UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. __)
GENERAL CANNABIS CORPORATION
(Name of Issuer)
Common Stock
(Title of Class of Securities)
36930V100
(CUSIP Number)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ | Rule 13d-1(b) |
þ | Rule 13d-1(c) |
☐ | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1. NAMES OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Stephen Mann
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a) ☐
(b) ☐
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
5. SOLE VOTING POWER, NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON – 1,290,909
6. SHARED VOTING POWER – 0
7. SOLE DISPOSITIVE POWER – 1,290,909
8. SHARED DISPOSITIVE POWER – 0
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON – 1,290,909
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.2%
12. TYPE OF REPORTING PERSON
IN
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ITEM 1 (a) NAME OF ISSUER: General Cannabis Corporation
ITEM 1 (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
6565 E. Evans Avenue
Denver, Colorado 80224
ITEM 2 (a) NAME OF PERSON FILING:
Stephen Mann
ITEM 2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
c/o Stephen Mann, 450 Park Avenue, Third Floor, New York, New York 10022
ITEM 2 (c) CITIZENSHIP:
USA
ITEM 2 (d) TITLE OF CLASS OF SECURITIES:
Common Stock
ITEM 2 (e) CUSIP NUMBER:
36930V100
ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A:
(a) | ☐ | Broker or dealer registered under Section 15 of the Exchange Act. |
(b) | ☐ | Bank as defined in Section 3(a)(6) of the Exchange Act. |
(c) | ☐ | Insurance Company defined in Section 3(a)(19) of the Exchange Act. |
(d) | ☐ | Investment Company registered under Section 8 of the Investment Company Act. |
(e) | ☐ | An Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E) |
(f) | ☐ | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(ii)(F) |
(g) | ☐ | A parent holding company or control person in accordance Rule 13d-1(b)(1)(ii)(G) |
(h) | ☐ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. |
(i) | ☐ | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; |
(j) | ☐ | Group, in accordance with Rule 13d-1(b)(1)(ii)(J) |
ITEM 4 OWNERSHIP
(a) AMOUNT BENEFICIALLY OWNED: 1,290,909
(b) PERCENT OF CLASS: 8.2%
(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(i) SOLE POWER TO VOTE OR DIRECT THE VOTE 1,290,909
(ii) SHARED POWER TO VOTE OR DIRECT THE VOTE 0
(iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF 1,290,909
(iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF 0
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ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP
ITEM 9 NOTICE OF DISSOLUTION OF GROUP
ITEM 10. CERTIFICATION.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
(Date) February 9, 2017 | |
/s/ Stephen Mann |
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