0001477200-16-000216.txt : 20160620
0001477200-16-000216.hdr.sgml : 20160620
20160620110018
ACCESSION NUMBER: 0001477200-16-000216
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160610
FILED AS OF DATE: 20160620
DATE AS OF CHANGE: 20160620
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rocket Fuel Inc.
CENTRAL INDEX KEY: 0001477200
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 300472319
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1900 SEAPORT BLVD
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-595-1300
MAIL ADDRESS:
STREET 1: 1900 SEAPORT BLVD
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: Rocket Fuel, Inc.
DATE OF NAME CHANGE: 20091119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Covington JoAnn
CENTRAL INDEX KEY: 0001600740
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36071
FILM NUMBER: 161721573
MAIL ADDRESS:
STREET 1: ROCKET FUEL INC.
STREET 2: 1900 SEAPORT BLVD
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
4
1
wf-form4_146643480534917.xml
FORM 4
X0306
4
2016-06-10
0
0001477200
Rocket Fuel Inc.
FUEL
0001600740
Covington JoAnn
1900 SEAPORT BLVD
REDWOOD CITY
CA
94063
0
1
0
0
SVP, General Counsel, CPO
Employee Stock Option (right to buy)
11.21
2016-06-10
4
D
0
5000
D
2023-03-07
Common Stock
5000.0
0
D
Employee Stock Option (right to buy)
51.16
2016-06-10
4
D
0
8000
D
2024-02-06
Common Stock
8000.0
0
D
Employee Stock Option (right to buy)
16.6
2016-06-10
4
D
0
12500
D
2024-08-28
Common Stock
12500.0
0
D
Employee Stock Option (right to buy)
9.68
2016-06-10
4
D
0
10000
D
2025-03-25
Common Stock
10000.0
0
D
Employee Stock Option (right to buy)
2.23
2016-06-13
4
A
0
10819
A
2023-06-13
Common Stock
10819.0
10819
D
This option provided for one-fourth of the shares subject to the option to vest and become exercisable on March 1, 2014 and one forty-eighth of the shares to vest and become exercisable monthly thereafter.
On June 10, 2016, the Issuer canceled, pursuant to the Issuer's option exchange program, an option for 5,000 shares of Rocket Fuel common stock granted to the reporting person on March 7, 2013. In exchange, the reporting person received a replacement option, for 1,250 shares, having an exercise price of $2.23 per share.
This option provided for one-fourth of the shares subject to the option to vest and become exercisable on February 6, 2015 and one forty-eighth of the shares to vest and become exercisable monthly thereafter.
On June 10, 2016, the Issuer canceled, pursuant to the Issuer's option exchange program, an option for 8,000 shares of Rocket Fuel common stock granted to the reporting person on February 6, 2014. In exchange, the reporting person received a replacement option, for 2,000 shares, having an exercise price of $2.23 per share.
This option provided for one-fourth of the shares subject to the option to vest and become exercisable on August 8, 2015 and one forty-eighth of the shares to vest and become exercisable monthly thereafter.
On June 10, 2016, the Issuer canceled, pursuant to the Issuer's option exchange program, an option for 12,500 shares of Rocket Fuel common stock granted to the reporting person on August 28, 2014. In exchange, the reporting person received a replacement option, for 3,125 shares, having an exercise price of $2.23 per share.
This option provided for one-fourth of the shares subject to the option to vest and become exercisable on March 25, 2016 and one forty-eighth of the shares to vest and become exercisable monthly thereafter.
On June 10, 2016, the Issuer canceled, pursuant to the Issuer's option exchange program, an option for 10,000 shares of Rocket Fuel common stock granted to the reporting person on March 25, 2015. In exchange, the reporting person received a replacement option, for 4,444 shares, having an exercise price of $2.23 per share.
Shares subject to an option that vest and become exercisable in equal monthly installments over three years beginning from June 13, 2016.
On June 10, 2016, the Issuer canceled, pursuant to the Issuer's option exchange program, four options totaling 35,500 shares with a weighted average exercise price of $21.68 per share. In exchange, the reporting person received four replacement options, for a total of 10,819 shares, having an exercise price of $2.23 per share.
/s/ Ken Scully, as attorney-in-fact for JoAnn Covington
2016-06-20