0001520138-24-000239.txt : 20240712
0001520138-24-000239.hdr.sgml : 20240712
20240712180105
ACCESSION NUMBER: 0001520138-24-000239
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230216
FILED AS OF DATE: 20240712
DATE AS OF CHANGE: 20240712
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DO CUONG V
CENTRAL INDEX KEY: 0001477037
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39015
FILM NUMBER: 241115394
MAIL ADDRESS:
STREET 1: C/O BIOVIE
STREET 2: 2120 COLORADO AVENUE, SUITE 230
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
FORMER NAME:
FORMER CONFORMED NAME: Do Cuong V
DATE OF NAME CHANGE: 20091118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BIOVIE INC.
CENTRAL INDEX KEY: 0001580149
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 462510769
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 680 W NYE LANE
STREET 2: SUITE 201
CITY: CARSON CITY
STATE: NV
ZIP: 89703
BUSINESS PHONE: 775-888-3162
MAIL ADDRESS:
STREET 1: 680 W NYE LANE
STREET 2: SUITE 201
CITY: CARSON CITY
STATE: NV
ZIP: 89703
FORMER COMPANY:
FORMER CONFORMED NAME: NANOANTIBIOTICS, INC.
DATE OF NAME CHANGE: 20130625
4
1
ownership.xml
X0508
4
2023-02-16
0
0001580149
BIOVIE INC.
BIVI
0001477037
DO CUONG V
C/O BIOVIE INC.
680 W NYE LANE STE 201
CARSON CITY
NV
89703
1
1
0
0
President & CEO
0
Common stock
2023-02-16
4
F
0
4953
5.51
D
430901
I
See Footnote
Common Stock
2024-02-15
4
F
0
4953
1.18
D
425948
I
See Footnote
Common Stock
2024-06-24
4
A
0
168000
0
A
593948
I
See Footnote
Common Stock
2024-06-24
4
F
0
42000
0.474
D
551948
I
See Footnote
Common Stock
56366
D
Stock Option (right to buy)
0.474
2024-06-24
4
A
0
227000
0
A
2034-06-24
Common Stock
227000
227000
I
See Footnote
The restricted stock unit ("RSU") grant was approved by the compensation committee of the issuer's board of directors on June 10, 2024, which grant became effective on June 24, 2024. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock. The RSUs vested in full on June, 24, 2024.
The options vest in three equal annual installments beginning on June 24, 2024.
Securities are held in the name of Do & Rickles Investments LLC.
/s/ Cuong V Do
2024-07-12