0001477200-16-000216.txt : 20160620 0001477200-16-000216.hdr.sgml : 20160620 20160620110018 ACCESSION NUMBER: 0001477200-16-000216 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160610 FILED AS OF DATE: 20160620 DATE AS OF CHANGE: 20160620 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocket Fuel Inc. CENTRAL INDEX KEY: 0001477200 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 300472319 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1900 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-595-1300 MAIL ADDRESS: STREET 1: 1900 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: Rocket Fuel, Inc. DATE OF NAME CHANGE: 20091119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Covington JoAnn CENTRAL INDEX KEY: 0001600740 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36071 FILM NUMBER: 161721573 MAIL ADDRESS: STREET 1: ROCKET FUEL INC. STREET 2: 1900 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 wf-form4_146643480534917.xml FORM 4 X0306 4 2016-06-10 0 0001477200 Rocket Fuel Inc. FUEL 0001600740 Covington JoAnn 1900 SEAPORT BLVD REDWOOD CITY CA 94063 0 1 0 0 SVP, General Counsel, CPO Employee Stock Option (right to buy) 11.21 2016-06-10 4 D 0 5000 D 2023-03-07 Common Stock 5000.0 0 D Employee Stock Option (right to buy) 51.16 2016-06-10 4 D 0 8000 D 2024-02-06 Common Stock 8000.0 0 D Employee Stock Option (right to buy) 16.6 2016-06-10 4 D 0 12500 D 2024-08-28 Common Stock 12500.0 0 D Employee Stock Option (right to buy) 9.68 2016-06-10 4 D 0 10000 D 2025-03-25 Common Stock 10000.0 0 D Employee Stock Option (right to buy) 2.23 2016-06-13 4 A 0 10819 A 2023-06-13 Common Stock 10819.0 10819 D This option provided for one-fourth of the shares subject to the option to vest and become exercisable on March 1, 2014 and one forty-eighth of the shares to vest and become exercisable monthly thereafter. On June 10, 2016, the Issuer canceled, pursuant to the Issuer's option exchange program, an option for 5,000 shares of Rocket Fuel common stock granted to the reporting person on March 7, 2013. In exchange, the reporting person received a replacement option, for 1,250 shares, having an exercise price of $2.23 per share. This option provided for one-fourth of the shares subject to the option to vest and become exercisable on February 6, 2015 and one forty-eighth of the shares to vest and become exercisable monthly thereafter. On June 10, 2016, the Issuer canceled, pursuant to the Issuer's option exchange program, an option for 8,000 shares of Rocket Fuel common stock granted to the reporting person on February 6, 2014. In exchange, the reporting person received a replacement option, for 2,000 shares, having an exercise price of $2.23 per share. This option provided for one-fourth of the shares subject to the option to vest and become exercisable on August 8, 2015 and one forty-eighth of the shares to vest and become exercisable monthly thereafter. On June 10, 2016, the Issuer canceled, pursuant to the Issuer's option exchange program, an option for 12,500 shares of Rocket Fuel common stock granted to the reporting person on August 28, 2014. In exchange, the reporting person received a replacement option, for 3,125 shares, having an exercise price of $2.23 per share. This option provided for one-fourth of the shares subject to the option to vest and become exercisable on March 25, 2016 and one forty-eighth of the shares to vest and become exercisable monthly thereafter. On June 10, 2016, the Issuer canceled, pursuant to the Issuer's option exchange program, an option for 10,000 shares of Rocket Fuel common stock granted to the reporting person on March 25, 2015. In exchange, the reporting person received a replacement option, for 4,444 shares, having an exercise price of $2.23 per share. Shares subject to an option that vest and become exercisable in equal monthly installments over three years beginning from June 13, 2016. On June 10, 2016, the Issuer canceled, pursuant to the Issuer's option exchange program, four options totaling 35,500 shares with a weighted average exercise price of $21.68 per share. In exchange, the reporting person received four replacement options, for a total of 10,819 shares, having an exercise price of $2.23 per share. /s/ Ken Scully, as attorney-in-fact for JoAnn Covington 2016-06-20