0001553350-20-000759.txt : 20200814 0001553350-20-000759.hdr.sgml : 20200814 20200814180106 ACCESSION NUMBER: 0001553350-20-000759 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200813 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ostrander William L. CENTRAL INDEX KEY: 0001788229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35994 FILM NUMBER: 201107027 MAIL ADDRESS: STREET 1: 801 CAPITOLA DRIVE, SUITE 12 CITY: DURHAM STATE: NC ZIP: 27713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEAT BIOLOGICS, INC. CENTRAL INDEX KEY: 0001476963 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262844103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 627 DAVIS DRIVE STREET 2: SUITE 400 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919-240-7133 MAIL ADDRESS: STREET 1: 627 DAVIS DRIVE STREET 2: SUITE 400 CITY: MORRISVILLE STATE: NC ZIP: 27560 4 1 ownership.xml X0306 4 2020-08-13 0 0001476963 HEAT BIOLOGICS, INC. HTBX 0001788229 Ostrander William L. C/O HEAT BIOLOGICS, INC. 627 DAVIS DRIVE, SUITE 400 MORRISVILLE NC 27560 0 1 0 0 VP Finance/Corp Secy Common Stock 2020-08-13 4 M 0 15625 0.52 A 15625 D Common Stock 2020-08-13 4 F 0 4440 1.83 D 11185 D Employee Stock Option (right to buy) 0.52 2020-08-13 4 M 0 15625 0 D 2019-10-25 2029-09-25 Common Stock 15625 59375 D /s/ William L. Ostrander 2020-08-14