0001104659-20-117734.txt : 20201023 0001104659-20-117734.hdr.sgml : 20201023 20201023163637 ACCESSION NUMBER: 0001104659-20-117734 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200911 FILED AS OF DATE: 20201023 DATE AS OF CHANGE: 20201023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boockvar Peter CENTRAL INDEX KEY: 0001434040 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54457 FILM NUMBER: 201258127 MAIL ADDRESS: STREET 1: C/O MILLER TABAK + CO., STREET 2: 331 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL CANNABIS CORP CENTRAL INDEX KEY: 0001477009 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DETECTIVE, GUARD & ARMORED CAR SERVICES [7381] IRS NUMBER: 208096131 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6565 EAST EVANS AVENUE CITY: DENVER STATE: CO ZIP: 80224 BUSINESS PHONE: 303-759-1300 MAIL ADDRESS: STREET 1: 6565 EAST EVANS AVENUE CITY: DENVER STATE: CO ZIP: 80224 FORMER COMPANY: FORMER CONFORMED NAME: Advanced Cannabis Solutions, Inc. DATE OF NAME CHANGE: 20131023 FORMER COMPANY: FORMER CONFORMED NAME: Promap Corp DATE OF NAME CHANGE: 20091117 4 1 a4.xml 4 X0306 4 2020-09-11 0 0001477009 GENERAL CANNABIS CORP CANN 0001434040 Boockvar Peter C/O GENERAL CANNABIS CORP 6565 EAST EVANS AVENUE DENVER CO 80224 1 0 0 0 Option 0.31 2020-09-11 4 A 0 37500 0 A 2020-09-11 2027-09-11 Common Stock 37500 37500 D Option 0.31 2020-09-11 4 A 0 37500 0 A 2020-09-11 2027-09-11 Common Stock 37500 37500 D Option 3.20 2020-09-11 4 D 0 25000 0 D 2021-12-30 Common Stock 25000 0 D Option 3.20 2020-09-11 4 A 0 25000 0 A 2023-12-30 Common Stock 25000 25000 D Option 2.41 2020-09-11 4 D 0 25000 0 D 2022-03-31 Common Stock 25000 0 D Option 2.41 2020-09-11 4 A 0 25000 0 A 2024-03-31 Common Stock 25000 25000 D Option 1.92 2020-09-11 4 D 0 25000 0 D 2022-06-20 Common Stock 25000 0 D Option 1.92 2020-09-11 4 A 0 25000 0 A 2024-06-20 Common Stock 25000 25000 D Option 1.34 2020-09-11 4 D 0 25000 0 D 2022-09-26 Common Stock 25000 0 D Option 1.34 2020-09-11 4 A 0 25000 0 A 2024-09-26 Common Stock 25000 25000 D Option 4.23 2020-09-11 4 D 0 25000 0 D 2022-12-21 Common Stock 25000 0 D Option 4.23 2020-09-11 4 A 0 25000 0 A 2024-12-21 Common Stock 25000 25000 D Option 2.21 2020-09-11 4 D 0 37500 0 D 2023-03-30 Common Stock 37500 0 D Option 2.21 2020-09-11 4 A 0 37500 0 A 2025-03-30 Common Stock 37500 37500 D Option 3.71 2020-09-11 4 D 0 37500 0 D 2023-06-27 Common Stock 37500 0 D Option 3.71 2020-09-11 4 A 0 37500 0 A 2025-06-27 Common Stock 37500 37500 D Option 4.02 2020-09-11 4 D 0 37500 0 D 2023-09-20 Common Stock 37500 0 D Option 4.02 2020-09-11 4 A 0 37500 0 A 2025-09-20 Common Stock 37500 37500 D Option 3.37 2020-09-11 4 D 0 37500 0 D 2023-10-12 Common Stock 37500 0 D Option 3.37 2020-09-11 4 A 0 37500 0 A 2025-10-12 Common Stock 37500 37500 D Option 2.37 2020-09-11 4 D 0 37500 0 D 2024-01-21 Common Stock 37500 0 D Option 2.37 2020-09-11 4 A 0 37500 0 A 2026-01-21 Common Stock 37500 37500 D Option 1.66 2020-09-11 4 D 0 37500 0 D 2024-04-24 Common Stock 37500 0 D Option 1.66 2020-09-11 4 A 0 37500 0 A 2026-04-24 Common Stock 37500 37500 D Option 0.97 2020-09-11 4 D 0 200000 0 D 2024-06-04 Common Stock 200000 0 D Option 0.97 2020-09-11 4 A 0 200000 0 A 2026-06-04 Common Stock 200000 200000 D Option 0.55 2020-09-11 4 D 0 75000 0 D 2024-07-29 Common Stock 75000 0 D Option 0.55 2020-09-11 4 A 0 75000 0 A 2026-07-29 Common Stock 75000 75000 D Option 0.67 2020-09-11 4 D 0 75000 0 D 2024-10-02 Common Stock 75000 0 D Option 0.67 2020-09-11 4 A 0 75000 0 A 2026-10-02 Common Stock 75000 75000 D The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on December 30, 2016 and provides for vesting over a one year period. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on March 31, 2017 and provides for vesting over a one year period. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 20, 2017 and provides for vesting over a one year period. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on September 26, 2017 and provides for vesting over a one year period. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on December 21, 2017 and provides for vesting over a one year period. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on March 30, 2018 and provides for vesting over a one year period. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 27, 2018 and provides for vesting over a one year period. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on September 20, 2018 and provides for vesting over a one year period. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 12, 2018 and provides for vesting over a one year period. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2019 and provides for vesting over a one year period. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 24, 2019 and provides for vesting over a one year period. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on June 4, 2019 and provides for 50% of the options to vest immediately and 50% vesting over a one year period. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on July 29, 2019 and provides vesting over a one year period. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 2, 2019 and provides vesting over a one year period. The new option is immediately exercisable. By /s/ Peter Boockvar 2020-10-20