0001553350-19-000006.txt : 20190103
0001553350-19-000006.hdr.sgml : 20190103
20190103165044
ACCESSION NUMBER: 0001553350-19-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190101
FILED AS OF DATE: 20190103
DATE AS OF CHANGE: 20190103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hutchins Jeff Tobin
CENTRAL INDEX KEY: 0001694022
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35994
FILM NUMBER: 19506415
MAIL ADDRESS:
STREET 1: 15823 S. 4210 RD.
CITY: CLAREMORE
STATE: OK
ZIP: 74017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEAT BIOLOGICS, INC.
CENTRAL INDEX KEY: 0001476963
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 262844103
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 801 CAPITOLA DRIVE
CITY: DURHAM
STATE: NC
ZIP: 27713
BUSINESS PHONE: 919-240-7133
MAIL ADDRESS:
STREET 1: 801 CAPITOLA DRIVE
CITY: DURHAM
STATE: NC
ZIP: 27713
4
1
hutchins4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-01-01
0
0001476963
HEAT BIOLOGICS, INC.
HTBX
0001694022
Hutchins Jeff Tobin
C/O 801 CAPITOLA DRIVE
DURHAM
NC
27713
0
1
0
0
Chief Scientific Officer
Common Stock
2019-01-01
4
A
0
143140
0
A
143140
D
Stock Options
1.06
2019-01-01
4
A
0
356860
0
A
2019-01-01
2029-01-01
Common Stock
356860
356860
D
The 143,140 restricted shares of Heat Biologics, Inc. (the "Company") common stock, $0.0002 par value per share (the "Common Stock") vest as follows: 50% vest immediately, 30% vest on the one year anniversary of the date of grant, 10% vest on the two year anniversary of the date of grant and 10% vest on the three year anniversary of the date of grant.
The stock option to purchase 356,860 shares of Common Stock vest as follows: 50% vest immediately, 30% vest on the one year anniversary of the date of grant, 10% vest on the two year anniversary of the date of grant and 10% vest on the three year anniversary of the date of grant.
/s/ Jeff T. Hutchins
2019-01-03