0001553350-19-000006.txt : 20190103 0001553350-19-000006.hdr.sgml : 20190103 20190103165044 ACCESSION NUMBER: 0001553350-19-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190101 FILED AS OF DATE: 20190103 DATE AS OF CHANGE: 20190103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hutchins Jeff Tobin CENTRAL INDEX KEY: 0001694022 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35994 FILM NUMBER: 19506415 MAIL ADDRESS: STREET 1: 15823 S. 4210 RD. CITY: CLAREMORE STATE: OK ZIP: 74017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEAT BIOLOGICS, INC. CENTRAL INDEX KEY: 0001476963 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262844103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 801 CAPITOLA DRIVE CITY: DURHAM STATE: NC ZIP: 27713 BUSINESS PHONE: 919-240-7133 MAIL ADDRESS: STREET 1: 801 CAPITOLA DRIVE CITY: DURHAM STATE: NC ZIP: 27713 4 1 hutchins4.xml OWNERSHIP DOCUMENT X0306 4 2019-01-01 0 0001476963 HEAT BIOLOGICS, INC. HTBX 0001694022 Hutchins Jeff Tobin C/O 801 CAPITOLA DRIVE DURHAM NC 27713 0 1 0 0 Chief Scientific Officer Common Stock 2019-01-01 4 A 0 143140 0 A 143140 D Stock Options 1.06 2019-01-01 4 A 0 356860 0 A 2019-01-01 2029-01-01 Common Stock 356860 356860 D The 143,140 restricted shares of Heat Biologics, Inc. (the "Company") common stock, $0.0002 par value per share (the "Common Stock") vest as follows: 50% vest immediately, 30% vest on the one year anniversary of the date of grant, 10% vest on the two year anniversary of the date of grant and 10% vest on the three year anniversary of the date of grant. The stock option to purchase 356,860 shares of Common Stock vest as follows: 50% vest immediately, 30% vest on the one year anniversary of the date of grant, 10% vest on the two year anniversary of the date of grant and 10% vest on the three year anniversary of the date of grant. /s/ Jeff T. Hutchins 2019-01-03