0001477200-17-000013.txt : 20170208 0001477200-17-000013.hdr.sgml : 20170208 20170208165522 ACCESSION NUMBER: 0001477200-17-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170106 FILED AS OF DATE: 20170208 DATE AS OF CHANGE: 20170208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocket Fuel Inc. CENTRAL INDEX KEY: 0001477200 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 300472319 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 SEAPORT BLVD 4TH FL CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-595-1300 MAIL ADDRESS: STREET 1: 2000 SEAPORT BLVD 4TH FL CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: Rocket Fuel, Inc. DATE OF NAME CHANGE: 20091119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frankel Richard A. CENTRAL INDEX KEY: 0001586322 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36071 FILM NUMBER: 17583214 MAIL ADDRESS: STREET 1: 350 MARINE PARKWAY STREET 2: MARINE PARK CENTER CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 wf-form4_148659090946917.xml FORM 4 X0306 4 2017-01-06 0 0001477200 Rocket Fuel Inc. FUEL 0001586322 Frankel Richard A. 2000 SEAPORT BLVD, 4TH FLOOR REDWOOD CITY CA 94063 1 0 0 0 Common Stock 2017-01-06 5 G 0 E 76073 0 D 0 I See Footnote Common Stock 2017-01-06 5 G 0 E 76073 0 D 0 I See Footnote Common Stock 2017-01-06 5 G 0 E 152146 0 A 1795888 I See Footnote Shares transferred by the Martha M. Conway Grantor Retained Annuity Trust U/T/A May 20, 2013 to the Martha M. Conway & Richard A. Frankel TR US 03/13/2009 Conway-Frankel Family Trust. Shares held in the name of Martha M. Conway Grantor Retained Annuity Trust U/T/A May 20, 2013. Ms. Conway is the wife of Mr. Frankel. Shares transferred by the Richard A. Frankel Grantor Retained Annuity Trust U/T/A May 20, 2013 to the Martha M. Conway & Richard A. Frankel TR US 03/13/2009 Conway-Frankel Family Trust. Shares held by the Richard A. Frankel Grantor Retained Annuity Trust U/T/A May 20, 2013, for which the reporting person is a trustee. Shares transferred by the Martha M. Conway Grantor Retained Annuity Trust U/T/A May 20, 2013 and the Richard A. Frankel Grantor Retained Annuity Trust U/T/A May 20, 2013 to the Martha M. Conway & Richard A. Frankel TR US 03/13/2009 Conway-Frankel Family Trust. Shares owned by the Martha M. Conway & Richard A. Frankel TR UA 03/13/2009 Conway-Frankel Family Trust, for which the reporting person is a trustee. /s/ JoAnn Covington, as attorney-in-fact for Richard Frankel 2017-02-08