0001520138-24-000239.txt : 20240712 0001520138-24-000239.hdr.sgml : 20240712 20240712180105 ACCESSION NUMBER: 0001520138-24-000239 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230216 FILED AS OF DATE: 20240712 DATE AS OF CHANGE: 20240712 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DO CUONG V CENTRAL INDEX KEY: 0001477037 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39015 FILM NUMBER: 241115394 MAIL ADDRESS: STREET 1: C/O BIOVIE STREET 2: 2120 COLORADO AVENUE, SUITE 230 CITY: SANTA MONICA STATE: CA ZIP: 90404 FORMER NAME: FORMER CONFORMED NAME: Do Cuong V DATE OF NAME CHANGE: 20091118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIOVIE INC. CENTRAL INDEX KEY: 0001580149 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 462510769 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 680 W NYE LANE STREET 2: SUITE 201 CITY: CARSON CITY STATE: NV ZIP: 89703 BUSINESS PHONE: 775-888-3162 MAIL ADDRESS: STREET 1: 680 W NYE LANE STREET 2: SUITE 201 CITY: CARSON CITY STATE: NV ZIP: 89703 FORMER COMPANY: FORMER CONFORMED NAME: NANOANTIBIOTICS, INC. DATE OF NAME CHANGE: 20130625 4 1 ownership.xml X0508 4 2023-02-16 0 0001580149 BIOVIE INC. BIVI 0001477037 DO CUONG V C/O BIOVIE INC. 680 W NYE LANE STE 201 CARSON CITY NV 89703 1 1 0 0 President & CEO 0 Common stock 2023-02-16 4 F 0 4953 5.51 D 430901 I See Footnote Common Stock 2024-02-15 4 F 0 4953 1.18 D 425948 I See Footnote Common Stock 2024-06-24 4 A 0 168000 0 A 593948 I See Footnote Common Stock 2024-06-24 4 F 0 42000 0.474 D 551948 I See Footnote Common Stock 56366 D Stock Option (right to buy) 0.474 2024-06-24 4 A 0 227000 0 A 2034-06-24 Common Stock 227000 227000 I See Footnote The restricted stock unit ("RSU") grant was approved by the compensation committee of the issuer's board of directors on June 10, 2024, which grant became effective on June 24, 2024. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock. The RSUs vested in full on June, 24, 2024. The options vest in three equal annual installments beginning on June 24, 2024. Securities are held in the name of Do & Rickles Investments LLC. /s/ Cuong V Do 2024-07-12