0001553350-20-000219.txt : 20200316 0001553350-20-000219.hdr.sgml : 20200316 20200316070047 ACCESSION NUMBER: 0001553350-20-000219 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200312 FILED AS OF DATE: 20200316 DATE AS OF CHANGE: 20200316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hutchins Jeff Tobin CENTRAL INDEX KEY: 0001694022 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35994 FILM NUMBER: 20715228 MAIL ADDRESS: STREET 1: 15823 S. 4210 RD. CITY: CLAREMORE STATE: OK ZIP: 74017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEAT BIOLOGICS, INC. CENTRAL INDEX KEY: 0001476963 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262844103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 627 DAVIS DRIVE STREET 2: SUITE 400 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919-240-7133 MAIL ADDRESS: STREET 1: 627 DAVIS DRIVE STREET 2: SUITE 400 CITY: MORRISVILLE STATE: NC ZIP: 27560 4 1 hutchins4.xml OWNERSHIP DOCUMENT X0306 4 2020-03-12 0 0001476963 HEAT BIOLOGICS, INC. HTBX 0001694022 Hutchins Jeff Tobin C/O HEAT BIOLOGICS, INC. 627 DAVIS DRIVE, SUITE 400 MORRISVILLE NC 27560 0 1 0 0 CSO and COO Stock Options 0.60 2020-03-12 4 A 0 500000 0 A 2020-04-01 2030-03-12 Common Stock 500000 500000 D The stock options vest pro rata on a monthly basis over 48 months commencing on April 1, 2020. /s/ Jeff Tobin Hutchins 2020-03-16