0001476765-24-000051.txt : 20240605 0001476765-24-000051.hdr.sgml : 20240605 20240605162800 ACCESSION NUMBER: 0001476765-24-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240603 FILED AS OF DATE: 20240605 DATE AS OF CHANGE: 20240605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golub David CENTRAL INDEX KEY: 0001298389 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00794 FILM NUMBER: 241022347 MAIL ADDRESS: STREET 1: 1125 PARK AVE. 7A CITY: NEW YORK STATE: NY ZIP: 10128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLUB CAPITAL BDC, Inc. CENTRAL INDEX KEY: 0001476765 ORGANIZATION NAME: IRS NUMBER: 471893276 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212.750.6060 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: GOLUB CAPITAL INVESTMENT Corp DATE OF NAME CHANGE: 20170511 FORMER COMPANY: FORMER CONFORMED NAME: Golub Capital BDC, Inc. DATE OF NAME CHANGE: 20100414 FORMER COMPANY: FORMER CONFORMED NAME: Golub Capital BDC LLC DATE OF NAME CHANGE: 20091113 4 1 wk-form4_1717619272.xml FORM 4 X0508 4 2024-06-03 0 0001476765 GOLUB CAPITAL BDC, Inc. GBDC 0001298389 Golub David C/O GOLUB CAPITAL BDC, INC. 200 PARK AVENUE, 25TH FLOOR NEW YORK NY 10166 1 1 0 0 Chief Executive Officer 0 Common Stock, par value $0.001 per share 2024-06-03 4 A 0 1780496 A 3477233 I By GCOP LLC Common Stock, par value $0.001 per share 2024-06-03 4 A 0 1676387 A 1676387 I By GEMS Fund 4, L.P. Common Stock, par value $0.001 per share 1206613 I By GGP Class B-P LLC Common Stock, par value $0.001 per share 188676 I By CDGPE, LLC Common Stock, par value $0.001 per share 166672 I By CDGQ LLC Common Stock, par value $0.001 per share 14977 I By Golub Onshore GP, LLC Common Stock, par value $0.001 per share 125388 D Acquired pursuant to the Agreement and Plan of Merger, dated as of January 16, 2024 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC 3, Inc. ("GBDC 3"), Park Avenue Subsidiary Inc., GC Advisors LLC, and, for certain limited purposes, Golub Capital LLC in exchange for 1,948,452 shares of GBDC 3 common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to the closing of the merger was, $16.57. Due to his control of and ownership interest in GCOP LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. Acquired pursuant to the Merger Agreement in exchange for 1,834,523 shares of GBDC 3 common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to the closing of the merger, was $16.57. Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of common stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Due to his control and ownership in GGP Class B-P., Mr. Golub is viewed as having investment power over all the shares owned by such entity. The shares reported herein are directly beneficially owned by CDGPE, LLC and are held for the benefit of Mr. Golub's family trust. The shares reported herein are directly beneficially owned by CDGQ, LLC and are held for the benefit of Mr. Golub's family trust. Due to his control and ownership in Golub Onshore GP, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. /s/ David B. Golub 2024-06-05