001586322
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36071
FILM NUMBER: 17583214
MAIL ADDRESS:
STREET 1: 350 MARINE PARKWAY
STREET 2: MARINE PARK CENTER
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
4
1
wf-form4_148659090946917.xml
FORM 4
X0306
4
2017-01-06
0
0001477200
Rocket Fuel Inc.
FUEL
0001586322
Frankel Richard A.
2000 SEAPORT BLVD, 4TH FLOOR
REDWOOD CITY
CA
94063
1
0
0
0
Common Stock
2017-01-06
5
G
0
E
76073
0
D
0
I
See Footnote
Common Stock
2017-01-06
5
G
0
E
76073
0
D
0
I
See Footnote
Common Stock
2017-01-06
5
G
0
E
152146
0
A
1795888
I
See Footnote
Shares transferred by the Martha M. Conway Grantor Retained Annuity Trust U/T/A May 20, 2013 to the Martha M. Conway & Richard A. Frankel TR US 03/13/2009 Conway-Frankel Family Trust.
Shares held in the name of Martha M. Conway Grantor Retained Annuity Trust U/T/A May 20, 2013. Ms. Conway is the wife of Mr. Frankel.
Shares transferred by the Richard A. Frankel Grantor Retained Annuity Trust U/T/A May 20, 2013 to the Martha M. Conway & Richard A. Frankel TR US 03/13/2009 Conway-Frankel Family Trust.
Shares held by the Richard A. Frankel Grantor Retained Annuity Trust U/T/A May 20, 2013, for which the reporting person is a trustee.
Shares transferred by the Martha M. Conway Grantor Retained Annuity Trust U/T/A May 20, 2013 and the Richard A. Frankel Grantor Retained Annuity Trust U/T/A May 20, 2013 to the Martha M. Conway & Richard A. Frankel TR US 03/13/2009 Conway-Frankel Family Trust.
Shares owned by the Martha M. Conway & Richard A. Frankel TR UA 03/13/2009 Conway-Frankel Family Trust, for which the reporting person is a trustee.
/s/ JoAnn Covington, as attorney-in-fact for Richard Frankel
2017-02-08