0001553350-13-000392.txt : 20130820 0001553350-13-000392.hdr.sgml : 20130820 20130719123415 ACCESSION NUMBER: 0001553350-13-000392 CONFORMED SUBMISSION TYPE: CORRESP PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20130719 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HEAT BIOLOGICS, INC. CENTRAL INDEX KEY: 0001476963 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262844103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 100 EUROPA DRIVE STREET 2: SUTE 420 CITY: CHAPEL HILL STATE: NC ZIP: 27517 BUSINESS PHONE: 919-240-7133 MAIL ADDRESS: STREET 1: 100 EUROPA DRIVE STREET 2: SUTE 420 CITY: CHAPEL HILL STATE: NC ZIP: 27517 CORRESP 1 filename1.htm Underwriter Acceleration Request

[htbx_corresp001.jpg]

AEGIS CAPITAL CORP.

810 Seventh Avenue, 18th Floor

New York, New York 10019

July 19, 2013

VIA EDGAR AND TELECOPY

United States Securities

and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549

Attention:  Jeffrey P. Riedler

      Assistant Director


Re:  Heat Biologics, Inc. (the “Company”)
       File No. 333-188365
       Registration Statement on Form S-1


Ladies and Gentlemen:


Pursuant to Rule 461 of the General Rules and Regulations of the U.S. Securities and Exchange Commission under the Securities Act of 1933, as amended, we, as representatives of the several underwriters, hereby request acceleration of the effective date of the above-referenced Registration Statement so that it will become effective at 5:00 p.m., Washington D.C. time, on Tuesday, July 23, 2013, or as soon thereafter as practicable.


The following is supplemental information supplied under Rule 418(a)(7) and Rule 460 under the Securities Act of 1933:


(i)

Date of preliminary prospectus: July 8, 2013

(ii)

Dates of distribution: July 8, 2013 through July 23, 2013

(iii)

Number of prospective underwriters and broker-dealers to whom the preliminary prospectus was furnished:

·

Underwriters: 2

·

Broker-dealers: 2

(iv)

Number of prospectuses so distributed:

·

Underwriters: 1,350

·

Broker-dealers: 50


The undersigned confirms that it has complied with and will continue to comply with, and it has been informed or will be informed by participating dealers that they have complied with or will comply with, Rule 15c2-8 promulgated under the Securities Exchange Act of 1934, as amended, in connection with the above-referenced issue.


 

Very truly yours,

 

AEGIS CAPITAL CORP.

 

 

 

 

By:

/s/ Kevin C. McKenna

 

Name:

Kevin C. McKenna

 

Title:   

Chief Compliance Officer




GRAPHIC 2 htbx_corresp001.jpg GRAPHIC begin 644 htbx_corresp001.jpg M_]C_X``02D9)1@`!`@$`8`!@``#_P``1"`"M`,\#`1$``A$!`Q$!_]L`A``& M!`4&!00&!@4&!P<&"`H1"PH)"0H5#Q`,$1D6&AH8%A@7&Q\H(1L=)1X7&"(O M(R4I*BPM+!LA,30P*S0H*RPK`0<'!PH)"A0+"Q0K'!@<'"LK*RLK*RLK*RLK M*RLK*RLK*RLK*RLK*RLK*RLK*RLK*RLK*RLK*RLK*RLK*RLK*RO_Q`&B```! M!0$!`0$!`0```````````0(#!`4&!P@)"@L0``(!`P,"!`,%!00$```!?0$" M`P`$$042(3%!!A-180'EZ@X2% MAH>(B8J2DY25EI>8F9JBHZ2EIJ>HJ:JRL[2UMK>XN;K"P\3%QL?(R;GZ.GJ\?+S]/7V]_CY^@$``P$!`0$!`0$!`0````````$" M`P0%!@<("0H+$0`"`0($!`,$!P4$!``!`G<``0(#$00%(3$&$D%1!V%Q$R(R M@0@40I&AL<$)(S-2\!5B7J"@X2%AH>(B8J2DY25EI>8F9JB MHZ2EIJ>HJ:JRL[2UMK>XN;K"P\3%QL?(RKR M\_3U]O?X^?K_V@`,`P$``A$#$0`_`/JF@`H`*`"@`H`*`"@`H`*`"@`H`*`" M@`H`*`"@`H`*`"@`H`*`"@`H`*`"@`H`*`"@`H`*`"@`H`*`"@`H`*`"@`H` M\E_:`^)Q^'?AZW&G^6^M7K8MU<9"*I&YB/3G'X^U`'<^!?$]CXQ\+V.MZ8V; M>Z3)!ZQL."I]P:`.AH`*`"@`H`*`"@`H`*`"@`H`*`"@`H`*`"@`H`*`"@`H M`*`"@`H`*`,?Q5KMCX9T&]UG4Y!':6D?F2'OZ`#W)P*`/SI\?>+=1\:>);O5 M]4F=FE<^5$6)6%.RJ.P%`'?_`+-_Q(F\&^+8M.O[DC0M1<1S+(YVPMVD`[>A M]OI0!]V1L'0%3E2,@B@!]`!0`4`%`!0`4`%`!0`4`%`!0`4`%`!0`4`%`!0` M4`%`!0`4`(3Q0!\=?M9_$?\`M;64\)Z3/NL+%MUXRGB2;^[_`,!_F?:@#YQH M`9H>BM]1T/X>M`'N=`!0`4`%`!0 M`4`%`!0`4`%`!0`4`%`!0`4`%`!0`4`%`!0`4`>;?'3X@Q^`/!<]Y"RG5;K, M%FA/\1'WL>@ZT`?GU/-)/,\LSEY'8LS'J2>IH`AH`*`.I^'/BRZ\%>,-/UNS MR?L\@\Z,''FQ?Q+^(H`_1/PQKEEXCT.RU?3)5EM+N(21D'\P?<'B@#8H`*`" M@`H`*`"@`H`*`"@`H`*`"@`H`*`"@`H`*`"@`H`@GGC@A>:9PD2*69CT`'>@ M#\^?CA\0)/B!XTGO8F==,MOW-G$3T4=6^I/-`'G%`!0`4`%`'TM^R3\1VT_4 MF\':K*!9W9+V+M_RSEZE/H>OU^M`'UZM`"T`%`!0`4`%`!0`4`%`!0`4`%`! M0`4`%`!0`4`%`!0!\N?M9_$RXLY5\&Z'U`'R?F@ M!*`"@`H`*`+%K_M@>!);/Q`GC&S5GM;X+%=\<12*H53]"`!]10!\W8H`2@`H`*`"@`H M`]9_9T^(2^`_&H%ZVW1]3VPW9_YYXSM?\"3^!-`'WRC!@"""#T(H`=0`4`%` M!0`4`%`!0`4`%`!0`4`%`!0`4`%`!0!S_C?Q/8>#_#5[K>JOMMK9&>.O"]]X-\3W MNB:FN)[9N&'213T8?44`<[0`4`%`!0`4`**`/MK]E?XB_P#"3^&?^$?U.!RDL;!D M8=01TH`^DO'T$/QD^$MMXOTZ%/\`A)]%7RM0A0,?M(?$Y M_`GAQ+#2F0ZWJ2LL1)_X]X\8,G'?/`]_I0!\+2N\LC/(Q9V.22%>)=(N]`UN]TG48_+N[24Q2+VR.X]CUH`R:`"@`H`*`"@!RD@Y'6@#[S_9O M^(8\<>#([>\D#:SI86&X]9%_@D_$#GW%`'K]`!0`4`%`!0`4`%`!0`4`%`!0 M`4`?(G[7'Q&^VWT?@[2;@&VMSYFH,O\`%)_#'^'4^Y]J`/F?-`"4`%`!0!?T M74[K1M5M=1TZ4PWEK()(I!V(H`^@?C1IMM\2OAYIGQ(T%$^W6\0AU>!3DKC` MR?H?T(H`^;Z`"@`H`*`"@`H`[7X3>-+CP)XSLM7A+&V!\NZB&/WD1ZC^OX4` M?HEI&HVVKZ7::A8R"6UNHEFB<=U(R*`+M`!0`4`%`!0`4`%`!0`4`%`'G_QI M\=P_#_P574MS,?PNX*H1Z.0A)UG0!U['DYH`I_\*`^(O_0"_P#)B/\`QH`/^%`? M$7_H!?\`DQ'_`(T`'_"@/B+_`-`+_P`F(_\`&@`_X4!\1?\`H!?^3$?^-`!_ MPH#XB_\`0"_\F(_\:`#_`(4#\1/^@%_Y,1_XT`?5/[/.F>)M`\"IH/BO3C:2 M:?(1;2>:'\R-B6QP>Q)'TQ0!ZIF@!:`"@`H`*`"@`H`*`"@!KL$!)(`'))H` M^%OVF?B1;>.O$]K9Z4&.F:3YL:3'_ELY(W,/;Y1B@#Q:@`H`*`"@`H`*`/;? M@3X16S@N?B1X@3;H.@!IX$_BNIU^Z%[<-CG/7'O0!R.K?%KQQJ&I7-TOB;5[ M9)I"XA@NW1(P>P`/`H`I_P#"T?'?_0WZ]_X'2?XT`'_"T?'?_0WZ]_X'2?XT M`'_"T?'?_0WZ]_X'2?XT`'_"T?'?_0WZ]_X'2?XT`'_"T?'?_0WZ]_X'2?XT M`'_"T?'?_0WZ]_X'2?XT`'_"T?'7_0WZ]_X&R?XT`>Q?LY?&F_A\0-H?C+4K MR_AU"55M;FYE+F&4\8))^Z?Y_6@#Z^6@!:`"@`H`*`"@`H`*`/"/VI/B0OA7 MPP=`TV5EUG58_O*>88>,_%>GZ M'IXQ+=/AI",B-1RS'Z"@#UC]HSQ39Z?;:=\.?"[;=)T5`MV5'^MF`'!]<*;SQGXIO\`6]1?]Y<.=B=HDS\J#Z"@#FJ`"@`H`*`"@!10 M!]->"88?@Q\(;CQ5?PHGBW6TV6$,O6-#C''7U8_@*`/FR[N)KNYEN+F1I9Y6 M+N[')8GDDT`5Z`"@`H`*`"@`H`*`"@`H`[7X3^-KKP#XQM-9M@7@7]U.13D,#0!=H`*`"@`H`3-`'Q_^UO\` M$0ZGJJ>$-+F!L;-A+>.I^_-SA?H,_G]*`/FW-`"4`%`!0`4`%`'K7[/7@)/& M/B_[7JJ`:!I0%Q=N_"OCD1GZ]3[`T`9OQR\>/X\\:37,)*Z5:KY%E&.@C!^] MCU/7Z8H`\WH`*`"@`H`*`"@`H`*`"@`H`*`/JS]D/XB;A)X+U23H#-8,Q/U> M/^H_&@#ZHH`*`"@`H`\S^./Q(M/A[X6D<2;M8O(V6QA`ZGNQ]`,T`?G_`'-Q M+=7,D]Q(TD\C%G=SDL3U)-`%>@`H`*`"@`H`U/#VC7WB#6+72])MVN;VY?9' M$"!D_4\"@#WKXK:O9?#/X:V_PW\/W6[69\2ZO/&".&&2N??@8]![T`?.-`!0 M`4`%`!0`4`%`!0`4`%`!0`4`:_AC5Y]`\0:9J]K_`*ZQN$N$&?O%6!P?8XQ0 M!^C?@CQ7IGC+P[;:QHLWFVTO!!!!C8=5(]10!T5`!0!3U6_M],TZZO[QQ';6 MD+3RN?X54$D_D#0!^=_Q<\:7'CWQG>ZQ*6%MGR[6(_\`+.(=!]>Y^M`'#T`% M`!0`4`%`!0!]:_LI>!)['PK>^,XXHIM3O(GBTU9#@(%+*2?JPQ]!0!Q>K?LZ M?$+5M2N;^_N=+EN[AS++(;@\D]>U`%3_`(9B\<_\]=)_\"#_`(4`'_#,7CG_ M`)Z:3_X$'_"@`_X9B\<_\]-)_P#`@_X4`'_#,7CG_GKI7_@0?\*`#_AF'QQ_ MSUTK_O\`G_"@`_X9B\<_\]=*_P#`@_X4`'_#,7CG_GKI/_@0?\*`#_AF+QS_ M`,]=)_\``@_X4`'_``S%XY_YZ:3_`.!!_P`*`$_X9B\=?W]*_P#`@_X4`+_P MS%XY_P">FD_^!!_PH`/^&8O'/_/72?\`P(/^%`!_PS#XY_YZ:5_X$'_"@#U_ M]GKX<^-/AWJU[!K,UC)HEU&2T<4Q8K*,88#'ID'\*`/?QTH`*`*E_9V^H65Q M:7L,<]K`?^A2T?\` M\!Q0`?\`"IO`/_0I:/\`^`XH`/\`A4W@'_H4M'_\!Q0`?\*F\`_]"EH__@.* M`#_A4W@'_H4M'_\``<4`'_"IO`/_`$*6C_\`@.*`.KTK3;+2-/@L-,M8;6T@ M7;'#"@54'L*`+N*`#%`!0`4`%`!B@`Q0`8H`*`"@`H`*`#`H`,4`&*`"@`H` M*`"@`H`*`"@`H`*`"@`H`*`"@`H`*`"@`H`*`"@`H`*`"@`H`*`"@`H`*`/_ !V3\_ ` end