0001209191-17-051542.txt : 20170906
0001209191-17-051542.hdr.sgml : 20170906
20170906142131
ACCESSION NUMBER: 0001209191-17-051542
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170906
FILED AS OF DATE: 20170906
DATE AS OF CHANGE: 20170906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frankel Richard A.
CENTRAL INDEX KEY: 0001586322
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36071
FILM NUMBER: 171071047
MAIL ADDRESS:
STREET 1: 350 MARINE PARKWAY
STREET 2: MARINE PARK CENTER
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rocket Fuel Inc.
CENTRAL INDEX KEY: 0001477200
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 300472319
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 SEAPORT BLVD, SUITE 400
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-595-1300
MAIL ADDRESS:
STREET 1: 2000 SEAPORT BLVD, SUITE 400
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: Rocket Fuel, Inc.
DATE OF NAME CHANGE: 20091119
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-09-06
1
0001477200
Rocket Fuel Inc.
FUEL
0001586322
Frankel Richard A.
2000 SEAPORT BLVD., SUITE 400
REDWOOD CITY
CA
94063
1
0
0
0
Common Stock
2017-09-06
4
D
0
1795888
D
0
I
See footnote
Employee Stock Option (right to buy)
2.23
2017-09-06
4
D
0
360796
0.00
D
2023-06-13
Common Stock
360796
0
D
Employee Stock Option (right to buy)
3.65
2017-09-06
4
D
0
50000
0.00
D
2026-03-09
Common Stock
50000
0
D
Each outstanding share of the common stock of the Issuer was converted into the right to receive $2.60 per share in cash, as described in the Merger Agreement.
Held of record by the Martha M. Conway & Richard A Frankel TR UA 03/13/2009 Conway-Frankel Family Trust, for which the Reporting Person is a trustee.
Each outstanding option of the Issuer was either (1) cancelled and converted automatically into the right to receive $2.60 per share in cash, (2) cancelled without any cash payment or other consideration, or (3) assumed and converted automatically into the right to receive $2.60 per share in cash, as described in the Merger Agreement.
This Form 4 reports securities disposed pursuant to the terms of an Agreement and Plan of Merger dated as of July 17, 2017 (the "Merger Agreement"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 18, 2017, and by which the Issuer became a wholly-owned subsidiary (the "Merger") of Sizmek Inc. ("Parent").
/s/ Ken Scully, as Attorney-in-Fact
2017-09-06