0001553350-21-000007.txt : 20210106 0001553350-21-000007.hdr.sgml : 20210106 20210106080745 ACCESSION NUMBER: 0001553350-21-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210104 FILED AS OF DATE: 20210106 DATE AS OF CHANGE: 20210106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ostrander William L. CENTRAL INDEX KEY: 0001788229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35994 FILM NUMBER: 21509040 MAIL ADDRESS: STREET 1: 801 CAPITOLA DRIVE, SUITE 12 CITY: DURHAM STATE: NC ZIP: 27713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEAT BIOLOGICS, INC. CENTRAL INDEX KEY: 0001476963 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262844103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 627 DAVIS DRIVE STREET 2: SUITE 400 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919-240-7133 MAIL ADDRESS: STREET 1: 627 DAVIS DRIVE STREET 2: SUITE 400 CITY: MORRISVILLE STATE: NC ZIP: 27560 4 1 ownership.xml X0306 4 2021-01-04 0 0001476963 HEAT BIOLOGICS, INC. HTBX 0001788229 Ostrander William L. C/O HEAT BIOLOGICS, INC. 627 DAVIS DRIVE, SUITE 400 MORRISVILLE NC 27560 0 1 0 0 CFO/Corp Secy Stock Options 5.67 2021-01-04 4 A 0 51487 0 D 2021-01-04 2031-01-03 Common Stock 51487 51487 D The stock options to purchase 51,487 shares of Heat Biologics, Inc. common stock vest one third immediately, one third on the one year anniversary of the date of grant and one third vests on the two year anniversary of the date of grant. /s/ William L. Ostrander 2021-01-06